portfolio adviser definition

portfolio adviser means a person or company that provides investment advice or portfolio management services under a contract with the investment fund or with the manager of the investment fund;
portfolio adviser means an entity that provides investment advice or portfolio management services to, or for, an investment fund;
portfolio adviser means a person or company that provides investment advice or portfolio management services under a contract with the mutual fund or with the manager of the mutual fund;

More Definitions of portfolio adviser

portfolio adviser means Hamilton ETFs, in its capacity as portfolio adviser of the ETFs pursuant to the Trust Declaration;
portfolio adviser means (i) a portfolio manager registered under the Act; or (ii) a broker or investment dealer exempted from registration as an adviser under subsection 148(1) of the Regulation to the Act if that broker or investment dealer is not exempt from the by-laws or regulations of the TSX or the Investment Dealers' Association of Canada referred to in that subsection;
portfolio adviser means Invesco UK Services Limited in its capacity as Portfolio Adviser in accordance with the terms of the Portfolio Administration and Advisory Agreement, or any successor or additional portfolio adviser appointed from time to time in connection with the Certificates under the Portfolio Administration and Advisory Agreement;
portfolio adviser means a person or company that provides investment advice or portfolio management services under a contract with the mutualinvestment fund or with the manager of the mutualinvestment fund;
portfolio adviser means BMR in its capacity as investment adviser under the Portfolio Advisory Agreement, together with its permitted successors and assigns.
portfolio adviser means a person or company that provides investment advice pursuant to a contractual arrangement with the mutual fund or its trustees or other legal representative or with the manager of the mutual fund under which the mutual fund is provided with investment advice, alone or together with administrative or management services, for valuable consideration;
portfolio adviser means (a) a portfolio manager; or (b) a broker or investment dealer exempted from registration as an adviser under subsection 148(1) of the Regulation to the Securities Act (Ontario) if that broker or investment dealer is not exempt from the by-laws or regulations of the Toronto Stock Exchange or the Investment Dealers’ Association of Canada referred to in that subsection. “promoter” means (a) a person or company who, acting alone or in conjunction with one or more other persons, companies or a combination thereof, directly or indirectly, has taken the initiative in founding, organizing or substantially reorganizing the business of the Corporation, or (b) a person or company who, in connection with the founding, organizing or substantial reorganizing of the business of the Corporation, directly or indirectly, received in consideration of services or property, or both services and property, 10 per cent or more of any class of securities of the Corporation or 10 percent or more of the proceeds from the sale of any class of securities of a particular issue, but a person or company who receives such securities or proceeds either solely as underwriting commissions or solely in consideration of property shall not be deemed a promoter within the meaning of this definition if such person or company does not otherwise take part in founding, organizing, or substantially reorganizing the business.