XX Xxxxx Securities Corporation. Total......................................................... 4,500,000 =========================
XX Xxxxx Securities Corporation. U.S. Bancorp Xxxxx Xxxxxxx Inc........................
XX Xxxxx Securities Corporation. ... Fidelity Capital Markets, a division of National Financial Services LLC................................................... [Names of other Underwriters] Total.................................................. ============================= EXHIBIT A --------- LOCK-UP LETTER AGREEMENT XXXXXX BROTHERS INC. As Representatives of the several Underwriters c/x Xxxxxx Brothers Inc. Three World Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Dear Sirs: The undersigned understands that you and certain other firms propose to enter into an Underwriting Agreement (the "UNDERWRITING AGREEMENT") providing for the purchase by you and such other firms (the "UNDERWRITERS") of shares (the "SHARES") of Common Stock, par value $0.001 per share (the "COMMON STOCK"), of Kosan Biosciences Incorporated, a Delaware corporation (the "COMPANY"), and that the Underwriters propose to reoffer the Shares to the public (the "OFFERING"). In consideration of the execution of the Underwriting Agreement by the Underwriters, and for other good and valuable consideration, the undersigned hereby irrevocably agrees that, without the prior written consent of Xxxxxx Brothers Inc., on behalf of the Underwriters, the undersigned will not, directly or indirectly, (1) offer for sale, sell, pledge, or otherwise dispose of (or enter into any transaction or device that is designed to, or could be expected to, result in the disposition by any person at any time in the future of) any shares of Common Stock (including, without limitation, shares of Common Stock that may be deemed to be beneficially owned by the undersigned in accordance with the rules and regulations of the Securities and Exchange Commission and shares of Common Stock that may be issued upon exercise of any option or warrant) or securities convertible into or exchangeable for Common Stock (other than the Shares) owned by the undersigned on the date of execution of this Lock-Up Letter Agreement or on the date of the completion of the Offering, or (2) enter into any swap or other derivatives transaction that transfers to another, in whole or in part, any of the economic benefits or risks of ownership of such shares of Common Stock, whether any such transaction described in clause (1) or (2) above is to be settled by delivery of Common Stock or other securities, in cash or otherwise, for a period of 180 days after the date of the final Prospectus relating to the Offering. In furtherance of the foregoing, the Company and its Transfer Agent are her...
XX Xxxxx Securities Corporation. U.S. Bancorp Xxxxx Xxxxxxx, Inc..................... [___]............................................... ------------------- Total............................ 2,300,000 ------------------- SCHEDULE B
XX Xxxxx Securities Corporation. Lazard Freres & Co. LLC........................................... --------------- ------------------ Total........................................... =============== ================== ANNEX I FORM OF COMFORT LETTER IN RELATION TO COMPANY Pursuant to Section 7(d) of the Underwriting Agreement, the accountants shall furnish letters to the Underwriters to the effect that:
XX Xxxxx Securities Corporation. SoundView Technology Group, Inc................................. --------- Total........................................................... 6,000,000 SCHEDULE II SELLING SECURITYHOLDERS NUMBER OF SHARES NAME OF SELLING SECURITYHOLDERS TO BE SOLD ------------------------------- ---------- Xxxxxxx X. Xxxxxx Xxxxxx Xxxxxx Xxxxxx Family Trust Xxxxxxx X. Xxxxx --------- Total........................................................... 2,000,000 ANNEX A MATTERS TO BE COVERED IN THE OPINION OF XXXXXX XXXXXXX XXXXXXXX & XXXXXX, P.C. COUNSEL FOR THE COMPANY AND THE SELLING SECURITYHOLDERS
XX Xxxxx Securities Corporation. Total .................................................................. ===== SCHEDULE B ICOS Corporation [ ] Shares of Common Stock (Par Value $.01 Per Share)
XX Xxxxx Securities Corporation. [Others]................................................ ------------ Total........................ 9,000,000 ============ EXHIBIT A SIGNIFICANT SUBSIDIARIES OF THE COMPANY EXHIBIT A SIGNIFICANT SUBSIDIARIES
XX Xxxxx Securities Corporation. [Names of other Underwriters]................................... --------------- --------------- Total................................................ =============== =============== ANNEX I Pursuant to Section 7(e) of the Underwriting Agreement, Ernst & Young LLP shall furnish letters to the Underwriters to the effect that:
XX Xxxxx Securities Corporation. Sound View Financial Group, Inc..................... ----------------- Total............................................... ANNEX A MATTERS TO BE COVERED IN THE OPINION OF FENWICK & WEST LLP COUNSEL FOR THE COMPANY
