Investment Club definition

Investment Club means a group of individuals who combine their funds for the purpose of making investments and advancing their investment education.

Investment Club means a membership organization where investors make joint decisions on which securities to buy or sell. The securities are generally held in the name of the investment club.

Investment Club means a group of friends, neighbors, business associates, or others that pool their money to invest in stock or other securities and are collectively responsible for making investment decisions.

Examples of Investment Club in a sentence

• Covered Persons must obtain prior written approval from the Ethics Office before participating in an Investment Club.

• At the time of the initial disclosure period, each Access Person must also submit information pertaining to: • His/her participation in any Outside Activity as described in Section 5.1 of the Code; • His/her participation in an Investment Club as described in Section 5.2 of the Code; • Holdings in Private Placements including hedge funds; and • A Related Person that is an officer and/or director of a publicly traded company; if any.

• The brokerage account(s) of the Investment Club are subject to the pre-clearance and reporting requirements of the Code.

• Employee participation in Investment Clubs is permitted but all Investment Club transactions are subject to the restrictions and reporting requirements in this Code.

• If applicable, trades for an Investment Club would need to be pre-cleared.

More Definitions of Investment Club

Investment Club means a group of two or more people, each of whom contributes monies to an investment pool and participates in the investment making decision process and shares in the investment returns.

Investment Club means an entity: that is classified as a

Investment Club means a group of people who pool their assets in order to make joint investment decisions (except that Investment Club does not include professionally-managed investment companies). The requirements of this Code of Ethics shall apply to the entire pooled vehicle – not just to the Access Person’s share of the pooled vehicle. Thus, for example, an Access Person who participates in an Investment Club is required to pre-clear and report the trades of the entire pooled vehicle.

Investment Club means a group of two or more people, each of whom contributes to an investment pool and shares in the investment returns.

Investment Club means any club (whether or not incorporated) or group of persons that purchases or sells Securities, if that group includes an Access Person.

Investment Club a group of friends, neighbors, business associates, or others that pool their money to invest in stock or other securities and are collectively responsible for making investment decisions.

Investment Club means a group of individuals who come together for educational purposes, for a limited time, in order to learn about the stock market and diversify their portfolio through the purchase of securities from more than one issuer, and whose regular and modest contributions as members of the club constitute its capital ;” ;