Money Laundering Regulations 2007 Sample Clauses

Money Laundering Regulations 2007. As a condition of accepting any instructions BF will require the client to provide sufficient evidence to comply with the regulations and this will include BF seeing and then retaining a copy of some form of photo ID for the instructing officer at the Client and a current utility xxxx in their name.
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Money Laundering Regulations 2007. 11.1 In accordance with the Proceeds of Crime Act 2002 and Money Laundering Regulations 2007 you agree to waive your right to confidentiality to the extent of any report made, document provided or information disclosed to the National Crime Agency.
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Money Laundering Regulations 2007. 18.1 In entering into this Agreement, the Authorised Person confirms that it has carried out customer due diligence in line with the Money Laundering Regulations 2007, in identifying the Lay Client and any relevant beneficial owner, and that it consents to the Barrister relying upon the Authorised Person to carry out such due diligence.
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Money Laundering Regulations 2007. 3.7. Under the money laundering regulations we require you to provide us with one proof of identity and one proof of residency. This should be either a full passport or photographic driving licence and a current utility bill. To comply with the above act, we must have sight of the original documents.
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Money Laundering Regulations 2007. At the fall of the hammer and before completion of the Memorandum of Sale, the successful Purchaser(s) will be required to provide proof of identity and current address to the Seller’s solicitor. PREPARATION FOR THE AUCTION Before bidding at an auction a prudent buyer will:  Read the Sale Contract.  Inspect the property.  Inspect the legal documents (including the Contract, Searches etc.).  Check the accuracy of the sale particulars.  Arrange any necessary finance for the deposit and purchase price.  Take professional advice. BIDDING AT THE AUCTION Prospective purchasers are advised of the following:  We may refuse to accept a bid.  If there is a dispute over bidding, we are entitled to resolve it and our decision is final.  Each lot is subject to a reserve price, unless otherwise stated.  Where a guide price is given, it is not to be taken as an indication of the reserve price.  Unfortunately we are unable to accept bids by telephone or bids by proxy. If you are unable to attend the auction in person and wish to bid, your solicitor can attend on your behalf having full undertaking and authority to exchange contracts on your behalf.
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Money Laundering Regulations 2007. Under the Money Laundering Regulations 2007 the agency is legally obliged to undertake Customer Due Diligence. This will require the client to produce to the Agent Satisfactory evidence of the Client’s identity and current residential address before the Agent can commence marketing the property. With joint ownership/purchase both parties are required to comply. To enable the agent to comply with the requirements, the Agent must receive certified copies or see the original of the following: EVIDENCE OF IDENTITY EVIDENCE OF ADDRESS Current passport Current UK driving license (photo style) Firearms or shotgun certificate Or another official document containing the Client’s photograph Recent utility or council tax xxxx or statement (not mobile phone xxxx) Current bank or building society statement Recent mortgage statement House or motor insurance certificate Current UK driving licence (if not used as proof of identity) Vehicle registration document Please do not sent the originals in the post. Certified copies of identification should be dated and signed “original seen” and include the contact details of the person certifying the copies. If a good reproduction of photographic evidence cannot be achieved, the copy should be certified a good likeness of the client. In case of a Company Sale the Client should provide: The original or a certified copy of incorporation (a website search if registered with Companies House complies), and Evidence of the identity as listed above on two directors or one director and the company secretary. The Agent assures the Client that, except in so far as is necessary to comply with the Agent’s legal obligation, the Agent will treat the information supplied as confidential in all respects.
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Money Laundering Regulations 2007. Under the Money Laundering Regulations 2007 the agency is legally obliged to undertake Customer Due Diligence. This will require the client to produce to the Agent Satisfactory evidence of the Client’s identity and current residential address before the Agent can commence marketing the property. With joint ownership/purchase both parties are required to comply. To enable the agent to comply with the requirements, the Agent must receive certified copies or see the original of the following: EVIDENCE OF IDENTITY EVIDENCE OF ADDRESS • Current passport • Current UK driving license (photo style) • Firearms or shotgun certificate • Or another official document containing the Client’s photograph • Recent utility or council tax xxxx or statement (not mobile phone xxxx) • Current bank or building society statement • Recent mortgage statement • House or motor insurance certificate • Current UK driving licence (if not used as proof of identity) • Vehicle registration document Please do not sent the originals in the post. Certified copies of identification should be dated and signed “original seen” and include the contact details of the person certifying the copies. If a good reproduction of photographic evidence cannot be achieved, the copy should be certified a good likeness of the client. In case of a Company Sale the Client should provide:
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Related to Money Laundering Regulations 2007

  • Money Laundering The operations of the Company and its Subsidiaries are and have been conducted at all times in compliance with applicable financial record-keeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, applicable money laundering statutes and applicable rules and regulations thereunder (collectively, the “Money Laundering Laws”), and no Action or Proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any Subsidiary with respect to the Money Laundering Laws is pending or, to the knowledge of the Company or any Subsidiary, threatened.

  • Anti-Money Laundering Program The Distributor represents and warrants that it (a) has adopted an anti-money laundering compliance program ("AML Program") that satisfies the requirements of all applicable laws and regulations; and (b) will notify the Trust promptly if an inspection by the appropriate regulatory authorities of its AML Program identifies any material deficiency, and will promptly remedy any material deficiency of which it learns.

  • Anti-Money Laundering To help the United States government fight the funding of terrorism and money laundering, the federal laws of the United States requires all financial institutions to obtain, verify and record information that identifies each person with whom they do business. This means we must ask you for certain identifying information, including a government-issued identification number (e.g., a U.S. taxpayer identification number) and such other information or documents that we consider appropriate to verify your identity, such as certified articles of incorporation, a government-issued business license, a partnership agreement or a trust instrument.

