Compliance Committee definition

Compliance Committee means the committee referenced under the Federated Hermes Code of Business Conduct and Ethics, consisting of, among others, the Chief Compliance Officer, the Deputy General Counsel, the Chief Audit Executive and the Chief Risk Officer.

Compliance Committee means the committee established pursuant to Section 2(d).

Compliance Committee means the Adviser’s committee charged with overseeing the Adviser’s compliance policies and procedures. The committee is comprised of the Chief Executive Officer, the Chief Compliance Officer, the Chief Investment Officer and a senior Portfolio Manager.

Examples of Compliance Committee in a sentence

• The Compliance Committee will also provide assistance to the Board of Directors with respect to compliance matters.

• Each member of the Compliance Committee shall be an Independent Director.

More Definitions of Compliance Committee

Compliance Committee means the Batterymarch committee that is responsible for establishing and monitoring Batterymarch’s compliance policies and procedures in accordance with Rule 206(4)-7 of the Investment Advisers Act of 1940, as amended. Batterymarch’s Compliance Committee consists of Batterymarch’s Chief Compliance Officer and Supervisors.

Compliance Committee means the committee of the Authority established to undertake the functions set out in section 28;

Compliance Committee means the Compliance Committee established by section 6 of the Principal Act as that section had effect immediately before the date of coming into operation of section 8;

Compliance Committee means the Compliance Committee of Brandywine as shown on Appendix 1

Compliance Committee means the Batterymarch committee that is responsible for establishing and monitoring Batterymarch's compliance policies and procedures in accordance with Rule 206(4)-7 of the Investment Advisers Act of 1940, as amended. Batterymarch's Compliance Committee consists of Batterymarch's Chief Compliance Officer and Supervisors.

Compliance Committee means a Committee comprising of Chief Executive Officer, Chief Financial Officer and Company Secretary of the Company.

Compliance Committee means the compliance committee established by Trilogy Funds Management Limited under the Compliance Plan for the Trust.