ING Barings LLC Sample Clauses

ING Barings LLC. Lazard Freres & Co. LLC and Lazard Capital Markets........ Total............................................ 2,500,000 ========= EXHIBIT A LOCK-UP AGREEMENT FLEETBOSTON XXXXXXXXX XXXXXXXX INC. PACIFIC GROWTH EQUITIES, INC. CHASE SECURITIES INC. ING BARINGS LLC LAZARD FRERES & CO. LLC As Representatives of the several Underwriters c/o FleetBoston Xxxxxxxxx Xxxxxxxx Inc. 000 Xxxxxxxxxx Xxxxxx, Xxxxx 0000 Xxx Xxxxxxxxx, Xxxxxxxxxx 00000 Ladies and Gentlemen: The undersigned is an owner of record or beneficially of certain shares of Common Stock of the Company ("Common Stock") or securities convertible into or exchangeable or exercisable for Common Stock. The Company proposes to carry out a public offering of Common Stock (the "Offering") for which you will act as the representatives (the "Representatives") of the underwriters. The undersigned recognizes that the Offering will be of benefit to the undersigned and will benefit the Company by, among other things, raising additional capital for its operations. The undersigned acknowledges that you and the other underwriters are relying on the representations and agreements of the undersigned contained in this letter in carrying out the Offering and in entering into underwriting arrangements with the Company with respect to the Offering. In consideration of the foregoing, the undersigned hereby agrees that the undersigned will not offer to sell, contract to sell, or otherwise sell, dispose of, loan, pledge or grant any rights with respect to (collectively, a "Disposition") any shares of Common Stock, any options or warrants to purchase any shares of Common Stock or any securities convertible into or exchangeable for shares of Common Stock (collectively, "Securities") now owned or hereafter acquired directly by such person or with respect to which such person has or hereafter acquires the power of disposition, otherwise than (i) as a bona fide gift or gifts, provided the donee or donees thereof agree in writing to be bound by this restriction, (ii) as a distribution to partners or shareholders of such person, provided that the distributees thereof agree in writing to be bound by the terms of this restriction, (iii) with respect to dispositions of Common Shares acquired on the open market, (iv) with respect to sales or purchases of Common Stock acquired on the open market or (v) with the prior written consent of FleetBoston Xxxxxxxxx Xxxxxxxx Inc., for a period commencing on the date hereof and continuing to a date ...
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ING Barings LLC. Willxxx Xxxxx & Xompany, L.L.C........................................
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ING Barings LLC. Total............................ $4,000,000 ==========
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ING Barings LLC. Total...................................................................... ============ 41 SCHEDULE B Number of Initial U.S. Maximum Number of U.S. Securities to be Sold Option Securities to be Sold VIASAT, INC. 1,817,200 300,000 Mark X. Xxxxxxxx 40,000 --- Stevxx X. Xxxx 8,000 --- Robexx X. Xxxxxxx 8,000 --- Mark X. Xxxxxx 8,000 --- Gregxxx X. Xxxxxxx 40,000 --- Jeffxxx X. Xxxx 8,000 --- B. Axxxx Xxx 16,000 --- Thomxx X. Xxxxxx 20,000 --- Robexx X. Xxxxxx 20,000 --- Richxxx X. Xxxxxxxxx 5,600 --- Thomxx X. Xxxxxxxxxxxxxxx 6,000 --- Franx Xxxxx 3,200 --- Total........................... 2,000,000 300,000 42 SCHEDULE C VIASAT, INC. Shares of Common Stock (Par Value $.0001 Per Share)
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ING Barings LLC. Xxxxxx Xxxxxx & Company, Inc...................... --------------------------- Total..................................... 2,400,000 =========================== SCHEDULE II NUMBER OF UNDERWRITTEN MAXIMUM NUMBER OF OPTION SELLING STOCKHOLDERS: SECURITIES TO BE SOLD SECURITIES TO BE SOLD -------------------- ---------------------- --------------------- Xxxxxx Xxxx 700,747 105,112 c/o XXX Stores Corporation 0000 Xxxxxxxx Xxxx Xxxxxx, Xxxx 00000 Xxxxxxxx Xxxxxxx 177,898 26,685 c/o XXX Stores Corporation 0000 Xxxxxxxx Xxxx Xxxxxx, Xxxx 00000 Xxxxxxx Xxxxxxxxx 17,500 2,625 c/o XXX Stores Corporation 0000 Xxxxxxxx Xxxx Xxxxxx, Xxxx 00000 Xxx Xxxxxx 3,855 000 Xxxxxxx Xxxxxxx Xxxxxxxx 0000 Xxxx 0xx Xxxxxx Xxxxxxxxx, Xxxx 00000 ------------------ -------------- Total.......................... 900,000 135,000 ================== ============== SCHEDULE III SUBSIDIARIES ------------
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Related to ING Barings LLC

