Examples of Investment Advisers in a sentence
The Investment Advisor shall at all times be registered as an investment advisor under the Investment Advisers Act of 1940, as amended.
This Agreement may not be assigned (within the meaning of the Investment Advisers Act of 1940) by either CLIENT or ADVISER without the prior consent of the other party.
CLIENT acknowledges and agrees that transactions that do not result in a change of actual control or management of ADVISER shall not be considered an assignment pursuant to Rule 202(a)(1)-1 under the Investment Advisers Act of 1940.
Investment Consultant has adopted a Code or Codes of Ethics in compliance with applicable law and regulations, including without limitation Rule 204A-1 under the Investment Advisers Act of 1940.
This Agreement is the entire agreement of the parties respecting the subject matter hereof and supersedes all previous Administration Agreements entered into by and between the parties, including, but not limited to, that certain Administration Agreement by and between Trust (f/k/a American Performance Funds) and Administrator (f/k/a BOK Investment Advisers, Inc.) dated July 1, 2004, as amended.