Investment Advisers Act definition

Investment Advisers Act means the Investment Advisers Act of 1940, as amended.

Investment Advisers Act means the U.S. Investment Advisers Act of 1940, as amended, and the rules and regulations adopted thereunder.

Investment Advisers Act means the United States Investment Advisers Act of 1940, as amended.

Examples of Investment Advisers Act in a sentence

• The Investment Advisor shall at all times be registered as an investment advisor under the Investment Advisers Act of 1940, as amended.

• This Agreement may not be assigned (within the meaning of the Investment Advisers Act of 1940) by either CLIENT or ADVISER without the prior consent of the other party.

• CLIENT acknowledges and agrees that transactions that do not result in a change of actual control or management of ADVISER shall not be considered an assignment pursuant to Rule 202(a)(1)-1 under the Investment Advisers Act of 1940.

• Investment Consultant has adopted a Code or Codes of Ethics in compliance with applicable law and regulations, including without limitation Rule 204A-1 under the Investment Advisers Act of 1940.

• If Client is subject to Rule 206(4)-2 under the Investment Advisers Act of 1940, SAFE shall, upon written request, provide Client authorized independent public accountant confirmation of or access to information sufficient to confirm (i) Client’s Digital Assets as of the date of an examination conducted pursuant to Rule 206(4)-2(a)(4), and (ii) Client’s Digital Assets are held either in a separate account under Client’s name or in accounts under Client’s name as agent or trustee for Client’s clients.

More Definitions of Investment Advisers Act

Investment Advisers Act means the Investment Advisers Act of 1940, as amended. "Investment Company Act" means the Investment Company Act of 1940, as amended. "Junior Reference Tranche" means the Class 1B-H Reference Tranche or the Class 2B-H Reference Tranche, as the context may require.

Investment Advisers Act means the Investment Advisers Act of 1940, and the rules and regulations of the SEC thereunder, as amended.

Investment Advisers Act means the US Investment Advisers Act of 1940, as amended;

Investment Advisers Act means the Investment Advisers Act of 1940, as amended. “Investment Company Act” means the Investment Company Act of 1940, as amended. “IRS” means the Internal Revenue Service.

Investment Advisers Act means the Investment Advisers Act of 1940, as amended, and the rules and regulations of the SEC thereunder, all as from time to time in effect, or any successor law, rules or regulations, and any reference to any statutory or regulatory provision shall be deemed to be a reference to any successor statutory or regulatory provision.

Investment Advisers Act has the meaning set forth in the Recitals to this Agreement.

Investment Advisers Act the Investment Advisers Act of 1940, and the rules and regulations promulgated thereunder, as such may be amended from time to time.