Securities to be Sold definition

Securities to be Sold means a portion of the Original Charged Assets calculated by applying thereto a fraction, the numerator of which is the number of Notes in relation to which Cash Settlement applies and the denominator of which is the total number of Notes outstanding, rounded down to the nearest whole Securities Denomination.
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Securities to be Sold means a portion of the Original Charged Assets calculated by applying thereto a fraction, the numerator of which is the number of Notes in relation to which Cash Settlement applies and the denominator of which is the total number of Notes outstanding, rounded down to the nearest whole Securities Denomination. Condition 12 (Payments and Talons) Payment Business Day Centre(s): London and Tokyo Other Distribution Type: Non-U.S. Distribution Talons for future Coupons or Receipts to be attached to Definitive Bearer Notes (and dates on which such Talons mature):Talon(s) will be attached in the limited circumstances in which the Permanent Global Note is exchangeable for Definitive Bearer Notes and more than 27 Specified Interest Payment Dates remain at such time. Details of any additions or variations to the Selling Restrictions:Notice pursuant to the Financial Instruments and Exchange Law (Law No. 25 of 1948, as amended) of Japan (the “FIEL”) – transfer restriction, etc. No registration pursuant to Article 4, Paragraph 1 of the FIEL has been made or will be made concerning the Notes for the reason that the solicitations of an application to acquire the newly issued Notes are conducted in a manner falling under the Solicitation for Small Number of Investors (specifically, the case stipulated in Article 2, Paragraph 3, Item 2 ha of the FIEL) as defined in Article 23-13, Paragraph 4 of the FIEL. The Notes may not be subdivided in a denomination smaller than the one stipulated on the Notes. Further additions or variations: The following provisions shall constitute “AdditionalConditions”:
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Securities to be Sold means a portion of the Remaining Securities calculated by applying thereto a fraction the numerator of which is the number of Notes to which Cash (ii) Unmatured Coupons to become void upon early redemption (Bearer Notes only) (Condition 8(f)):Settlement applies and the denominator of which is the total number of Notes outstanding, rounded down to the nearest whole Security.
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Examples of Securities to be Sold in a sentence

  • Selling Shareholders Number of Securities to be Sold Hercules Holding II, LLC x/x Xxxxxxxx Xxxxxx Xxxxxxx & Co. 0 Xxxx 00xx Xxxxxx Xxx Xxxx, XX 00000 Fax: 000-000-0000 Attention: Xxxxxxx X.

  • This has been suggested by many to do with economic and political restrains the welfare states meet in the era of permanent austerity (Pierson 2001).

  • The Company shall, prior to any such proposed Sale, deliver a written notice (the “Tag Along Notice”) to each Management Securityholder (each, a “Tag Along Holder”), specifying the principal terms and conditions of the Sale (including the number of Securities of each class of Securities to be Sold in such Sale).

  • At the closing of such Sale, each Participating Seller shall deliver the certificates evidencing the Shares to be Sold by such Participating Seller, duly endorsed, or with stock (or equivalent) powers duly endorsed, for transfer with signature guaranteed, free and clear of any liens or encumbrances, with any stock (or equivalent) transfer tax stamps affixed, against delivery of the applicable consideration, and any comparable transfer materials for any Convertible Securities to be Sold.

  • Total 5,000,000 Sch A-1 SCHEDULE B Number of Initial Securities to be Sold Maximum Number of Option Securities to be Sold FRIENDFINDER NETWORKS INC.

  • First Reserve agrees to sell to the Underwriters the number of Optional Securities specified in such notice, which amount shall not exceed the number of shares set forth opposite the name of First Reserve in Schedule A hereto under the caption "Number of Optional Securities to be Sold".

  • Total · SCHEDULE B Number of Initial Securities to be Sold Maximum Number of Option Securities to Be Sold Sabre Industries, Inc.

  • Name of Underwriter Number of Initial Securities Maximum Number of Option Securities to be Sold BofA Securities, Inc.

  • Total SCHEDULE B Selling Stockholder Number of Firm Securities to be Sold Number of Optional Securities to be Sold Xxxxxx Xxxxx & Partners III, L.P. Xxxxxx Xxxxx & Partners Dutch III-A, L.P. Xxxxxx Xxxxx & Partners Dutch III-B, L.P. Xxxxxx Xxxxx & Partners III-C, L.P. Stichting Pensioenfonds ABP Stichting Pensioenfonds Zorg en Welzijn Northwestern Mutual Life Insurance Company Norwest Equity Partners VI, L.P. Norwest Equity Partners VII, X.X. Xxxxxxxx’x Investment Company, LLC XxXxxxx Holdings, LLC Xxxx X.

  • Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated Xxxxxxx, Sachs & Co. Total — SCHEDULE B Number of Initial Securities to be Sold Maximum Number of Option Securities to Be Sold RESTORATION HARDWARE HOLDINGS, INC.

