Investment Advisor definition

Investment Advisor means, in relation to a Portfolio, the investment manager or investment advisor of the Portfolio.
Investment Advisor means the entity identified by the Trust to BNY Mellon as the entity having investment responsibility with respect to the Funds.

Examples of Investment Advisor in a sentence

  • The Custodian has no responsibility to monitor or oversee the investment activity undertaken by a Fund or its Investment Advisor or by an Portfolio.

  • The Custodian shall provide or cause to be provided this information to the Portfolios’ distributor and other persons as instructed according to the policies established by the Board and/or instructions from an officer of the Fund or the Investment Advisor and shall disseminate such information on each day that the NYSE is open, including through the facilities of the National Securities Clearing Corporation (the “NSCC”), prior to the opening of trading on the NYSE.

  • The Custodian shall have no responsibility under this Agreement for the selection of the counterparty to, or the method of execution of, any foreign exchange transaction entered into by the Fund (or its Investment Advisor acting on its behalf) or the reasonableness of the execution rate on any such transaction.

  • The Custodian has no duty to ensure or to inquire whether an Investment Advisor complies with any investment objectives or restrictions agreed upon between a Fund and the Investment Advisor or whether the Investment Advisor complies with its legal obligations under applicable securities laws or other laws, including laws intended to protect the interests of investors.

  • Where the Fund or its Investment Advisor gives Proper Instructions for the execution of a foreign exchange transaction using an indirect foreign exchange service described in the Client Publications, the Fund (or its Investment Advisor) instructs the Custodian, on behalf of the Fund, to direct the execution of such foreign exchange transaction to SSGM or, when the relevant currency is not traded by SSGM, to the applicable sub-custodian.


More Definitions of Investment Advisor

Investment Advisor means any investment advisor as defined in Section 202(a)(11) of the Investment Advisors Act of 1940.
Investment Advisor shall have the meaning defined in Section 5.2(a) hereof.
Investment Advisor. The Transferee is an investment advisor registered under the Investment Advisers Act of 1940.
Investment Advisor means PIMCO, PIMCO Asia Pte Ltd, PIMCO Europe Limited or PIMCO Europe
Investment Advisor means a person or business regulated by the Securities and Exchange Commission that provides investment advice or counsel, and is governed by the Investment Advisors Act of 1940.
Investment Advisor means the entity identified by the Funds to BNYM as the entity having investment responsibility with respect to the Funds.
Investment Advisor means MCC Advisors LLC, a Delaware limited liability company, or an Affiliate thereof.