Securities Commission definition

Securities Commission means the applicable securities commission or regulatory authority in each of the Qualifying Jurisdictions;

Securities Commission means the applicable securities commission or regulatory authority in each of the Qualifying Jurisdictions and “Securities Commissions” means all of them;

Securities Commission means in any jurisdiction in Canada, the commission, person or other authority authorized to administer any legislation relating to trading in securities and/or to the registration or licensing of persons engaged in trading securities;

Examples of Securities Commission in a sentence

• On July 8, 2020, the Company received a final receipt from the British Columbia Securities Commission for its Long Form Prospectus dated July 7, 2020.

• In Ontario, subsection (5) does not apply to a person or company that complies with the filing and fee payment requirements applicable to an unregistered exempt international firm under Ontario Securities Commission Rule 13-502 Fees.

• The Fund also complies with the permitted investments and restrictions imposed by the Securities Commission.

• Pursuant to OSC Rule 11-501 Electronic Delivery of Documents to the Ontario Securities Commission, issuers are required to file the report electronically in Ontario.

• In addition, the Manager will only make such investments if the target fund is registered/authorised/approved by the relevant regulatory authority in its home jurisdiction as the case may be and which operates within the general investment principles of the Guidelines on Unit Trust Funds issued by the Securities Commission.

More Definitions of Securities Commission

Securities Commission means the Securities Commission Malaysia established under the SCA.

Securities Commission means the applicable securities commission or securities regulatory authority in each of the Qualifying Jurisdictions and “Securities Commissions” has a comparable meaning;

Securities Commission means the Securities Commission established under section 3 of the Securities Commission Act 1993 [Act 498];

Securities Commission means the British Columbia Securities Commission.

Securities Commission means the Securities and Exchange Commission, or any successor regulatory body.

Securities Commission means the securities regulatory authorities in each of the provinces of Canada.

Securities Commission means any one of the Securities Commissions;