The Adviser definition

The Adviser has entered into a Sub-Advisory Agreement with the Sub-Adviser dated November 25, 2002 (the "Sub-Advisory Agreement"). Collectively the Management Agreement, Administration Agreement and Sub-Advisory Agreement are herein referred to as the "Adviser Agreements." This Underwriting Agreement is herein referred to as the "Agreement."
The Adviser. The Adviser will act in a limited advisory role to the Fund as outlined in the Investment Advisory Agreement (“Advisory Agreement”). The Adviser is not registered as an investment adviser with the Securities and Exchange Commission or any state regulatory authority. The Fund will pay the Adviser a fee based on its standard schedule of fees charged by the Adviser for similar services as provided for in the Advisory Agreement, if any such agreement is executed. The Partners acknowledge and understand that the Adviser is not serving as an investment adviser to any individual Partner, but rather to the Fund itself.
The Adviser has entered into a Sub-Advisory Agreement with the Sub-Adviser dated November 25, 2002 (the "Sub-Advisory Agreement"). In addition, the Adviser has entered into a Corporate Finance Services and Consulting Agreement with A.G. Edwards & Sons, Inc. ▇▇▇▇▇ ▇▇▇▇▇ber 25, 2002 (the "Corporate Finance Services Agreement"). Collectively the Management Agreement, Administration Agreement, Sub-Advisory Agreement and Corporate Finance Services Agreement are herein referred to as the "Adviser Agreements." This Underwriting Agreement is herein referred to as the "Agreement."

Examples of The Adviser in a sentence

  • The Adviser will promptly notify the Sub-Adviser upon the Adviser’s discovery of an occurrence of any event that would disqualify the Adviser from serving as an investment adviser of an investment company pursuant to Section 9(a) of the 1940 Act or otherwise.

  • The Adviser shall maintain compliance procedures that it reasonably believes are adequate to ensure its compliance with the foregoing.

  • The Adviser agrees to provide a copy of its proxy voting policy to the Trust prior to the execution of this Agreement, and any amendments thereto promptly.

  • The Adviser is hereby expressly put on notice of the limitation of shareholder liability as set forth in the Trust’s Declaration of Trust and agrees that the obligations assumed by the Trust or the Fund, as the case may be, pursuant to this Agreement are limited in all cases to the Trust or the Fund, as the case may be, and its assets, and the Adviser will not seek satisfaction of any such obligation from the shareholders or any shareholder of the Trust.

  • The Adviser understands that the rights and obligations of the Fund under the Declaration of Trust are separate and distinct from those of any and all other series of the Trust.


More Definitions of The Adviser

The Adviser means an individual who advised the pension holders referred to in this Notice on behalf of Synergy.
The Adviser means the financial adviser acting on behalf of Vyke.
The Adviser means the relevant independent adviser identified in the certificate attached to this agreement;
The Adviser means Steinberg Global Asset Management, Ltd.
The Adviser. The Trust: Quintara Capital Management Quintara Funds By: By: --------------------------------------- ---------------------------- ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇, President & CEO ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇, President SUB-ADVISER: By: Name: Title: EXHIBIT A TO SUB-ADVISORY AGREEMENT Effective ______ __, 2002 Quintara Small Cap Value Fund FEE SCHEDULE The Fee Schedule set forth below, as Fee Schedule A, may be a temporary schedule, put in place until the Quintara Funds is granted relief by the SEC to pursue Fee Schedule B. If relief is granted, the Quintara Small Cap Value Fund will move to Fee Schedule B as quickly as possible, but with no less than 30 days notification to the Sub-Adviser. Fee Schedule A The Sub-Adviser is entitled to receive an annual management fee, calculated daily and payable monthly, equal to the "Base Advisory Fee" below. This Base Advisory Fee is increased or decreased monthly (the "Monthly Sub-Advisory Fee Adjustment") depending on the investment performance of the Sub-Adviser's Portfolio ("Portfolio") managed for the Quintara Small Cap Value Fund relative to the investment performance of the ▇▇▇▇▇▇▇ 2000 Value Index. The Monthly Sub-Advisory Fee Adjustment depends on the percentage amount by which the Portfolio exceeds or trails that of the index ("Sub-Adviser Performance Differential"). For the purpose of calculating the Sub-Adviser Performance Differential, both the Portfolio's performance and the performance of the Index are measured over the immediately preceding 36 calendar months or life of Fund, whichever is shorter ("Measurement Period").
The Adviser means Mendon Capital Advisors Corp.
The Adviser. The Fund: EXECUTIVE INTESTMENT ADVISORS, TRIUMPH FUNDS, INC. INC.