Investment Manager definition

Investment Manager or “Manager” shall mean a party furnishing services to the Trust pursuant to any contract described in Section 4.8 hereof;

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Investment Manager means an entity that (a) has the power to manage, acquire, or dispose of Plan assets and (b) acknowledges fiduciary responsibility to the Plan in writing. Such entity must be a person, firm, or corporation registered as an investment adviser under the Investment Advisers Act of 1940, a bank, or an insurance company.

Investment Manager means any individual, or group of individuals, employed to manage the investments of all or part of the Fund assets.

Examples of Investment Manager in a sentence

• The Dealer Manager shall not be liable for any settlement of any such Proceeding effected without the written consent of the Dealer Manager but if settled with the written consent of the Dealer Manager, the Dealer Manager agrees to indemnify and hold harmless the Fund, the Investment Manager and any such person from and against any loss or liability by reason of such settlement.

• In rendering such opinion, such counsel has relied as to matters of fact, to the extent they deem proper, on certificates of responsible officers of the Investment Manager and public officials.

• The Client and each Investment Manager will provide the Custodian with a list of the names and (if applicable) signatures, of Authorized Persons in a form agreed by the parties from time to time.

• The Client is responsible for ensuring that appropriate security measures are implemented to prevent unauthorized disclosure or use of any Authentication Procedure made available to it or an Investment Manager in connection with this Agreement.

• The relative benefits received by the Fund or the Investment Manager on the one hand and the Dealer Manager, Selling Group Member(s) or Soliciting Dealer(s) on the other shall be deemed to be in the same respective proportions as the total proceeds from the Offer (net of the Dealer Manager Fee but before deducting expenses) received by the Fund or the Investment Manager and the total Dealer Manager Fee received by the Dealer Manager, bear to the aggregate public offering price of the Shares.

More Definitions of Investment Manager

Investment Manager when used in any provision, means the person or entity who has discretionary authority over the investment of the Available Securities to which the provision applies.

Investment Manager means each person specified as such by the Client, including its agents and delegates.

Investment Manager means any person, firm or corporation appointed by the ICAV from time to time in accordance with the requirements of the Central Bank and for the time being providing investment management and/or investment advisory services to the ICAV.

Investment Manager means an investment advisor or manager identified by Principal in a written notice to Custodian as having the authority to direct Custodian regarding the management, acquisition, or disposition of Securities.

Investment Manager means any Fiduciary other than a Trustee or Named Fiduciary who (i) has the power to manage, acquire or dispose of any asset of the Plan; (ii) is (a) registered as an investment advisor under the Investment Advisors Act of 1940; (b) is a bank, as defined in such Act, or (c) is an insurance company qualified to perform the services described in clause (i) hereof under the laws of more than one state of the United States; and (iii) has acknowledged in writing that he is a Fiduciary with respect to the Plan.

Investment Manager means the investment manager of the Funds;

Investment Manager means Threadneedle Asset Management Limited, the investment manager to the ACD.