Investment Advisers Act definition

Investment Advisers Act means the Investment Advisers Act of 1940, as amended.

Investment Advisers Act means the U.S. Investment Advisers Act of 1940, as amended, and the rules and regulations adopted thereunder.

Investment Advisers Act means the Investment Advisers Act of 1940.

Examples of Investment Advisers Act in a sentence

• For the avoidance of doubt, the Futures Adviser does not represent that it is an “investment adviser” as defined in the Investment Advisers Act of 1940 and is not required to register with the Securities and Exchange Commission as an investment adviser in connection with the services provided to the Fund pursuant to this Agreement.

• Certain conflicts of interest arise out of the relationships between Covered Officers and the Trust and are already subject to conflict of interest provisions in the Investment Company Act of 1940 (the “1940 Act”) and the Investment Advisers Act of 1940 (the “Advisers Act”).

• This Code applies to all employees of Legg Mason & Co., LLC and interested directors of the Proprietary Funds who are not otherwise subject to another code of ethics adopted pursuant to either Rule 17j-1 under the Investment Company Act or Rule 204A-1 under the Investment Advisers Act (“Covered Persons”).

• The Advisors, along with Angelo Gordon have adopted a separate code of ethics pursuant to the Investment Advisers Act of 1940, and the rules thereunder (the “Advisor Code of Ethics”).

More Definitions of Investment Advisers Act

Investment Advisers Act means the Investment Advisers Act of 1940, as amended, and the rules and regulations of the SEC thereunder.

Investment Advisers Act means the United States Investment Advisers Act of 1940, as amended, and the rules and regulations promulgated thereunder.

Investment Advisers Act. The Investment Advisers Act of 1940, as amended.

Investment Advisers Act means the Investment Advisers Act of 1940, as amended from time to time.

Investment Advisers Act means the United States Investment Advisers Act of 1940, as amended.

Investment Advisers Act means the Investment Advisers Act of 1940, as amended, and the regulations thereunder and interpretations thereof promulgated by the Securities and Exchange Commission, as in effect from time to time.

Investment Advisers Act means the Investment Advisers Act of 1940, as amended. “Investment Company Act” means the Investment Company Act of 1940, as amended.