Listing Undertaking definition

Listing Undertaking means the undertaking (in the form set out in Appendix 2) by an issuer to the Exchange specifying the continuing obligations which the issuer undertakes to comply with as a condition of listing.
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Listing Undertaking means the undertaking (in the form set out in Appendix
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Listing Undertaking means the undertaking (in the form set out in Appendix 4) by anIssuer to 4AX;
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Examples of Listing Undertaking in a sentence

  • Save as set out in this Rule, the issuer's application for a lifting of the suspension imposed under Rule 13.11 above will be treated as if it were an application for listing from a new applicant for all purposes and the issuer will be required (inter alia) to publish Listing Particulars complying in all relevant respects with Chapter 8, pay the initial listing fee and execute a new Listing Undertaking.

  • This Chapter sets out certain of the continuing obligations which a listed issuer is required to observe pursuant to its Listing Undertaking and as a condition of having any of its securities admitted to listing.

  • Parliamentary oversight/accountability As noted, prior oversight is among the key functions of Parliament necessary to ensure prudence in management of the country’s public resources aimed at resulting to effective service delivery to citizens in addition to guarantying gains from public investments.

  • Part B of this Chapter sets out the continuing obligations relating to matters of a financial nature with which an issuer undertakes to comply by virtue of signing its Listing Undertaking.

  • It is a prerequisite of Listing that an Applicant Issuer executes a Listing Undertaking in the form set out in Schedule 4, in order to comply with these Debt Listing Requirements, and in particular with all relevant continuing obligations.

  • This Chapter sets out the continuing obligations which a Listed Applicant Issuer is required to observe pursuant to its Listing Undertaking and as a condition of having any of its Debt Securities admitted to Listing.

  • Chen planned to use the flammables to threaten another businessman and get revenge if the negotiation failed.HEILONGJIANG16 buildings destroyed in illegal gardensSixteen buildings with an area of 3,118 square meters in the so­called Gar­ dens of Cao — which was built illegal­ ly in a State­owned forest area in Mudanjiang, Heilongjiang province— have been demolished, China Cen­ tral Television reported on Sunday.

  • The right to adequate water is mentioned explicitly and implicitly in a number of international human rights instruments.

  • This Chapter sets out the continuing obligations which a Listed Issuer is required to observe pursuant to its Listing Undertaking and as a condition of having any of its Securities admitted to Listing.

  • Notwithstanding, the granting of the login details to such a person/s , the Issuer Agent is not absolved from any liability in terms of the Listing Requirements and shall bear responsibility for such a person’s actions.…………………………………………………………………………………………………………………………………………………………….Signature SCHEDULE 4: LISTING UNDERTAKING Form of Listing Undertaking required to be entered into by an Issuer in support of its application for admission to the Official List of Cape Town Stock Exchange(Pty) Ltd.


More Definitions of Listing Undertaking

Listing Undertaking means the undertaking provided by the Company to 4AX in anticipation of the Listing,which undertaking is in the form set out in Appendix 4 to the 4AX Listings Requirements;“Major Subsidiary”means a Subsidiary representing 25% or more of either the consolidated net assets or pre-tax trading profits of the Group;“Material”meansa) in the context of information, information that, if omitted or misstated, could influence the economic decisions of investors. Without limiting the aforegoing, a change of 10% (ten percent) or more of either gross revenue, operating expenses, net assets or market capitalisation of the Company or Group shall be deemed to influence the decisions of investors;b) in any other context, 10% (ten percent) or more of either gross revenue, operating expenses, net assets or market capitalisation of the Company or Group, and the term “Materially” shall be construed accordingly;“Medical Practitioner”means a medical doctor who conducts a medical practice as a general or specialist practitioner and who is registered and holds a valid registration certificate, or is capable of re-registering and holding a valid registration certificate with the Health Professions Council of South Africa. This definition intends to specifically exclude other health professionals. The interpretation of this definition should be applied restrictively in any uncertainty;“Medicines and Related Substances Act”means the Medicines and Related Substances Act, No. 101 of 1965, as amended from time to time;“NAVPS”means net asset value per Share;“NTAVPS”means net tangible asset value per Share;“Official List”means the List of all Securities admitted for quotation on the main market or official market of 4AX;“Pari Passu”means in relation to the rights attaching to the Securities of a company, that such rights are identical and rank equal in each and every respect;“Person”means a “person” as contemplated in terms of the Companies Act;“Rand” or “R”means South African Rand, being the lawful currency of South Africa;“Reporting Accountants”means BDO South Africa Incorporated (Registration Number: 1995/002310/21), being the Reporting Accountant of the Company and an audit firm acceptable to 4AX and registered with IRBA;“Reporting Accountant’s Report” or “Reporting Auditor’s Report”means the report issued by the Reporting Accountant and/or Reporting Auditor in accordance with paragraph 8.8 of the 4AX Listing Requirements;“Reporting Auditor”means SizweNtsalubaGobodo Grant Thornton (Re...
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Listing Undertaking means the undertaking provided by the Company to CTSE in anticipation of the Listing,which undertaking is in the form set out in Appendix 4 to the CTSE Listing Requirements;
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Listing Undertaking means the undertaking (in the form set out in First Schedule to these rules) by an issuer to GASCI specifying the continuing disclosure obligations which the issuer undertakes to comply with as a condition of admission to the Official List;
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Related to Listing Undertaking

