Securities Exchange definition

Securities Exchange means, at any time, the registered national securities exchange on which the Corporation’s equity securities are then principally listed or traded, which shall be either the New York Stock Exchange or NASDAQ Global Market (or similar national quotation system of the NASDAQ Stock Market) (“NASDAQ”) or any successor exchange of either the New York Stock Exchange or NASDAQ.
Sample 1Sample 2Sample 3
Securities Exchange means, as of the date of any exchange of Exchangeable Notes for RCR Notes or vice versa, or of RCR Notes for other RCR Notes or vice versa, each stock exchange or bourse on which the Notes are listed, as notified to the Exchange Administrator by the Issuer in writing prior to such date.
Sample 1Sample 2Sample 3
Securities Exchange means any stock exchange on which Units or other Partnership Interests are or will be listed for trading;
Sample 1Sample 2Sample 3

Examples of Securities Exchange in a sentence

  • In selecting broker-dealers to execute a particular transaction, and in evaluating the best overall terms available, the Sub-Adviser is authorized to consider the brokerage and research services (as those terms are defined in Section 28(e) of the Securities Exchange Act of 1934, as amended (the “1934 Act”)) provided to the Fund and/or other accounts over which the Sub-Adviser or its affiliates exercise investment discretion.

  • SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  • The public does not have access to information about the compensation of the executives through periodic reports filed under section 13(a) or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78m(a), 78o(d)) or section 6104 of the Internal Revenue Code of 1986.

  • The Chief Legal Officer shall serve as Chief Legal Officer for the Trust, solely for purposes of complying with the attorney conduct rules (“Attorney Conduct Rules”) enacted by the Securities Exchange Commission pursuant to Section 307 of the Sarbanes-Oxley Act of 2002 (the “Act”).

  • In selecting broker-dealers to execute a particular transaction, and in evaluating the best overall terms available, the Sub-Adviser is authorized to consider the brokerage and research services (as those terms are defined in Section 28(e) of the Securities Exchange Act of 1934, as amended (the "1934 Act")) provided to the Fund and/or other accounts over which the Sub-Adviser or its affiliates exercise investment discretion.


More Definitions of Securities Exchange

Securities Exchange means the New York Stock Exchange, the Nasdaq Stock Market or any successor markets or exchanges.
Sample 1Sample 2Sample 3
Securities Exchange means a market, exchange, securities organization or other place at which securities are offered for sale, purchase or exchange, including any clearing, settlement or transfer services connected therewith;
Sample 1Sample 2Sample 3
Securities Exchange means an exchange registered with the SEC under Section 6(a) of the Exchange Act or any successor thereto and any other securities exchange (whether or not registered with the SEC under Section 6(a) of the Exchange Act) that the Board of Directors in its sole discretion designates as a Securities Exchange for purposes of this Agreement.
Sample 1Sample 2Sample 3
Securities Exchange means a market, exchange, place or facility which provides for bringing together on a regular basis purchasers and sellers of securities, and sets rules for the execution of securities transactions or for the negotiation or conclusion of sales and purchases of securities, but does not include—
Sample 1Sample 2Sample 3
Securities Exchange means any stock exchange recognised by the relevant authorities, at which any Equity Investments in which you have invested or wish to invest under the Equity Investment Services, is or may be traded. This includes Bursa Malaysia Securities Berhad.
Sample 1Sample 2Sample 3