Investment Advisor definition
Investment Advisor means any person or entity who is an Authorized Person to give Instructions with respect to the investment and reinvestment of the Fund's Investments.
Investment Advisor means, in relation to a Portfolio, the investment manager or investment advisor of the Portfolio.
Investment Advisor means the entity identified by the Funds to BNY Mellon as the entity having investment responsibility with respect to the Funds.
Examples of Investment Advisor in a sentence
The Custodian has no duty to ensure (or to inquire whether) an Investment Advisor complies with any investment objectives or restrictions agreed between a Fund and such Investment Advisor, or whether such Investment Advisor complies with its legal obligations to under applicable securities laws or other laws, including laws intended to protect the interests of investors.
If a Fund’s counterparty fails to deliver securities or cash, the Custodian will, as its sole responsibility, notify the Investment Advisor of such failure within a reasonable time after becoming aware of the same.
The Custodian has no responsibility to monitor or oversee the investment activity undertaken by a Fund or its Investment Advisor.
More Definitions of Investment Advisor
Investment Advisor shall have the meaning defined in Section 5.2(a) hereof.
Investment Advisor means any investment advisor as defined in Section 202(a)(11) of the Investment Advisors Act of 1940.
Investment Advisor means a person or business regulated by the Securities and Exchange Commission that provides investment advice or counsel, and is governed by the Investment Advisors Act of 1940.
Investment Advisor means any person who, for compensation, engages in the business of advising
Investment Advisor. The Transferee is an investment advisor registered under the Investment Advisers Act of 1940.
Investment Advisor means (i) Barings, (ii) an Affiliate of Barings reasonably satisfactory to the Administrative Agent or (iii) another investment advisor reasonably satisfactory to the Administrative Agent and approved by the Required Lenders.
Investment Advisor means PIMCO, PIMCO Asia Pte Ltd, PIMCO Europe Limited or PIMCO Europe