Related to Securities to be Sold

  • Portfolio Securities or "investments" of the Series shall mean, respectively, such assets, net assets, securities, portfolio securities or investments which are from time to time under the management of the Subadviser pursuant to this Agreement.

  • New Securities Trustee means a bank or trust company reasonably satisfactory to the Initial Purchasers, as trustee with respect to the New Securities under the New Securities Indenture.

  • Retail Certificates A Senior Certificate, if any, offered in smaller minimum denominations than other Senior Certificates, and designated as such in the Series Supplement.

  • Real Estate-Related Securities shall have the meaning set forth in the Charter.

  • Underlying Securities Trustee means The Bank of New York.

  • NIM Securities Any debt securities secured or otherwise backed by some or all of the Class X and Class P Certificates that are rated by one or more Rating Agencies.

  • Certificates means the Trust Certificates (as defined in the Trust Agreement).

  • Conversion Shares means, collectively, the shares of Common Stock issuable upon conversion of the shares of Preferred Stock in accordance with the terms hereof.

  • Book-Entry Securities Securities maintained in the form of entries (including, without limitation, the Security Entitlements in such Securities) in the commercial book-entry system of the Fed and held for the Trustee, directly or indirectly, by any Trustee's Fed Member. Book-Entry Securities shall not include, in any event, any Certificated Security (or any Security Entitlement in any Certificated Security) held, directly or indirectly, through a Clearing Corporation.

  • Mandatory Securities Depository means a foreign securities depository or clearing agency that, either as a legal or practical matter, must be used if the Fund determines to place Foreign Assets in a country outside the United States (i) because required by law or regulation; (ii) because securities cannot be withdrawn from such foreign securities depository or clearing agency; or (iii) because maintaining or effecting trades in securities outside the foreign securities depository or clearing agency is not consistent with prevailing or developing custodial or market practices.

  • Personal Securities Transaction means any transaction in a Covered Security in which an Access Person has a direct or indirect Pecuniary Interest.

  • Privately Offered Certificates [______________], Mortgage Pass-Through Certificates, Series [_______], Class [__] issued pursuant to the Pooling and Servicing Agreement.

  • Stock Certificates has the meaning set forth in Section 2.2(a)(ii).

  • Certificate Purchase Agreement The Purchase Agreement, dated as of [_______], among the Depositor and the Initial Purchasers, relating to the Privately Offered Certificates.

  • Underlying Securities Issuer With respect to an Underlying Security, the issuer thereof (including, if applicable, the guarantor of the Underlying Security), as identified in the Underlying Securities Schedule.

  • Personal Securities Transactions means any transaction in a Security pursuant to which an Access Person would have a Beneficial Ownership interest with the exception of obligations of the U.S. Government, bankers’ acceptances, bank certificates of deposit, money market fund shares, commercial paper, high quality short-term debt instruments and registered open-end investment companies, none of which are funds advised or sub-advised by the Firm.

  • Security Held or to be Acquired by a Fund means (1) any Covered Security that within the most recent 15 days (a) is or has been held by one of the Funds or a mutual fund sub-advised by MCM; or (b) is being or has been considered by a Fund or MCM for purchase by the Fund or a mutual fund sub-advised by MCM; and (2) any option to purchase or sell, and any security convertible into or exchangeable for, such a Covered Security.

  • Subordinated Securities means Securities that by the terms established pursuant to Section 2.02(i) are subordinated in right of payment to Senior Debt of the Company.

  • Securities Lending Agreement means an agreement under which a local agency agrees to transfer securities to a borrower who, in turn, agrees to provide collateral to the local agency. During the term of the agreement, both the securities and the collateral are held by a third party. At the conclusion of the agreement, the securities are transferred back to the local agency in return for the collateral.

  • Conversion Securities has the meaning set forth in Section 4.08(b).

  • Exchange Certificates Means the pass through certificates substantially in the form of Exhibit A hereto issued in exchange for the Initial Certificates pursuant to the Registration Rights Agreement and authenticated hereunder.

  • Underlying Shares means the shares of Common Stock issuable upon conversion of this Debenture or as payment of interest in accordance with the terms hereof.

  • Securities Purchase Agreement shall have the meaning set forth in the recitals hereto.

  • Optional Purchase has the meaning set forth in Section 8.1 of the Sale and Servicing Agreement.

  • Certificate Depository Agreement means the agreement among the Trust, the Depositor and The Depository Trust Company, as the initial Clearing Agency, dated as of the Closing Date, relating to the Trust Securities Certificates, substantially in the form attached as Exhibit B, as the same may be amended and supplemented from time to time.

  • Publicly Offered Certificates [______________], Mortgage Pass-Through Certificates, Series [_______], Class [__], Class [__], Class [__], Class [__], Class [__], Class [__] and Class [__] issued pursuant to the Pooling and Servicing Agreement.