Restricted advice Sample Clauses

Restricted advice. 2.1 We offer investment advice on a restricted and non-independent basis. Restricted and non- independent advice means that, whilst we may consider a wide range of products (including Deutsche Bank Group products) when recommending suitable Investments in the relevant market to you, we only review and analyse available products offered by a limited number of issuers or providers selected by us. In addition, we will only consider a selected range of products when making recommendations, which may not include all the products offered by those companies. Notwithstanding this, in every instance we are still required to ensure that we are not biased and to act in your best interests without regard to any conflict of interest or material interest we may have as disclosed in this Agreement or otherwise. We will only recommend products which we consider meet your specific investment needs and objectives.
Sample 1Sample 2Sample 3See All (4)
AutoNDA by SimpleDocs
Restricted advice. The Investment Manager’s advice on retail investment products (as that term is defined in the FCA Rules) will be unbiased, but is categorised by the FCA as restricted advice in that the Investment Manager does not advise on pension products and life policies. The Investment Manager does otherwise provide advice in relation to a wide range of retail investment products and is not tied to any particular product providers.
Sample 1Sample 2Sample 3
Restricted advice. CGWIL does not provide advice in respect of pensions or life insurance products, however we advise all our clients on investments with complete impartiality as we are not tied to any particular product providers.
Sample 1
Restricted advice. A Summary of Lowland’s Position We have listed all retail investment products as defined by the FCA in the table below. Because we have chosen to not offer advice on product areas e - h we need to call ourselves “Restricted” Advisers. However we will still select investment and pension products and funds etc. from the whole of the market for the core retail investments upon which we advise a-d. When we make recommendations to you we will not be tied to or obligated to recommend any particular product providers or fund managers. We will research the market, so that we can recommend what we believe are the best products and providers to meet your needs and objectives. If you are interested in other areas we would be happy to refer you elsewhere for these products. “retail investments“ as defined by the Financial Conduct Authority (FCA) Examples can include Offered by Lowland Whole of market research a A life policy ƒ Capital Investment Bonds Yes Yes ƒ Whole of Life Insurance ƒ Annuity b A unit ƒ Unit Trusts, OEICs etc. Yes Yes ƒ Including ISA or SIPP c A stakeholder pension scheme ƒ Stakeholder pensions! Yes Yes d A personal pension scheme ƒ Retirement Annuity Yes Yes ƒ Personal Pension ƒ Group Personal Pension ƒ SIPP ƒ Pension Fund Withdrawal e An interest in an investment trust ƒ Share in an Investment No N/A savings scheme Trust company f A security in an investment trust No N/A g Any other designated investment ƒ Exchange Traded No N/A which offers exposure to Fund (“ETF”) underlying financial assets, in a ƒ Unregulated Collective packaged form which modifies that Investment Schemes exposure when compared with a ƒ Other more complex direct holding in a financial asset; investment schemes h A structured capital-at ƒ Fixed term Bonds linked to No N/A -risk product the performance of indexes such as FTSE
Sample 1
Restricted advice. We are restricted in the advice that we may offer you, as we explain below;
Sample 1

Related to Restricted advice

  • YOUR PERSONAL INFORMATION When using established banking relationships to send your transfer, personal information about you contained in the transaction may be provided to overseas authorities and the beneficiary bank in order to comply with applicable legal obligations and prevent crime. This may include a transfer of your personal data outside the EEA. This information may include your full name, address, date of birth and account number. For more detail on how we transfer data internationally, see our Data Protection Statement.

  • Your Personal Data 17.1. PFS is a registered Data Controller with the Information Commissioners Office in the UK under registration number Z1821175 xxxxx://xxx.xxx.xx/ESDWebPages/Entry/Z1821175

  • Handling Sensitive Personal Information and Breach Notification A. As part of its contract with HHSC Contractor may receive or create sensitive personal information, as section 521.002 of the Business and Commerce Code defines that phrase. Contractor must use appropriate safeguards to protect this sensitive personal information. These safeguards must include maintaining the sensitive personal information in a form that is unusable, unreadable, or indecipherable to unauthorized persons. Contractor may consult the “Guidance to Render Unsecured Protected Health Information Unusable, Unreadable, or Indecipherable to Unauthorized Individuals” issued by the U.S. Department of Health and Human Services to determine ways to meet this standard.

  • Protecting Your Personal Information In addition to protecting your access codes, you should also take precautions to protect your personal identification information, such as your driver’s license, Social Security number, or tax identification number. This information by itself or together with account information may allow unauthorized access to your accounts. You should treat personal information with the same level of care that you would for your account information. You should also protect and secure all information and data stored in any personal computer or other equipment you use to access our Online Banking service.

  • HOW WE MAY USE YOUR PERSONAL INFORMATION 8.1 We will use the personal information You provide to Us to:

  • Compelled Disclosure of Confidential Information Notwithstanding anything in the foregoing to the contrary, the Receiving Party may disclose Confidential Information pursuant to any governmental, judicial, or administrative order, subpoena, discovery request, regulatory request or similar method, provided that the Receiving Party promptly notifies, to the extent practicable, the Disclosing Party in writing of such demand for disclosure so that the Disclosing Party, at its sole expense, may seek to make such disclosure subject to a protective order or other appropriate remedy to preserve the confidentiality of the Confidential Information; provided in the case of a broad regulatory request with respect to the Receiving Party’s business (not targeted at Disclosing Party), the Receiving Party may promptly comply with such request provided the Receiving Party give (if permitted by such regulator) the Disclosing Party prompt notice of such disclosure. The Receiving Party agrees that it shall not oppose and shall cooperate with efforts by, to the extent practicable, the Disclosing Party with respect to any such request for a protective order or other relief. Notwithstanding the foregoing, if the Disclosing Party is unable to obtain or does not seek a protective order and the Receiving Party is legally requested or required to disclose such Confidential Information, disclosure of such Confidential Information may be made without liability.

  • Processing of Company Personal Data 2.1 Processor shall:

  • CONFIDENTIALITY OF PERSONAL INFORMATION ‌ 35 Provider shall protect all Personal Information, records and data from unauthorized disclosure 36 in accordance with 42 CFR §431.300 through §431.307, RCWs 70.02, 71.05, 71.34 and for 37 individuals receiving SUD services, in accordance with 42 CFR Part 2 and WAC 388-877B. 38 Provider shall have a process in place to ensure all components of its provider network and 39 system understand and comply with confidentiality requirements for publicly funded 40 behavioral health services. Pursuant to 42 CFR §431.301 and §431.302, personal information 41 concerning applicants and recipients may be disclosed for purposes directly connected with 42 the administration of this Contract and the State Medicaid Plan. Provider shall read and 43 comply with all HIPAA policies.

  • Proprietary or Confidential Information of City Contractor understands and agrees that, in the performance of the work or services under this Agreement or in contemplation thereof, Contractor may have access to private or confidential information which may be owned or controlled by City and that such information may contain proprietary or confidential details, the disclosure of which to third parties may be damaging to City. Contractor agrees that all information disclosed by City to Contractor shall be held in confidence and used only in performance of the Agreement. Contractor shall exercise the same standard of care to protect such information as a reasonably prudent contractor would use to protect its own proprietary data.

  • Full information You must give us any information we reasonably require for the purposes of this contract. The information must be correct, and you must not mislead or deceive us in relation to any information provided to us.

Time is Money Join Law Insider Premium to draft better contracts faster.