Investment Activities. (a) The Advisor will direct the investment of the Portfolio's assets on a discretionary basis in accordance with applicable law and the investment objectives, policies and restrictions set forth in the then-current Prospectus and Statement of Additional Information relating to the Portfolio contained in its Registration Statement under the Investment Company Act of 1940 and the Securities Act of 1933, as amended; in accordance with the investment objectives, policies and restrictions from time to time prescribed by the Board of Trustees of the Trust (the "Board"), and communicated by the Manager to the Advisor and; subject to such further reasonable limitations as the Manager may from time to time impose by written notice to the Advisor. The Advisor hereby acknowledges that it has carefully reviewed the Prospectus, Statement of Additional Information, Declaration of Trust and By-laws, if any, of the Trust and it agrees that it will make investments solely for the purpose of achieving the stated investment objectives of the Portfolio.
Investment Activities. (a) The Sub-Advisor will direct the investment of the Fund’s assets on a discretionary basis in accordance with applicable law and the investment objectives, policies and restrictions set forth in the then-current Prospectus and Statement of Additional Information relating to the Fund contained in its Registration Statement under the Investment Company Act of 1940 and the Securities Act of 1933, as amended; in accordance with the investment objectives, policies and restrictions from time to time prescribed by the Board of Trustees of the Trust (the “Board”), and communicated in writing by the Manager to the Sub-Advisor and; subject to such further reasonable limitations as the Manager may from time to time impose by written notice to the Sub- Advisor. The Sub-Advisor hereby acknowledges that it has carefully reviewed the Prospectus, Statement of Additional Information, Declaration of Trust and By-laws, if any, of the Trust and it agrees that it will make investments solely for the purpose of achieving the stated investment objectives of the Fund.
Investment Activities. Without prejudice to any other Investment Management Services to be provided by the Manager under the Agreement, the Manager shall undertake the following activities:
Investment Activities. The Partner agrees that, so long as he is a Controlling Partner, he will not pursue or otherwise seek to develop any investment opportunities under active consideration by any of the Carlyle Companies, and, for the period of three years after he has ceased to be a Controlling Partner, he will not pursue or otherwise seek to develop any investment opportunities under active consideration by any of the Carlyle Companies at the time he ceased to be a Controlling Partner.
Investment Activities. The Company acknowledges that certain of the Investors and their affiliates, members, equity holders, director representatives, partners, employees, agents and other related persons are engaged in the business of investing in private and public companies in a wide range of industries, including the industry segment in which the Company operates (the “Company Industry Segment”). Accordingly, the Company and the Investors acknowledge and agree that a Covered Person shall:
Investment Activities o Supervised Persons may not offer investment advice or manage any person's portfolio in which he/she does not have a beneficial interest without prior written approval. o Supervised Persons may not participate in an investment club without prior written approval.
Investment Activities. The Company and Executive acknowledge that Executive is an investor in the BEAGLE, UNIMAK, REBECCA IRENE and CAPE HORN that operate in fisheries under the jurisxxxxxxx xx xxe North Pacific Fishery Management Council. The parties further acknowledge that under certain circumstances a conflict could arise between the best interests of the Company and the best interests of Executive's investments. The parties agree that Executive may maintain but not increase his investments in the above-named vessels without the prior written approval of the Board of Directors (which approval shall not be unreasonably withheld), and that, in the event of a conflict, Executive shall owe his undivided loyalty to furthering the best interests of the Company.
Investment Activities. Investment Activities" means all activities of the Company incident to the acquisition, disposition, development or redevelopment of assets or other customary investment activities of an oil and gas company.
Investment Activities. Companies are encouraged to seek global or regional mandates for work, for the establishment of centres of excellence in Australia, and for scaling their activities in Australia to meet the needs of substantial regional or global markets.
Investment Activities. Portfolio Management activities shall be handled by the City. The Depository shall be included in the bidding process as deemed appropriate in accordance with the City’s Investment Policy. Investment Safekeeping shall employ the Depository as a transfer agent for some or all security transactions undertaken by the City. All such transfers shall be executed delivery versus payment, that is the Depository or the Federal Reserve Bank shall not make payment until the security is received. Reports of safekeeping confirmations for all City security transactions will be issued and mailed to the City within two (2) business days after settlement. A monthly report listing all City securities held in safekeeping will be mailed to the City at the end of each month.
