Investment Advisers Act definition

Investment Advisers Act means the Investment Advisers Act of 1940, as amended.
Investment Advisers Act means the U.S. Investment Advisers Act of 1940, as amended, and the rules and regulations adopted thereunder.
Investment Advisers Act means the Investment Advisers Act of 1940, as amended. "Investment Company Act" means the Investment Company Act of 1940, as amended. "Junior Reference Tranche" means the Class 1B-H Reference Tranche or the Class 2B-H Reference Tranche, as the context may require.

Examples of Investment Advisers Act in a sentence

  • This Agreement shall be governed by applicable federal laws, rules and regulations and the laws of the State of Delaware, without regard to the conflicts of law provisions thereof; provided, however, that nothing herein shall be construed as being inconsistent with the Investment Company Act of 1940 ("1940 Act"), the Investment Advisers Act of 1940 ("Advisers Act") or other applicable federal law.

  • Upon execution of this Agreement, the Subadviser shall provide the Adviser with the Subadviser’s written policies and procedures (“Compliance Policies”) as required by Rule 206(4)-7 under the Investment Advisers Act.

  • Investment Adviser covenants that it is duly registered as an investment adviser with the Securities and Exchange Commission pursuant to the Investment Advisers Act of 1940, as amended (the “Advisers Act”).

  • This Agreement shall be governed by, and construed in accordance with, the laws of the State of Delaware without giving effect to the conflict of laws principles thereof; provided that nothing herein shall be construed to preempt, or to be inconsistent with, any federal law, regulation or rule, including the Investment Company Act of 1940 and the Investment Advisers Act of 1940 and any rules and regulations promulgated thereunder.

  • Client may not assign (as that term is defined under the Investment Advisers Act of 1940, as amended) his or her rights or delegate his or her obligations under this Agreement, in whole or in part, without the prior written consent of Adviser.


More Definitions of Investment Advisers Act

Investment Advisers Act means the United States Investment Advisers Act of 1940, as amended, and the rules and regulations promulgated thereunder.
Investment Advisers Act means the Investment Advisers Act of 1940, ----------------------- as amended, and the rules and regulations of the SEC promulgated thereunder.
Investment Advisers Act means the Investment Advisers Act of 1940, as amended. “Investment Company Act” means the Investment Company Act of 1940, as amended.
Investment Advisers Act means the United States Investment Advisers Act of 1940, as amended from time to time, and any successor statute thereto.
Investment Advisers Act means the US Investment Advisers Act of 1940, as amended;
Investment Advisers Act means the Investment Advisers Act of 1940, as amended, and the rules and regulations of the SEC thereunder, all as from time to time in effect, or any successor law, rules or regulations, and any reference to any statutory or regulatory provision shall be deemed to be a reference to any successor statutory or regulatory provision.
Investment Advisers Act means the Investment Advisers Act of 1940, as amended, and all rules, regulations, no-action letters, and other guidance promulgated thereunder.