Securities Law Requirements definition

Securities Law Requirements means the Securities Act of 1933, as amended from time to time, and the Act and the rules and regulations promulgated by the Commission under such laws, as such rules and regulations are adopted and amended from time to time, including but not limited to Rule 16b-3, and as all such laws, rules and regulations are interpreted by formal or informal opinions of, and releases published or other interpretive advice provided by, the Staff of the Commission, and the requirements of any stock exchange, automated inter-dealer quotation system or other recognized securities market on which the Common Stock is listed or traded or in which the Common Stock is included, as adopted and amended from time to time and as interpreted by formal or informal opinions of, and other interpretive advice provided by, the representatives of such stock exchange, quotation system or other securities market.

Securities Law Requirements means at the time of determination, with respect to the Services or the administration of any underlying investment: (i) all requirements of any applicable federal or state securities law; and (ii) any judicial judgment, decree, injunction, writ, settlement, order or administrative ruling, order or determination by any Governmental Authority or Regulatory Body enforcing or interpreting any federal or state securities law.

Securities Law Requirements means the Act and the rules and regulations promulgated by the Commission thereunder, as adopted and amended from time to time, including but not limited to Rule 16b-3, and as interpreted by formal or

Examples of Securities Law Requirements in a sentence

• The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with the Securities Law Requirements.

• Notwithstanding the provisions of this Section 19, the consent of the Optionee shall not be required with respect to an amendment to the Plan or to any outstanding Option which is made in order to comply with Securities Law Requirements or which causes a Tax Qualified Option no longer to qualify as such.

• The Contractor currently complies, and during the Term of this Agreement, the Contractor shall comply, in all material respects with all Securities Law Requirements applicable to any distribution or investment services or to the administration of any Investment Options to which Trust Account funds are invested.

• Insider Trading, Black-Out Periods, Securities Law Requirements (1) Any exercise of, or any other transaction in, the Stock Options (each a “Transaction”) must be conducted in compliance with (i) all applicable insider trading laws and regulations, and (ii) all provisions of any insider trading rules established by the Company, including the Company’s Insider Trading Policy ((i) and (ii) together the “Insider Trading Rules”).

• The Plan Manager shall maintain all necessary registrations under Applicable Law, including any registrations or licenses under the Securities Law Requirements as long as it is performing Services under this Agreement.

More Definitions of Securities Law Requirements

Securities Law Requirements means the Securities Act of 1933, as amended from time to time, and the Act and the rules and regulations promulgated by the Commission

Securities Law Requirements has the meaning set forth in Section 5.4.

Securities Law Requirements means at the time of determination, with respect to the Services or the administration of any underlying investment: (i) all requirements of any federal or state securities law; and (ii) any judicial judgment, decree, injunction, writ, settlement, order or administrative ruling, order or determination by any Governmental Authority enforcing or interpreting any federal or state securities law. "Services" shall mean, collectively, the Investment Services, the Marketing Services and the Administrative Services, in each case provided with respect to the Direct Plan.

Securities Law Requirements means the securities laws applicable to the Litigation Trust and the rules and regulations of Nasdaq National Market or such other securities exchange as may be applicable.

Securities Law Requirements means the Securities Act of 1933, the Securities Exchange Act of 1934 and the rules and regulations promulgated by the Securities and Exchange Commission thereunder, including but not limited to Rule 16b-3, as adopted and amended from time to time and as interpreted by formal or informal opinions of and releases published or other interpretative advice provided by the Staff of the Securities and Exchange Commission, and the requirements of any stock exchange, automated interdealer quotation system or other recognized securities market on which the Common Stock is listed or traded on in which the Common Stock is included, as adopted and amended from time to time and as interpreted by formal or informal opinions of, and other interpretative advice provided by, the representatives of such stock exchange, quotation system or other securities market.

Securities Law Requirements means the Act and the rules and regulations promulgated by the Commission thereunder, as adopted and amended from time to time, including but not limited to Rule 16b -3, and as interpreted by formal or informal opinions of, and releases published or other interpretive advice provided by, the Staff of the Commission, and the requirements of any stock exchange, automated inter-dealer quotation system or other recognized securities market on which the Common Stock is listed or traded or in which the Common Stock is included, as adopted and amended from time to time and as interpreted by formal or informal opinions of, and other interpretive advice, provided by the representatives of such stock exchange, quotation system or other securities market.

Securities Law Requirements means at the time of determination, with respect to the Services or the administration of any underlying investment: (i) all requirements of any federal or state securities law; and (ii) any judicial judgment, decree, injunction, writ, settlement, order or