Trading Program Sample Clauses

Trading Program. The provisions of the Maryland Water Quality Trading Program and the Agricultural Nutrient and Sediment Credit Certification Program (Maryland Code, Agriculture Article, §§8-901 and 8-904; Environment Article, §§9-313, 9-315, 9-319, and 9-325; Code of Maryland Regulations, 15.20.12.00., et. seq. and 26.08.11.00, et. seq.) are referred to collectively in this Agreement as the “Trading Program.” The terms in this Agreement not specifically defined herein shall have the definitions provided in the Trading Program.
Sample 1Sample 2
AutoNDA by SimpleDocs
Trading Program. As soon as practicable, Company will work with Employee to facilitate Employee's establishment and adoption of a stock trading program (the "Trading Program") in accordance with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, which program shall provide for the establishment of "blind trusts" and Rule 10b5-1 sales plans to permit Employee to satisfy liquidity and diversification objectives and to increase the amount of VSI common stock, par value $0.01 NEXT PAGE per share ("Common Stock"), available to investors. Upon the establishment of the Trading Program, Employee may make an annual election to receive Base Salary payments, in whole or in part, in shares of Common Stock registered under a Form S-8 registration statement ("S-8 Stock") or restricted shares of Common Stock. Employee shall make such election in writing to the Company and the Company shall work with Employee and the Trading Program administrator to implement such election as soon as practicable with respect to future compensation, but no earlier than sixty (60) days following receipt of Employee's written election.
Sample 1
Trading Program. The Trading Advisor shall trade the Clearing Broker Account in accordance with the Trading Advisor’s Program described herein. Subject to any applicable investment restrictions, the Trading Advisor represents and warrants that it shall endeavor to trade the Clearing Broker Account pari passu with the same underlying positions as the Reference Account and with a goal of achieving similar trading performance as the Reference Account. For purposes of this Agreement, the Reference Account is Discus Feeder Limited — Class B — US$ Standard Leverage. The Discus Program is a systematic directional trading program investing on a world-wide basis in exchange traded futures contracts on medium and long-term bonds, short-term interest rates, stock indices, currencies and commodities. The Discus Program may also trade spot foreign exchange and derivatives including forwards and exchange for physical transactions on all of the above instruments. The Discus Program is fully statistical and systematic in nature. All trading decisions within the Discus Program are implemented through the Trading Advisor’s proprietary computer-based trading and risk management program. The system is fed with historical price and econometric time series data which is used to evaluate trading opportunities and risk. The trading strategies applied may be based on momentum or mean reversion with patterns ranging from a few minutes to several months. The Discus Program seeks to be diversified within the asset classes traded. The portfolio is exposed to the financial markets on a global basis in markets that provide sufficient liquidity and supporting infra-structure. Trade execution is electronic in all asset classes and is based upon execution models that take advantage of short-term market information. Trading may be extended to new markets when liquidity and market infra-structure allows. The computer-based proprietary technology implementing the Discus Program includes an integrated risk management system which monitors the risk of the Discus Program on a continuous basis. The volatility target of the Discus Program based on annualized daily returns is at between 10% and 15% pa. The exact target volatility of the Discus Program is set by the investment committee of the Trading Advisor. APPENDIX E
Sample 1
Trading Program. The Commodities Products held in the Account will be traded in accordance with the Trading Advisor’s Trading Program described herein. The Trading Advisor may trade exchange designated commodities futures and options contracts subject to the investment restrictions and guidelines set forth in Appendix E.
Sample 1

