Securities Commission definition

Securities Commission means the applicable securities commission or regulatory authority in each of the Qualifying Jurisdictions;
Securities Commission means the Securities Commission Malaysia established under the SCA.
Securities Commission means in any jurisdiction in Canada, the commission, person or other authority authorized to administer any legislation relating to trading in securities and/or to the registration or licensing of persons engaged in trading securities;

Examples of Securities Commission in a sentence

  • Rights for Subscribers in Ontario ONLY In accordance with Section 130.1 of the Ontario Act and Ontario Securities Commission Rule 45-501, every Subscriber of securities offered pursuant to an offering memorandum (such as this Offering) shall have a statutory right of action for damages or rescission against the issuer and any selling security holder in the event that the offering memorandum contains a misrepresentation.

  • Regulatory Authorities‌ ONE JIB shall, as soon as practicable, notify in writing the Ontario Securities Commission or other applicable securities regulatory authority where ONE JIB becomes aware of the occurrence of a material breach of applicable securities legislation applicable to ONE JIB or to ONE Investment.

  • Pursuant to applicable securities laws, the Corporation is required to periodically file a report of exempt distribution (the “Report”) with certain regulatory authorities, including the Ontario Securities Commission (the “Regulators”).


More Definitions of Securities Commission

Securities Commission means the Securities Commission established under section 3 of the Securities Commission Act 1993 [Act 498];
Securities Commission means the British Columbia Securities Commission.
Securities Commission means the Securities and Exchange Commission, or any successor regulatory body.
Securities Commission means the securities regulatory authorities in each of the provinces of Canada.
Securities Commission means any one of the Securities Commissions;
Securities Commission means in any jurisdiction, the commission, person or other authority authorized to administer any legislation in force relating to the offering and/or sale of securities or commodity futures to the public and/or to the registration or licensing of persons engaged in trading securities or commodity futures;
Securities Commission means the Securities Commission established under the Securities Commission Act 1993;