Distribution Activities. All distribution activities engaged in by Distributor and its Representatives with respect to the Contracts shall be in compliance with all applicable federal and state securities laws and regulations, with NASD Rules, as well as with all applicable insurance laws and regulations, including any laws and regulations related to suitability, any other applicable federal or state law, rule, or regulation, and any of the policies and procedures that NW may issue from time to time. In particular, without limiting the generality of the foregoing:
Distribution Activities. (a) The fee paid pursuant to Section 2 may be used by the Distributor to provide initial and ongoing sales compensation to its investment executives and to other broker-dealers in respect of sales of Shares of the applicable Portfolios and to pay for other advertising and promotional expenses in connection with the distribution of the Shares. These advertising and promotional expenses include, by way of example but not way of limitation, costs of printing and mailing prospectuses, statements of additional information and shareholder reports to prospective investors; preparation and distribution of sales literature; advertising of any type; an allocation of overhead and other expenses of the Distributor related to the distribution of the Shares; and payments to, and expenses of, officers, employees or representatives of the Distributor, of other broker-dealers, banks or other financial institutions, and of any other persons who provide support services in connection with the distribution of the Shares, including travel, entertainment, and telephone expenses.
Distribution Activities. (a) The Shares of each Portfolio are authorized to pay the principal underwriter of the Shares (the “Distributor”) a total fee in connection with distribution-related services provided in respect of such class, calculated and payable monthly, at the annual rate of .75% of the value of the average daily net assets of such class. The services rendered by the Distributor for which the Distributor is entitled to receive this fee shall be deemed to have been completed at the time of the initial purchase of the Shares taken into account in computing the fee.
Distribution Activities. (a) The Shares of each Portfolio except the Classic Institutional Limited Duration Fund are authorized to pay the principal underwriter of the Shares (the “Distributor”) a total fee in connection with distribution-related services provided in respect of such class, calculated and payable monthly, at the annual rate of .75% of the value of the average daily net assets of such class. The Shares of the Classic Institutional Limited Duration Fund are authorized to pay the Distributor a total fee in connection with distribution-related services provided in respect of such class, calculated and payable monthly, at the annual rate of .25% of the value of the average daily net assets of such class.
Distribution Activities. 1. The Underwriter will receive orders from purchasers for, and the Fund will sell, issue and deliver from time to time to such purchasers, such part of the authorized shares of capital stock of the Fund remaining un-issued as from time to time shall be effectively registered under the Securities Act of 1933, as amended (the "1933 Act"), at prices determined as hereinafter provided and on the terms hereinafter set forth, all subject to applicable Federal and State laws and regulations and to the Declaration of Trust of the Trust.
Distribution Activities. Subject to the terms and conditions of the Collaboration Agreement and this JDA, the Parties hereby acknowledge and agree that Xxxxxxx (or its Affiliate or Third Party Distributor) shall have the right to Distribute each Territory Combination Product in each Xxxxxxx Country. Xxxxxxx (or such other Person) shall have the sole responsibility and right to fill orders with respect to such Territory Combination Product in each Xxxxxxx Country and shall have the sole responsibility and right to distribute (or right to cause such other Person to distribute) such Territory Combination Product and to perform Distribution Activities with respect thereto. Xxxxxxx shall not (a) grant rights to conduct any Distribution Activities with respect to a Territory Combination Product in any of the Xxxxxxx Countries to any Person other than its Affiliates, Distribution Subcontractors or (subject to Section 13.2) Third Party Distributors, (b) sell or permit its Affiliates or Third Party Distributors to sell any Territory Combination Product in a country outside of the European Union if Xxxxxxx (or such Affiliate or Third Party Distributor) has reason to believe that such Territory Combination Product will be exported from such country to any Gilead Country, or (c) export or have exported, or permit its Affiliates or Third Party Distributors to export, any Territory Combination Product from any country outside of the European Union if Xxxxxxx (or such Affiliate or Third Party Distributor) has reason to believe that such Territory Combination Product will be Distributed (by Xxxxxxx, its Affiliates or any other Person) in or to any Gilead Country without the written consent of Gilead, unless refusing to so export the Territory Combination Product would violate Applicable Law. Xxxxxxx shall perform (or cause to be performed) the Distribution Activities with respect to the [ * ] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, HAS BEEN OMITTED AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 24B-2 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED. CONFIDENTIAL TREATMENT REQUESTED UNDER 17 C.F.R. §§ 200.80(b)(4) AND 240.24B-2 Territory Combination Products in the Xxxxxxx Countries consistent with Applicable Law. Gilead shall promptly forward (or cause its Affiliates to forward) to Xxxxxxx (or its designee) any order(s) for the purchase of a Territory Combination Product in the Xxxxxxx Countries that are received by G...
Distribution Activities. (a) The C Shares of each Portfolio, except the Prime Quality Money Market Fund, are authorized to pay the principal underwriter of the Shares (the “Distributor”) a total fee in connection with distribution-related services provided in respect of such class, calculated and payable monthly, at the annual rate of 0.75% of the value of the average daily net assets of such class.
Distribution Activities. (a) The R Shares of each Portfolio, are authorized to pay the Distributor a total fee in connection with distribution-related services provided in respect of such class, calculated and payable monthly, at the annual rate of .25% of the value of the average daily net assets of such class.
Distribution Activities. The Corporation shall engage the Distributor to distribute Shares and to service shareholder accounts using the facilities of the distribution networks of such qualified broker-dealers and financial institutions as the Distributor may select. Services provided and activities undertaken hereunder, under the Distribution Agreement or under any "related agreement" between the Distributor and any such qualified broker-dealer to distribute Shares are referred to herein as Distribution Activities.
Distribution Activities. Notwithstanding anything in this Agreement to the contrary, *** shall be the "Distributing Party" in each country of the Territory unless the Joint Commercialization Team recommends, with the approval of the JSC, that *** assume such responsibilities in a country. The Distributing Party in a country shall be responsible for processing orders, pick, pack and ship operations, order delivery, invoicing and collection activities and any other distribution activities that are allocated to the Distributing Party in the Commercialization Plan and an Annual Commercialization/Budget (collectively, "Distribution Activities"). All Distribution Activities shall be performed by the Distributing Party in accordance with the Commercialization Plan and an Annual Commercialization/Budget using employees and facilities of the Distributing Party or using a Third Party or Third Parties approved by the JCT under a contract approved by the JCT.