Related to Trading Program

  • Investment Program The Subadviser is hereby authorized and directed and hereby agrees, subject to the stated investment objective and policies of the Fund as set forth in the Trust’s current Registration Statement and subject to the supervision of the Adviser and the Board of Trustees of the Trust, to (i) develop and furnish continuously an investment program and strategy for the Fund in compliance with the Fund’s investment objective and policies as set forth in the Trust’s current Registration Statement, (ii) provide research and analysis relative to the investment program and investments of the Fund, (iii) determine (subject to the overall supervision of the Board of Trustees of the Trust) what investments shall be purchased, held, sold or exchanged by the Fund and what portion, if any, of the assets of the Fund shall be held in cash or cash equivalents, and (iv) make changes on behalf of the Trust in the investments of the Fund. In accordance with paragraph 2(ii)(b), the Subadviser shall arrange for the placing of all orders for the purchase and sale of securities and other investments for the Fund’s account and will exercise full discretion and act for the Trust in the same manner and with the same force and effect as the Trust might or could do with respect to such purchases, sales or other transactions, as well as with respect to all other things necessary or incidental to the furtherance or conduct of such purchases, sales or transactions. The Subadviser will make its officers and employees available to meet with the Adviser’s officers and directors on due notice at reasonable times to review the investments and investment program of the Fund in light of current and prospective economic and market conditions. The Subadviser is authorized on behalf of the Fund to enter into agreements and execute any documents required to make investments pursuant to the Prospectus as may be amended from time to time. The Subadviser’s responsibility for providing portfolio management services hereunder shall be limited to only those assets of the Fund which the Adviser determines to allocate to the Subadviser (those assets being referred to as the “Fund Account”), and the Subadviser agrees that it shall not consult with any investment advisor(s) (within the meaning of the 0000 Xxx) to the Fund or any other registered investment company or portfolio series thereof under common control with the Fund concerning transactions for the Fund Account in securities or other assets such that the exemptions under Rule 10f-3, Rule 12d-3 and/or Rule 17a-10 under the 1940 Act would not be available with respect to the Fund. The Subadviser shall exercise voting authority with respect to proxies that the Fund is entitled to vote by virtue of the ownership of assets attributable to that portion of the Fund for which the Subadviser has investment management responsibility; provided that the exercise of such authority shall be subject to periodic review by the Adviser and the Trustees of the Trust; provided, further that such authority may be revoked in whole or in part by the Adviser if required by applicable law. The Subadviser shall exercise its proxy voting authority hereunder in accordance with such proxy voting policies and procedures as the Trust may designate from time to time. The Subadviser shall provide such information relating to its exercise of proxy voting authority hereunder (including the manner in which it has voted proxies and its resolution of conflicts of interest) as reasonably requested by the Adviser from time to time. In the performance of its duties hereunder, the Subadviser is and shall be an independent contractor and except as expressly provided for herein or otherwise expressly provided or authorized shall have no authority to act for or represent the Fund or the Trust in any way or otherwise be deemed to be an agent of the Fund, the Trust or of the Adviser. If any occasion should arise in which the Subadviser gives any advice to its clients concerning the shares of a Fund, the Subadviser will act solely as investment counsel for such clients and not in any way on behalf of the Trust or the Fund.

  • Compliance Program The Company has established and administers a compliance program applicable to the Company, to assist the Company and the directors, officers and employees of the Company in complying with applicable regulatory guidelines (including, without limitation, those administered by the FDA, the EMA, and any other foreign, federal, state or local governmental or regulatory authority performing functions similar to those performed by the FDA or EMA); except where such noncompliance would not reasonably be expected to have a Material Adverse Effect.

  • The Program The Program is a comprehensive commercial energy efficiency program that offers financial incentives and financing for qualifying energy efficiency measures in commercial buildings to customers who are property owners, tenants or managers (customers) of ACE in New Jersey. Customers must receive ACE electric delivery service and be in good standing. Incentives are available to customers for the purchase and installation of qualifying energy-efficiency measures at the location where the qualifying project is to be installed. XXX will not offer financial incentives for the same eligible measure to those customers who have received financial incentives or rebates from other ACE energy efficiency programs.

  • PORTAL At the Closing Time, the Securities shall have been designated for trading on PORTAL.

  • DTC Program For so long as any of the Notes are outstanding, the Company will employ as the Transfer Agent for the Common Stock and Shares a participant in the Depository Trust Company Automated Securities Transfer Program and cause the Common Stock to be transferable pursuant to such program.

  • Program 3.01 The Recipient declares its commitment to the Program and its implementation. To this end:

  • Continuous Investment Program The Sub-Adviser shall formulate and implement a continuous investment program for the Allocated Portion in accordance with the Strategy, including determining what portion of such assets will be invested or held uninvested in cash or cash equivalents. Without limiting the generality of the foregoing, the Sub-Adviser is authorized to: (a) make investment decisions for the Fund in respect of the Allocated Portion, including decisions for the investment and reinvestment of the assets (including cash and cash-equivalent assets) held in the Allocated Portion; (b) place purchase and sale orders for portfolio transactions in respect of the Allocated Portion and manage otherwise uninvested cash or cash equivalent assets of the Allocated Portion; and (c) subject to Section 2(d) below, execute account documentation, agreements, contracts and other documents as may be requested by brokers, dealers, counterparties and other persons in connection with the Sub-Adviser’s management of the Allocated Portion (in such respect, and only for this limited purpose, the Sub-Adviser will, as necessary to effect such documentation, agreements, contracts and other documents, act as the Adviser’s and the Fund’s agent and attorney in fact).

  • DTC DIRECT REGISTRATION SYSTEM AND PROFILE MODIFICATION SYSTEM (a) Notwithstanding the provisions of Section 2.4 of the Deposit Agreement, the parties acknowledge that DTC’s Direct Registration System (“DRS”) and Profile Modification System (“Profile”) apply to the American Depositary Shares upon acceptance thereof to DRS by DTC. DRS is the system administered by DTC that facilitates interchange between registered holding of uncertificated securities and holding of security entitlements in those securities through DTC and a DTC participant. Profile is a required feature of DRS that allows a DTC participant, claiming to act on behalf of an Owner of American Depositary Shares, to direct the Depositary to register a transfer of those American Depositary Shares to DTC or its nominee and to deliver those American Depositary Shares to the DTC account of that DTC participant without receipt by the Depositary of prior authorization from the Owner to register that transfer.

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!