Accredited Investors should complete this Section
Accredited Investors means “accredited investors” as defined in Rule 501(a)(1), (a)(2), (a)(3) or (a)(7) of Regulation D under the Securities Act.
Accredited Investors has the meaning set forth in Rule 501(a) under the Securities Act.
Examples of Accredited Investors in a sentence
IF A CORPORATION OR OTHER ENTITY: IF AN INDIVIDUAL: X Name of Entity Signature of Subscriber Type of Entity X Signature of Person Signing Print or Type Name Print or Type Name and Title of Person Signing SCHEDULE D FORM FOR INDIVIDUAL ACCREDITED INVESTORS WARNING! This investment is risky.
ALL SUBSCRIBERS, EXCEPT (A) SUBSCRIBERS WHO ARE NOT INDIVIDUALS WHO PURCHASE AT LEAST $150,000 OF UNITS, AND (B) SUBSCRIBERS WHO ARE "ACCREDITED INVESTORS": ▪ Complete and submit a fully signed Form 45-106F4 Risk Acknowledgement (Schedule A) including, if a resident Alberta, Saskatchewan, Ontario, Quebec, Nova Scotia or New Brunswick, Schedules 1 and 2 of Schedule A.
More Definitions of Accredited Investors
Accredited Investors has the meaning specified in Rule 501(a) of Regulation D under the Securities Act;
Accredited Investors shall have the meaning specified in Rule 501(a)(1)–(3) or (7) under the Securities Act.
Accredited Investors are defined in Rule 501 to include among others: (1) Various specified institutional investors (such as banks, savings and loan associations, licensed brokers or dealers, insurance companies, investment companies, small business investment companies, employee benefit plans having assets in excess of $5,000,000, and self-directed plans having investment decisions made solely by persons that are Accredited Investors); (2) Any entity with total assets in excess of $5,000,000, not formed for the specific purpose of acquiring the securities offered; (3) Any person who had individual income in excess of $200,000 in each of the two most recent years or joint income with that person's spouse in excess of $300,000 in each of those years and has a reasonable expectation of reaching the same income level this year; (4) Any person whose individual net worth (or joint net worth with the person's spouse) at the time of purchase exceeds $1,000,000; (5) Directors and executive officers of Finet; (6) Trusts with total assets in excess of $5,000,000 not formed for the specific purpose of acquiring the securities offered, whose purchase is directed by a sophisticated person prescribed in Rule 506(b)(2)(ii); and (7) Any entity in which all the equity owners are deemed accredited.
Accredited Investors means institutions that are “accredited investors” meeting the criteria set forth in Rule 501(a) of Regulation D;
Accredited Investors. If you are an “accredited investor”, complete and submit a fully signed Accredited Investor Certificate – (Schedule C) and the Risk Acknowledgement Form (Schedule D) if required, unless you are not an individual and are purchasing at least $150,000 of Units (in which case you don't have to). PAYMENT METHODS Payment can be made by certified cheque, bank draft, wire transfer or direct deposit to the Trust, or through the FundSERV network under the Manufacturer Code of CADO Investment Fund Management Inc. “CDO” and the specific FundSERV Order Codes of CDO NW021 - for Class A Units or CDO NW022 - for Class F Units using the following methods:
Accredited Investors has the meaning set forth in Securities Act Rule 501(a).
Accredited Investors means Persons that are “accredited investors” within the meaning of Rule 501(a) of the Securities Act.