Examples of Securities Commission in a sentence
On July 8, 2020, the Company received a final receipt from the British Columbia Securities Commission for its Long Form Prospectus dated July 7, 2020.
In Ontario, subsection (5) does not apply to a person or company that complies with the filing and fee payment requirements applicable to an unregistered exempt international firm under Ontario Securities Commission Rule 13-502 Fees.
The Fund also complies with the permitted investments and restrictions imposed by the Securities Commission.
Pursuant to OSC Rule 11-501 Electronic Delivery of Documents to the Ontario Securities Commission, issuers are required to file the report electronically in Ontario.
In addition, the Manager will only make such investments if the target fund is registered/authorised/approved by the relevant regulatory authority in its home jurisdiction as the case may be and which operates within the general investment principles of the Guidelines on Unit Trust Funds issued by the Securities Commission.