Active Consideration definition

Active Consideration means the period of time during which an Adviser portfolio manager has a pending order or is considering the purchase or sale of a security for any client account.
Sample 1Sample 2Sample 3
Active Consideration means the period of time during which the portfolio manager is considering the purchase or sale of a security for client accounts.
Sample 1Sample 2Sample 3
Active Consideration means the period of time during which an Adviser portfolio manager is considering the purchase or sale of a security for any client accounts.
Sample 1Sample 2Sample 3

Examples of Active Consideration in a sentence

  • Restriction on Securities under Active Consideration Applies to: Access Level I & Access Level II Persons Access Level I Persons and Access Level II Persons are prohibited from buying or selling a security if the security is being actively traded by a John Hancock Affiliated Fund.

  • Information acquired in the course of employment by the Adviser, including but not limited to information regarding actual or contemplated investment decisions, securities under Active Consideration, portfolio composition, client interests, non-public client information, research, research recommendations, Adviser activities and new business initiatives is confidential.

  • The prohibitions in this Section 3 shall be interpreted to include the purchase or sale by any Access Person of any convertible security, option or warrant of any issuer whose underlying securities are under Active Consideration by a Fund.

  • Restriction on Securities under Active Consideration Applies to: Access Level I and Access Level II Persons Access Level I and Access Level II Persons are prohibited from buying or selling a security if the security is under active consideration by a Manulife Asset Manager advised client account.

  • Active Consideration for Purchase or Sale A Security is under Active Consideration for Purchase or Sale once a MAM portfolio manager forms a specific intent to purchase or sell a Security for a MAM Client account.

  • A preclearance request will not be approved if there is a “pending buy or sell order” for the Covered Security for any Client or if the Covered Security is Under Active Consideration for purchase or sale on behalf of a Client.

  • Restriction on Securities under Active Consideration Applies to: Access Level I and Access Level II Persons Access Level I and Access Level II Persons are prohibited from buying or selling a security if the security is under active consideration by a John Hancock Affiliated Fund.

  • Covered Persons who serve on the board of a publicly traded company or who have a material business relationship involving the issuer of a Covered Security Under Active Consideration must (in addition to complying with the requirements of Section 4(c) below) disclose such board service or business relationship to the Trading Department before recommending the purchase or sale of an affected Covered Security.

  • A Security will be deemed under "Active Consideration" when a recommendation to purchase or sell the Security has been made and communicated to the person or persons ultimately making the decision to buy or sell the Security.

  • If a Client or Firm account trades in a Pre-Clearable Security during the pre-clearance window and a Front-Office Access Person successfully obtained pre-clearance approval of a trade, the Front-Office Access Person may still be required to demonstrate that they did not know that the same or Related Pre-Clearable Security was under Active Consideration for Purchase or Sale for an account at the time of the personal trade.


More Definitions of Active Consideration

Active Consideration means the Moore Theological College Governing Board welcomes and actively seeks appropriately skilled women to join the Council.
Sample 1
Active Consideration means (A) in the case of a sale of Company, the earlier to occur of the execution of a letter of intent (whether binding or non-binding) by Company or the execution of an engagement letter (or similar agreement) with a financial advisor by Company; and (B) in the case of a public offering by Company, the engagement (whether by written agreement or otherwise) by Company of one or more investment banking firms.
Sample 1
Active Consideration means any business activity, the expansion into which has been proposed, and at the time in question is actively and earnestly being considered, by the management or board of directors of Influencers.
Sample 1

Related to Active Consideration

  • Designated Non-Cash Consideration means the fair market value of non-cash consideration received by the Borrower or any Restricted Subsidiary in connection with an Asset Sale that is designated as Designated Non-Cash Consideration pursuant to a certificate of a Responsible Officer of the Borrower setting forth the basis of such valuation, less the amount of cash or Cash Equivalents received in connection with a subsequent sale of such Designated Non-Cash Consideration.

  • Cash Consideration has the meaning set forth in Section 2.2.

  • Per Share Consideration means (i) if the consideration paid to holders of the Common Stock consists exclusively of cash, the amount of such cash per share of Common Stock, and (ii) in all other cases, the volume weighted average price of the Common Stock as reported during the ten (10) trading day period ending on the trading day prior to the effective date of the applicable event. If any reclassification or reorganization also results in a change in shares of Common Stock covered by subsection 4.1.1, then such adjustment shall be made pursuant to subsection 4.1.1 or Sections 4.2, 4.3 and this Section 4.4. The provisions of this Section 4.4 shall similarly apply to successive reclassifications, reorganizations, mergers or consolidations, sales or other transfers. In no event will the Warrant Price be reduced to less than the par value per share issuable upon exercise of the Warrant.