Custody Services. The Fund, on behalf of the Series, will open with Mellon one or more custody account(s) designated "Series" (such designated custody account(s) hereinafter referred to as "Series Account"). The Series Account will contain the appropriate designation in its title and will be operated subject to the terms of the Custodian Agreement between Mellon and the Fund.
Custody Services. 3.1 Registration, nominees and safe custody Certain investments in your portfolio may be registered in the name of these nominee companies. The nominee company used by FIM is FIM Nominees Limited. Investments may also be registered in the name of appropriate eligible custodians appointed by FIM in accordance with The FSA Financial Services Rule Book. The main custodian used by FIM is BNP Paribas Securities Services. In the case of non-UK investments, may, where appropriate, be registered in the name of an overseas bank or its nominee company or held at an appropriate depository in bearer form. All title documents relating to investments in your portfolio will be held in safe custody either by us or by an appropriate overseas entity. In the latter cases, the title documents will be held to the order of FIM. All title documents will be held in such manner that it is readily apparent that the investments to which they relate do not belong to us or our associates. The beneficial ownership of each investment will be readily identifiable by FIM. In the choice and use of any such appointees, we will act in good faith and with due diligence. Charges may be made in respect of the registration and custody services specified above. If such charges are made, we may settle them out of your portfolio and such charges will be subject to the minimum charges as set out in the charges section as noted on the Application Form and as varied from time to time. Where applicable, such fees will be charged quarterly in arrears and the relevant amount will be deducted from your portfolio. You will be notified of any such deduction on your quarterly valuation statement.
Custody Services. We may provide custody services for your securities and assets (“Assets”). Our custody services involve holding Assets on your behalf in custody. The main features of this service are set out below and we provide this service as follows:
Custody Services. All expenses of the transfer, receipt, safekeeping, servicing and accounting for the cash, securities, and other property of the Trust and each Series, including all charges of depositories, custodians, and other agents, if any;
Custody Services. 6.1. Plum shall provide its custody services to you in accordance with the applicable custody rules.
Custody Services. We provide Custody Services to Onshore Clients. This is provided in conjunction with our relevant Advisory or Discretionary Management Services. We do not provide Offshore Clients with Custody Services. If we provide you with services other than those set out above, then additional terms and conditions will apply. Who provides me with the Service? In most cases DBUK will be providing you with the Services. However, in certain cases, another member of our Deutsche Bank Group Company will provide a Service to you, as set out in your Account Opening Form. Offshore Clients will receive Custody Services from one or more of our affiliates outside the UK. Which terms apply to which Service? As explained in the executive summary, the core terms and conditions in Part 1 will apply to all clients. In addition to Part 1, Part 2, containing specific Sections on our Services, will only apply to you depending on the Services it has been agreed we will provide and depending on whether you are an Onshore or Offshore Client. What are the fees and charges? There are fees and charges which apply to you and for which you are responsible. These are set out in the separate Products, Services and Fees Schedule, a copy of which is provided to you by your Client Advisor. We may change these from time to time, as set out in Paragraph 25 (Variations), and we will provide you with up-to-date version. If you have a Deposit, this includes an Early Withdrawal Fee which you may have to pay if we permit you to withdraw a Deposit before maturity. Please read the Products, Services and Fees Schedule and Paragraph 25 (Variations) carefully. What are the risks? There are risks involved with any financial Transactions, please refer to Section 4 of this Part 1 (Additional information about investments and risk warnings) for more details. In particular, the value of Investments and any income derived from them may fall as well as rise and you may not get back the amount you invested. Past performance is not a guide or warranty to future performance. Movements in the foreign exchange markets may adversely affect the value of assets or Investments. Income and other proceeds may be significantly less than the equivalent figure on the date the Investment was entered into. Any income or gains may be negated entirely. Depending on the type of client you are, and the type of products or Services you receive under this Agreement, you may be protected by the Financial Services Compensation Scheme in case...
Custody Services. PART A: INTERPRETATION AND SCOPE
Custody Services. Whenever Southwest has been instructed to act as custodian of the securities in any Correspondent or Customer Account, or to hold such securities in "safekeeping," Southwest may hold the securities in the Customer's name or may cause such securities to be registered in the name of Southwest or its nominee or in the names of nominees of any depository used by Southwest. Southwest will perform the services required in connection with acting as custodian for securities in Correspondent and Customer accounts, such as (i) collection and payment of dividends; (ii) transmittal and handling (through Correspondent) of tenders or exchanges pursuant to tender offers and exchange offers; (iii) transmittal of proxy materials and other shareholder communications; and (iv) handling of exercises or expirations of rights and warrants, and of redemptions of securities.
Custody Services. 8.1 The Investment Manager will provide the Client with a safe custody service in relation to any assets held by the Investment Manager in accordance with the Law. The following provisions will apply to the holding of such assets.
Custody Services. Whenever FSWC has been instructed to act as custodian of the securities in any CLAY or Customer Account, or to hold such securities in "safekeeping," FSWC may hold the securities in the Customer's name or may cause such securities to be registered in the name of FSWC or its nominee or in the names of nominees of any depository used by FSWC. FSWC will perform the services required in connection with acting as custodian for securities in CLAY and Customer Accounts, such as: (i) collection and payment of dividends; (ii) transmittal and handling (through CLAY) of tenders or ex-changes pursuant to tender offers and exchange offers as, if and when received by FSWC; (iii) transmittal of all proxy materials and other shareholder communications; and (iv) han-dling of exercised, or expirations of, rights, warrants or redemptions; provided, however, FSWC shall not be responsible for reviewing or analyzing the terms and provisions of any securities held in any Account or for determining the rights of CLAY or any Customer with respect thereto.
