Transfer Legends. (a) The Holder may sell, transfer, assign, pledge or otherwise dispose of this Warrant or the Warrant Shares, in whole or in part, so long as such sale or other disposition is made pursuant to an effective registration statement or an exemption from the registration requirements of the Act and applicable state securities laws, and provided that no sale, transfer, pledge or other disposition may be made to a competitor, direct or indirect, of the Company at any time. Upon such transfer or other disposition (other than a pledge), the Holder shall deliver this Warrant to the Company together with a written notice to the Company, substantially in the form of the transfer notice attached hereto as Schedule B, indicating the person or persons to whom this Warrant shall be transferred and, if less than all of this Warrant is transferred, the number of Warrant Shares to be covered by the part of this Warrant to be transferred to each such person. Within ten (10) business days of receiving a transfer notice and the original of this Warrant, the Company shall deliver to the each transferee designated by the Holder another Warrant(s) of like tenor and terms for the appropriate number of Warrant Shares and, if less than all this Warrant is transferred, shall deliver to the Holder another Warrant for the remaining number of Warrant Shares not so transferred. Until this Warrant is transferred on the books of the Company (with the Company’s consent), the Company may treat the person in whose name this Warrant is issued as the absolute owner hereof for all purposes, notwithstanding any notice to the contrary.
Transfer Legends. (i) Cause the issuer of the Pledged Stock (a) to maintain appropriate stop transfer legends in its corporate stock record books prohibiting any attempted transfer thereof by the Pledgor; and (ii) to place on each of the stock certificates evidencing the Pledged Stock a legend in form acceptable to the Secured Party to the general effect of serving to notify any third party of the security interest of the Secured Party in the Pledged Stock evidenced by the particular stock certificate.
Transfer Legends. Section 6.1. Securities Law Transfer Restrictions
Transfer Legends. The Common Stock acquired by the Purchaser pursuant to this Agreement may not be sold, transferred or otherwise disposed of except pursuant to an effective registration statement under the Securities Act and any applicable state securities laws or pursuant to an opinion of counsel satisfactory to the Company that such registration is not required. All certificates evidencing the Common Stock acquired by the Purchaser pursuant to this Agreement shall bear the following legend: These securities have not been registered under the Securities Act of 1933, as amended, or any state securities laws (the "Acts") and may not be sold, offered for sale, transferred or otherwise disposed of except pursuant to an effective registration statement as to the securities under the Acts or pursuant to an opinion of counsel satisfactory to the Company that such registration is not required.
Transfer Legends. 14 6.1 Securities Law Transfer Restrictions........................14 6.2 Legends.....................................................14
Transfer Legends. Each certificate for Restricted Shares, including each certificate issued to any transferee, shall be stamped or otherwise imprinted with a legend (in addition to any legends otherwise required by the Declaration of Trust of CPI) in substantially the following form (unless otherwise permitted by the provisions of Section 5.5 or unless such Restricted Shares shall have been effectively registered under the Securities Act and sold or otherwise disposed of pursuant to the registration statement covering such Restricted Shares): "The shares represented by this certificate were issued pursuant to a Purchase and Exchange Agreement dated as of November 15, 1996, between Corporate Property Investors and the original purchaser of such shares (copies of which Agreement are on file at the principal office of the issuer of such shares), have not been registered under the Securities Act of 1933 and may not be sold, assigned or transferred until the applicable provisions of Section 5 of such Agreement have been complied with."
Transfer Legends. (i) Cause the issuer of the Pledged Stock (a) to maintain appropriate stop transfer legends in its corporate stock record books prohibiting any attempted transfer thereof by the Pledgor; and (ii) to place on each of the stock certificates evidencing the Pledged Stock a legend in form acceptable to the Secured Party to the general effect of serving to notify any third party of the security interest of the Secured Party in the Pledged Stock evidenced by the particular stock certificate. Without limiting the generality of the foregoing, with respect to any Pledged Stock that is not represented by a certificate, the Pledgor shall deliver certified, notarized copies of the corporate stock record books of the issuer of such stock, i.e. the books where notations of quota ownership are noted. The last entry in each book must reflect that quotas (or a percentage thereof) have been pledged to Motorola.
Transfer Legends. The provisions of Article VI of the Purchase Agreement shall apply to the Warrants and the Warrant Shares.
Transfer Legends. Each Warrant and Warrant Share shall bear the legend borne by Exhibit B hereto until such time as the General Counsel of the Company has received a written opinion of counsel to the Holder of the Warrant, in form and substance satisfactory to the General Counsel of the Company, to the effect that the transfer restrictions to which the legend relates are no longer applicable.
Transfer Legends. 6.1 The Securities may only be disposed of in compliance with state and federal securities laws. In connection with any transfer of Securities other than pursuant to an effective registration statement or Rule 144 (so long as the Company is furnished with satisfactory and customary evidence of compliance with Rule 144), to the Company or to an Affiliate of a Purchaser (so long as the Company is furnished with satisfactory and customary evidence of compliance with Rule 144) or in connection with a pledge as permitted in Section 6.3, the Company may require the transferor thereof to provide to the Company an opinion of counsel selected by the transferor and reasonably acceptable to the Company, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that such transfer does not require registration of such transferred Securities under the Securities Act. As a condition of transfer, any such transferee shall agree in writing to be bound by the terms of this Agreement and the Warrant (if applicable) and shall have the rights of a Purchaser under this Agreement and the Registration Rights Agreement. Each non-U.S. Purchaser shall comply with all applicable laws and regulations in each foreign jurisdiction in which it purchases, offers, sells or delivers Securities or has in its possession or distributes any offering material, in all cases at its own expense.
