Accredited Investors definition

Accredited Investors means “accredited investors” as defined in Rule 501(a)(1), (a)(2), (a)(3) or (a)(7) of Regulation D under the Securities Act.

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Accredited Investors has the meaning set forth in Rule 501(a) under the Securities Act.

Accredited Investors should complete this Section I. The Transferee is (check one): ___ a bank within the meaning of Section 3(a)(2) of the Securities Act; ___ a savings and loan association or other institution defined in Section 3(a)(5) of the Securities Act; ___ a broker or dealer registered pursuant to the Exchange Act; ___ an insurance company within the meaning of Section 2(13) of the Securities Act; ___ an investment company registered under the Investment Company Act; ___ an employee benefit plan within the meaning of Title I of ERISA, which has total assets in excess of $5,000,000; ___ another entity which is an "accredited investor" within the meaning of paragraph (fill in) of subsection (a) of Rule 501 of the Securities and Exchange Commission. II. The Transferee is acquiring such Ownership Interest solely for its own account, for investment, and not with a view to or for the resale, distribution, subdivision or fractionalization thereof which would require registration of the Ownership Interest under the Securities Act.

Examples of Accredited Investors in a sentence

No fee or service charge shall be imposed by the Certificate Registrar for its services in respect of any registration of transfer or exchange referred to in Section 5.02 of the Pooling and Servicing Agreement other than for transfers to Institutional Accredited Investors as provided in Section 5.02(g) thereof.
Individuals who hold certain positions with an issuer or its affiliates, or who have certain minimum individual income or certain minimum net worth (each as described below) may qualify as Accredited Investors.
Partnerships, corporations or other entities may qualify as Accredited Investors if they fulfill certain financial and other standards, or if all of their equity owners have incomes and/or net worth which qualify them individually as Accredited Investors, and trusts may qualify as Accredited Investors if they meet certain financial and other tests (as described below).
The Non-Registered Certificates initially sold to Institutional Accredited Investors that are not Qualified Institutional Buyers, together with the Class R Certificates, shall be represented by Definitive Certificates for such Class.
The Class A Notes, the Class B Notes and the Class C Notes shall each be initially issued in the form of a single fully-registered note for Qualified Institutional Buyers and a single fully-registered note for Institutional Accredited Investors, if any, with a denomination in the aggregate equal to the original principal balance of such class of Notes.

More Definitions of Accredited Investors

Accredited Investors shall have the meaning specified in Rule 501(a)(1)–(3) or (7) under the Securities Act.

Accredited Investors has the meaning specified in Rule 501(a) of Regulation D under the Securities Act;

Accredited Investors means “accredited investors” as defined in Rule 501(a)(1), (a)(2), (a)(3) or (a)(7) of Regulation D under the

Accredited Investors.  If you are an “accredited investor”, complete and submit a fully signed Accredited Investor Certificate – (Schedule C) and the Risk Acknowledgement Form (Schedule D) if required, unless you are not an individual and are purchasing at least $150,000 of Units (in which case you don't have to).

Accredited Investors are defined in Rule 501 to include among others: (1) Various specified institutional investors (such as banks, savings and loan associations, licensed brokers or dealers, insurance companies, investment companies, small business investment companies, employee benefit plans having assets in excess of $5,000,000, and self-directed plans having investment decisions made solely by persons that are Accredited Investors);

Accredited Investors means institutions that are “accredited investors” meeting the criteria set forth in Rule 501(a) of Regulation D;

Accredited Investors has the meaning set forth in Securities Act Rule 501(a).