  • Participating Underwriter means any of the original underwriters of the Bonds required to comply with the Rule in connection with offering of the Bonds.

  • Managing Underwriter means, with respect to any Underwritten Offering, the book running lead manager of such Underwritten Offering.

  • Pending Underwritten Offering means, with respect to any Holder forfeiting its rights pursuant to this Section 4.5(l), any underwritten offering of Registrable Securities in which such Holder has advised the Company of its intent to register its Registrable Securities either pursuant to Section 4.5(a)(ii) or 4.5(a)(iv) prior to the date of such Holder’s forfeiture.

  • Managing Underwriters means the investment banker or investment bankers and manager or managers that shall administer an underwritten offering under a Shelf Registration Statement.

  • ERISA-Qualifying Underwriting A best efforts or firm commitment underwriting or private placement that meets the requirements of an Underwriter’s Exemption.

  • Company Underwriter has the meaning set forth in Section 4(a).

  • Piggyback Registration shall have the meaning given in subsection 2.2.1.

  • Piggy-Back Registration is defined in Section 2.2.1.

  • Underwritten Offering means a Registration in which securities of the Company are sold to an Underwriter in a firm commitment underwriting for distribution to the public.

  • Approved Underwriter has the meaning set forth in Section 3(f) of this Agreement.

  • Shelf Underwritten Offering shall have the meaning given in subsection 2.1.3.

  • Underwritten Offering Notice has the meaning set forth in Section 2(b).

  • Marketed Underwritten Offering means any Underwritten Offering (including a Marketed Underwritten Shelf Take-Down, but, for the avoidance of doubt, not including any Shelf Take-Down that is not a Marketed Underwritten Shelf Take-Down) that involves a customary “road show” (including an “electronic road show”) or other substantial marketing effort by the Company and the underwriters over a period of at least 48 hours.

  • Requesting Holder shall have the meaning given in subsection 2.1.1.

  • Underwritten Takedown has the meaning set forth in Section 2(d)(ii).

  • Approved Stock Exchange means the New York Stock Exchange, NASDAQ or such other stock exchange in the United States of America, the United Kingdom or Hong Kong as is approved in writing by the Facility Agent or, in each case, any successor thereto.

  • Requesting Holders shall have the meaning given in Section 2.1.5.

  • Piggyback Registrations has the meaning set forth in Section 3(a).

  • exempt market dealer means a person or company registered in the category of exempt market dealer;

  • IPO Underwriter means each Person named as an underwriter in Schedule I to the Underwriting Agreement who purchases Common Units pursuant thereto.

  • CHESS Approved Securities means securities of the Company for which CHESS approval has been given in accordance with the ASX Settlement Operating Rules;

  • Listing Date means the first date upon which any security of the Company is listed (or approved for listing) upon notice of issuance on any securities exchange or designated (or approved for designation) upon notice of issuance as a national market security on an interdealer quotation system if such securities exchange or interdealer quotation system has been certified in accordance with the provisions of Section 25100(o) of the California Corporate Securities Law of 1968.

  • Underwritten Public Offering means an underwritten Public Offering, including any bought deal or block sale to a financial institution conducted as an underwritten Public Offering.

  • Initiating Holder has the meaning set forth in Section 2.01(a).

  • Listing means the listing of the shares of Common Stock on a national securities exchange.

  • securities dealer means a person or entity that is authorized under provincial legislation to engage in the business of dealing in securities or any other financial instruments or to provide portfolio management or investment advising services.