Regulation D definition

Regulation D means Regulation D of the Board of Governors of the Federal Reserve System as from time to time in effect and any successor thereto or other regulation or official interpretation of said Board of Governors relating to reserve requirements applicable to member banks of the Federal Reserve System.
Regulation D means Regulation D promulgated under the Securities Act.
Regulation D means Regulation D of the Board as from time to time in effect and all official rulings and interpretations thereunder or thereof.

Examples of Regulation D in a sentence

  • Neither the Company, nor any of its Affiliates, nor any person acting on its behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D) in connection with the offer or sale of the Preferred Stock pursuant to this Agreement.

  • The Buyer is an “Accredited Investor” as that term is defined in Rule 501(a)(3) of Regulation D.

  • The Company is not aware of any Person that has been or will be paid (directly or indirectly) remuneration for solicitation of the Buyer or potential purchasers in connection with the sale of any Regulation D Securities.

  • The Subscriber understands that, under Rule 251(d)(2)(i)(C) of Regulation A, if the Subscriber is a natural person who is not an "accredited investor" as defined in Rule 501(a) of Regulation D, the aggregate purchase price paid by the Subscriber for the Shares may not exceed ten percent (10%) of the greater of the Subscriber's annual income or net worth (excluding the value of the Subscriber's primary residence and any indebtedness secured by that residence), each as determined under Rule 501.

  • The Company agrees to timely file a Form D with respect to the Securities as required under Regulation D and to provide a copy thereof, promptly upon request of any Purchaser.


More Definitions of Regulation D

Regulation D shall have the meaning set forth in the recitals of this Agreement.
Regulation D means Regulation D of the Board, as the same may be amended, supplemented or replaced from time to time.
Regulation D means Regulation D under the Act.
Regulation D has the meaning set forth in the Recitals.
Regulation D means Regulation D of the FRB as from time to time in effect and any successor to all or a portion thereof establishing reserve requirements.
Regulation D means Regulation D under the U.S. Securities Act; “Regulation S” means Regulation S under the U.S. Securities Act;
Regulation D. Regulation D of the Board as in effect from time to time.