Examples of Regulatory Authority in a sentence
For the Client For the Consultants Full name Full name Title Title Signature Signature Date Date Self-Declaration Forms (r 62) Republic Of KenyaPublic Procurement Regulatory Authority (PPRA) FORM SD1Self-Declaration That The Person/Tenderer Is Not Debarred In The Matter Of The Public Procurement and Asset Disposal ACT 2015.
Pursuant to the provisions of Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),1 Financial Industry Regulatory Authority, Inc.
With respect to Active Proxy Portfolio Shares, all of the Exchange member obligations relating to product description and prospectus delivery requirements will continue to apply in accordance with Exchange rules and federal securities laws, and the Exchange and the Financial Industry Regulatory Authority, Inc.
Government Accountability Office, Securities Regulation: Opportunities Exist to Improve SEC’s Oversight of the Financial Industry Regulatory Authority (2012), 7.
Pursuant to the provisions of Section 19(b)(1) of the Act,4 and Rule 19b-4 thereunder,5 IEX is filing with the Commission a proposed rule change to eliminate IEX Rule 11.420 (Order Audit Trail System (“OATS”) Requirements) to reflect that as of September 1, 2021, the Financial Industry Regulatory Authority, Inc.