Investment Advisers Act definition

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Investment Advisers Act means the Investment Advisers Act of 1940, as amended. "Investment Company Act" means the Investment Company Act of 1940, as amended. "Junior Reference Tranche" means the Class 1B-H Reference Tranche or the Class 2B-H Reference Tranche, as the context may require.

Examples of Investment Advisers Act in a sentence

Investment Manager agrees to discharge its duties hereunder in accordance with the standards of the Investment Advisers Act of 1940, as amended (“Advisers Act”).
Notwithstanding any other provision of this Agreement, in the event that the General Partner determines that there has been an “assignment” of this Agreement within the meaning of the Investment Advisers Act and the requisite consent of the Partnership has not been obtained, then the General Partner may (but is not obligated to) dissolve the Partnership by delivering written notice to such effect to the Limited Partners.
Unless the Board of Trustees expressly consents in writing thereto, the Investment Consultant’s assignment, as defined in the Investment Advisers Act of 1940, of this Agreement shall automatically terminate this Agreement.
The Executing Broker is a “qualified Custodian” under Rule 206(4)-2 of the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and will have possession and provide safekeeping of your assets in the Investment Account .
Management may not assign this Agreement without the prior consent of Client, if and to the extent that such consent is required under the Investment Advisers Act of 1940 and the rules and regulations thereunder.

Investment Advisers Act means the Investment Advisers Act of 1940, ----------------------- as amended, and the rules and regulations of the SEC promulgated thereunder.

Investment Advisers Act means the Investment Advisers Act of 1940, as amended. “Investment Company Act” means the Investment Company Act of 1940, as amended.

Investment Advisers Act means the Investment Advisers Act of 1940, as amended, and the rules and regulations of the SEC thereunder, all as from time to time in effect, or any successor law, rules or regulations, and any reference to any statutory or regulatory provision shall be deemed to be a reference to any successor statutory or regulatory provision.