Trade Execution. Upon receipt of Sub-Advisor's allocations for the underlying positions for the Funds, Advisor will place orders for the execution of all portfolio transactions in accordance with the policies with respect thereto set forth in the Fund's registration statements under the 1940 Act and the Securities Act of 1933 (the "1933 Act"); as such registration statements may be in effect from time to time.
Trade Execution. Promptly after each purchase of securities, the Customer shall deliver to the Bank with respect to each purchase: (i) the name of the issuer and the title of the Securities; (ii) the number of shares or the principal amount purchased and accrued interest, if any; (iii) the date of purchase settlement; (iv) the purchase price per unit; (v) the total amount payable upon such purchase; (vi) the name of the broker through whom or the person to whom the sale was made; and (vii) the Portfolio to which such Securities are allocated. The Bank shall deliver or cause to be delivered the Securities to the broker or other person designated by the Customer upon receipt of the total amount payable to the Custodian upon such sale; provided that, the same conforms to the total amount payable as set forth in Instructions from the Customer. Subject to the foregoing, the Bank may accept payment in such form as shall be satisfactory to it, and may deliver Securities and arrange for payment in accordance with the customs prevailing among dealers in securities. All transactions in regard to Securities will be settled upon actual receipt or in accordance with best market practices. The Bank shall send the Customer a written confirmation of any transfer of Property to or from the Custody Accounts.
Trade Execution. The Leaders Group is not responsible for placing trades or entering orders for securities transactions with respect to Plan assets or for the execution of any such orders. The placing and execution of trades in Plan assets will be the responsibility of the Plan’s recordkeeper or custodian; provided that The Leaders Group may direct the custodian to replace an investment option offered under the Plan.
Trade Execution. TLG Advisors is not responsible for placing trades or entering orders for securities transactions with respect to Plan assets or for the execution of any such orders. The placing and execution of trades in Plan assets will be the responsibility of the Plan’s recordkeeper or custodian; provided that TLG Advisors may direct the custodian to replace an investment option offered under the Plan.
Trade Execution. The Investment Adviser shall take, on behalf of the Fund, all actions which it considers necessary to implement the investment strategies of the Fund, and in particular, to place all orders for the purchase or sale of securities or other investments for the account of the Fund with brokers and dealers selected by it, and to that end, the Investment Adviser is authorized as the agent of the Trust to give instructions to the Trust’s custodian as to deliveries of securities or other investments and payments of cash for the account of the Fund.
Trade Execution. On September 20, 1995, the Buyer shall pay to the Seller the aggregate purchase price for the Shares in immediately available funds by wire transfer to a bank account designated by the Seller. Simultaneously with the delivery of immediately available funds as set forth in the preceding sentence, the Seller shall execute all documents necessary to effect the transfer of the Shares to the Buyer which shares shall be free and clear of any and all liens, claims, charges and encumbrances of any kind whatsoever created or suffered by Seller, excepting any such liens or claims which arise under applicable federal or state securities laws.
Trade Execution. 6.1. The base currency of your Goal will be:
Trade Execution. The Sub-Adviser shall take, on behalf of the Fund, all actions which it considers necessary to implement the investment strategies of the Fund with respect to the Allocated Portion, and in particular, to place all orders for the purchase or sale of securities or other investments for the account of the Fund with brokers and dealers selected by it, and to that end, the Sub-Adviser is authorized as the agent of the Trust to give instructions to the Trust’s custodian as to deliveries of securities or other investments and payments of cash for the account of the Fund.
Trade Execution. The Company believes it offers the most competitive liquidity and trade execution available to the Customer. With that said the Company makes absolutely no representation or guarantee that requotes and/or slippage will NOT occur in the Customer's trading account.
Trade Execution. The Trust may from time to time place orders with the Bank to buy or sell Securities. The Bank or any entity authorized to hold Property in accordance with Section 7 hereof may refer each such order to any broker or sub-agent of its choice, including an affiliate of the Bank, unless otherwise specified, and shall have no liability or responsibility whatsoever for any error, neglect or default of any such broker or sub-agent or for mutilations, interruptions, omissions, errors or delays occurring in the mails, or on the part of any telegraph, cable or wireless company, or any employee of such company, or by reason of any cause beyond its control. In placing such orders, the Trust may from time to time place special orders with the Bank which will, as agent, undertake the purchase or sale of the Securities as set out above; provided that if the order is for the purchase or sale of obligations of the United States Government or its agencies, or municipal bonds, the Bank may act as principal. The Trust hereby agrees, with respect to all purchases, that good funds for settlement will be on deposit by settlement date. Further, the Trust agrees to provide specific instructions regarding the deposit or delivery of all such Securities to the Custody Account.
