Wholesale Client definition

Wholesale Client has the meaning as defined in Section 761A of the Corporations Act 2001.
Wholesale Client has the meaning given to that term in the Act.
Wholesale Client means a client who is a wholesale investor within the meaning of clause 36 of Schedule 1 of the FMC Act.

Examples of Wholesale Client in a sentence

  • You agree that, if you are not a Wholesale Client for the purposes of the Market Integrity Rules, you will not place an Order in relation to an offer of Financial Products on ASX BookBuild where that offer is limited to Wholesale Clients.

  • Where the applicant is a Wholesale Client (requiring an accountant certificate to be provided to Regal), the applicant certifies that the units in the Fund are not being acquired for use in connection with a business.

  • If you are subject to Australian securities laws and you place any order with us, you will be deemed to represent that you are a "Sophisticated Investor" or a "Professional Investor" and a "Wholesale Client" as defined under applicable Australian regulations, sections 708(10), 708(11) and 761G of the Corporations Act 2001 (Cth) (the "Act") respectively, being a person to whom an offer of securities can be made without disclosure under Chapter 6D of the Act, as interpreted and amended from time to time.

  • Blueberry Markets may, to the extent permitted by Part 7.8 of Division 2 of the Corporations Act, use Wholesale Client money for Hedging, counteracting or off-setting the risk we incur associated with transactions we enter with the Wholesale Client.

  • If you do not qualify for treatment as a "Wholesale Client" under Australian regulations, you must advise us promptly before attempting to place any order with us.


More Definitions of Wholesale Client

Wholesale Client has the same meaning as in section 761G of the Corporations ▇▇▇ ▇▇▇▇ (Cth) but does not include a Sophisticated Investor.
Wholesale Client has the meaning given in section 761G of the Corporations Act. Please note that headings are for convenience only and do not affect the construction and interpretation of this Client Agreement. Reference to a person or individual includes corporate entities, trusts, partnerships and individuals.
Wholesale Client has the same meaning as in sections 761G and 761GA of the Corporations Act 2001 (Cth).
Wholesale Client has the meaning given by section 761G of the Corporations Act. Wilful Default means an intentional act or omission constituting a breach of:
Wholesale Client has the meaning given by s761G Corporations Act 2001 (Cth) YESS means Your Entire Superannuation Solution Pty Ltd (ABN 11 126 335 957), and You, your means the person(s), company Trustees or other entity named as the applicant in the Application Form, as applicable.
Wholesale Client means a person or entity that meets the definition of a wholesale client as defined in the Corporations Act and who is not a retail client by virtue of section 761G of the Act. Window means an agreed period of time during the term of an Option during which a Trigger Rate is effective. Typical Windows include, but are not limited to, “last month” (where the Trigger Rate is only effective in the last month of an Option), “last week” (where the Trigger Rate is only effective in the last week of an Option), “last day” (where the Trigger Rate is only effective on the last day of an Option and “at Expiry” (where the Trigger Rate is only effective at the expiration time on the Expiration Date).
Wholesale Client means a “Wholesale Client” pursuant to sections 761G and 761GA of the Corporations ▇▇▇ ▇▇▇▇ (Cth).