  • Anti-Money Laundering Legislation (a) Each Loan Party acknowledges that, pursuant to the Proceeds of Crime Money Laundering) and Terrorist Financing Act (Canada) and other applicable anti-money laundering, anti-terrorist financing, government sanction and “know your client” laws, under the laws of Canada (collectively, including any guidelines or orders thereunder, “AML Legislation”), Agent and Lenders may be required to obtain, verify and record information regarding each Loan Party, its respective directors, authorized signing officers, direct or indirect shareholders or other Persons in control of such Loan Party, and the transactions contemplated hereby. Administrative Borrower shall promptly provide all such information, including supporting documentation and other evidence, as may be reasonably requested by any Lender or Agent, or any prospective assign or participant of a Lender or Agent, necessary in order to comply with any applicable AML Legislation, whether now or hereafter in existence.

  • Anti-Money Laundering Compliance Programs Soliciting Dealer represents to the Dealer Manager and to the Company that it has established and implemented anti-money laundering compliance programs in accordance with applicable law, including applicable FINRA Conduct Rules, the Exchange Act Rules and Regulations and the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001, as amended (the “USA PATRIOT Act”), specifically including, but not limited to, Section 352 of the International Money Laundering Abatement and Anti-Terrorist Financing Act of 2001 (the “Money Laundering Abatement Act,” and together with the USA PATRIOT Act, the “AML Rules”) reasonably expected to detect and cause the reporting of suspicious transactions in connection with the offering and sale of the Shares. Soliciting Dealer further represents that it currently is in compliance with all AML Rules, specifically including, but not limited to, the Customer Identification Program requirements under Section 326 of the Money Laundering Abatement Act, and Soliciting Dealer hereby covenants to remain in compliance with such requirements and shall, upon request by the Dealer Manager or the Company, provide a certification to the Dealer Manager or the Company that, as of the date of such certification (a) its AML Program is consistent with the AML Rules, and (b) it is currently in compliance with all AML Rules, specifically including, but not limited to, the Customer Identification Program requirements under Section 326 of the Money Laundering Abatement Act. Upon request by the Dealer Manager at any time, Soliciting Dealer will (i) furnish a written copy of its AML Program to the Dealer Manager for review, and (ii) furnish a copy of the findings and any remedial actions taken in connection with its most recent independent testing of its AML Program.

  • Anti-Money Laundering Compliance A. Each of Distributor and Client acknowledges that it is a financial institution subject to the USA PATRIOT Act of 2001 and the Bank Secrecy Act (collectively, the “AML Acts”), which require, among other things, that financial institutions adopt compliance programs to guard against money laundering. Each represents and warrants to the other that it is in compliance with and will continue to comply with the AML Acts and applicable regulations in all relevant respects.

  • Compliance with Money Laundering Legislation The Rights Agent shall retain the right not to act and shall not be liable for refusing to act if, due to a lack of information or for any other reason whatsoever, the Rights Agent reasonably determines that such an act might cause it to be in non-compliance with any applicable anti-money laundering or anti-terrorist legislation, regulation or guideline. Further, should the Rights Agent reasonably determine at any time that its acting under this Agreement has resulted in it being in non-compliance with any applicable anti-money laundering or anti-terrorist legislation, regulation or guideline, then it shall have the right to resign on 10 days' written notice to the Corporation, provided: (i) that the Rights Agent's written notice shall describe the circumstances of such non-compliance; and (ii) that if such circumstances are rectified to the Rights Agent's satisfaction within such 10-day period, then such resignation shall not be effective.

  • Compliance with Applicable Anti-Terrorism and Anti-Money Laundering Regulations In order to comply with laws, rules and regulations applicable to banking institutions, including those relating to the funding of terrorist activities and money laundering, the Indenture Trustee is required to obtain, verify and record certain information relating to individuals and entities which maintain a business relationship with the Indenture Trustee. Accordingly, each of the parties hereto agrees to provide to the Indenture Trustee upon its request from time to time such identifying information and documentation as may be available for such party in order to enable the Indenture Trustee to comply with applicable law.

  • Canadian Anti-Money Laundering Legislation (a) Each Loan Party acknowledges that, pursuant to the Proceeds of Crime Act and other applicable anti-money laundering, anti-terrorist financing, government sanction and “know your client” laws (collectively, including any guidelines or orders thereunder, “AML Legislation”), the Secured Parties may be required to obtain, verify and record information regarding the Loan Parties and their respective directors, authorized signing officers, direct or indirect shareholders or other Persons in control of the Loan Parties, and the transactions contemplated hereby. Each Loan Party shall promptly provide all such information, including supporting documentation and other evidence, as may be reasonably requested by any Secured Party or any prospective assignee or participant of a Secured Party, in order to comply with any applicable AML Legislation, whether now or hereafter in existence.

  • Anti-Terrorism Law; Anti-Money Laundering (a) Directly or indirectly, (i) knowingly conduct any business or engage in making or receiving any contribution of funds, goods or services to or for the benefit of any person described in Section 3.22, (ii) knowingly deal in, or otherwise engage in any transaction relating to, any property or interests in property blocked pursuant to the Executive Order or any other Anti-Terrorism Law, or (iii) knowingly engage in or conspire to engage in any transaction that evades or avoids, or has the purpose of evading or avoiding, or attempts to violate, any of the prohibitions set forth in any Anti-Terrorism Law (and the Loan Parties shall deliver to the Lenders any certification or other evidence requested from time to time by any Lender in its reasonable discretion, confirming the Loan Parties’ compliance with this Section 6.20).

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