  • Asset Management Supplier will: i) maintain an asset inventory of all media and equipment where Accenture Data is stored. Access to such media and equipment will be restricted to authorized Personnel; ii) classify Accenture Data so that it is properly identified and access to it is appropriately restricted; iii) maintain an acceptable use policy with restrictions on printing Accenture Data and procedures for appropriately disposing of printed materials that contain Accenture Data when such data is no longer needed under the Agreement; iv) maintain an appropriate approval process whereby Supplier’s approval is required prior to its Personnel storing Accenture Data on portable devices, remotely accessing Accenture Data, or processing such data outside of Supplier facilities. If remote access is approved, Personnel will use multi-factor authentication, which may include the use of smart cards with certificates, One Time Password (OTP) tokens, and biometrics.

  • Investment Management If and to the extent requested by the Advisor, the Sub-Advisor shall, subject to the supervision of the Advisor, manage all or a portion of the investments of the Portfolio in accordance with the investment objective, policies and limitations provided in the Portfolio's Prospectus or other governing instruments, as amended from time to time, the Investment Company Act of 1940 (the "1940 Act") and rules thereunder, as amended from time to time, and such other limitations as the Trust or Advisor may impose with respect to the Portfolio by notice to the Sub-Advisor. With respect to the portion of the investments of the Portfolio under its management, the Sub-Advisor is authorized to make investment decisions on behalf of the Portfolio with regard to any stock, bond, other security or investment instrument, and to place orders for the purchase and sale of such securities through such broker-dealers as the Sub-Advisor may select. The Sub-Advisor may also be authorized, but only to the extent such duties are delegated in writing by the Advisor, to provide additional investment management services to the Portfolio, including but not limited to services such as managing foreign currency investments, purchasing and selling or writing futures and options contracts, borrowing money or lending securities on behalf of the Portfolio. All investment management and any other activities of the Sub-Advisor shall at all times be subject to the control and direction of the Advisor and the Trust's Board of Trustees.

  • General Management In the discharge of its general duty to manage the successful performance of the Services, Vendor shall:

  • Account Management 15.1 The Contractor is required to provide a dedicated Strategic Account Manager who will be the main point of contact for the Authority. The Strategic Account Manager will:  Attend quarterly, or as otherwise agreed, review meetings with the Authority, in person at the Authority’s premises or other locations as determined by the Authority  Attend regular catch-up meetings with the Authority, in person or by telephone/videoconference  Resolve any on-going operational issues which have not been resolved by the Contractor or Account Manager(s) and therefore require escalation  Ensure that the costs involved in delivering the Framework are as low as possible, whilst always meeting the required standards of service and quality.

  • LTD by its duly appointed Attorneys who state they have no notice of revocation of the Power of Attorney dated 5 February 1990 under which this Agreement is signed. ) ) ) ) ) ) )

  • AGREEMENT MANAGEMENT A. Contractor may change Project Manager but the Energy Commission reserves the right to approve any substitution of the Project Manager.

  • Special Situations The parties recognize that under certain circumstances a Change in Control may occur under conditions which make it inappropriate for Employee to receive the termination benefits or protection set forth in this Agreement. Therefore, in the event that a Change in Control occurs for any one of the following reasons, the provisions of Sections 2, 6 and 9 shall not apply:

  • Network Management 60.1 CLEC and CenturyLink will exchange appropriate information (e.g., network information, maintenance contact numbers, escalation procedures, and information required to comply with requirements of law enforcement and national security agencies) for network management purposes. In addition, the Parties will apply sound network management principles to alleviate or to prevent traffic congestion and to minimize fraud associated with third number billed calls, calling card calls, and other services related to this Agreement.

  • Financial Management (a) The Recipient shall ensure that a financial management system is maintained in accordance with the provisions of Section 2.09 of the Standard Conditions.

  • Financial Management System Subrecipient shall establish and maintain a sound financial management system, based upon generally accepted accounting principles. Contractor’s system shall provide fiscal control and accounting procedures that will include the following:

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