Order Aggregation. Client understands and agrees that Betterment Securities may receive aggregated orders for the sale or purchase of securities for the Account with orders for the same security for other clients or for Betterment’s own account, and when Betterment Securities executes aggregated orders, Client will receive the average price per unit of the aggregated trade.
Order Aggregation. 1.11.1 The Customer acknowledges and consents to the right of SFP, where applicable, to aggregate the Orders with the orders of SFP’s other customers (whether for execution in other jurisdictions or otherwise). The allotment or distribution of any Commodities, monies or other property pursuant to such aggregation of Orders to or amongst the Customer and its other customers shall, subject to Applicable Laws, be at SFP’s sole and absolute discretion. The Customer accepts that such allotment or distribution may result in inequities on some occasions. SFP may also effect such Transactions as principal to the counterparty in such jurisdictions and may also take such actions as SFP may reasonably require in order to avoid liability to its counterparty.
Order Aggregation. 1.11.1 The Customer acknowledges and consents to the right of UOBBF to aggregate the Orders with the orders of UOBBF’s other customers (whether for execution in other jurisdictions or otherwise).
Order Aggregation. Where XNT carries out an order for you, we may, at our discretion, aggregate your orders with one or more other client orders, subject to the conditions and restrictions imposed by the Licence and the Applicable Regulations. Where your order is so aggregated, the effect of the aggregation may work to your disadvantage in relation to a particular order.
Order Aggregation. Where EXANTE carries out an order for you, we may, at our discretion, aggregate your orders with one or more other client orders, subject to the conditions and restrictions imposed by the Licence and the Applicable Regulations. Where your order is so aggregated, the effect of the aggregation may work to your disadvantage in relation to a particular order.
Order Aggregation. 1.11.1 The Customer acknowledges and consents to the right of IFPL, where applicable, to aggregate the Orders with the orders of IFPL’s other customers (whether for execution in other jurisdictions or otherwise). The allotment or distribution of any Commodities, monies or other property pursuant to such aggregation of Orders to or amongst the Customer and its other customers shall, subject to Applicable Laws, be at IFPL’s sole and absolute discretion. The Customer accepts that such allotment or distribution may result in inequities on some occasions. IFPL may also effect such Transactions as principal to the counterparty in such jurisdictions and may also take such actions as IFPL may reasonably require in order to avoid liability to its counterparty.
Order Aggregation. North Berkeley may decide it is to the advantage of its clients to aggregate or batch orders when purchasing or selling the same security at approximately the same time for multiple clients. In such an instance, North Berkeley may then aggregate or batch the orders in order to obtain the best overall price, to negotiate a more favorable commission rate, or to allocate the price and other transaction costs more equitably among its clients. If transactions are aggregated, each client will be deemed to have purchased or sold their shares at the average price and cost obtained by North Berkeley. North Berkeley Notices All notices to Client from North Berkeley will be sent either by first class mail, postage pre-paid, to the last addresses provided to North Berkeley by the Client or to Client’s email address last provided by the Client to North Berkeley. Client agrees that North Berkeley may deliver any updated brochure (Part 2A of North Berkeley’s ADV), showing any material changes to the brochure previously provided to the Client, by email at the email address provided by the Client. North Berkeley’s Form ADV, describing its business and filed with the Securities and Exchange Commission, is available at any time at the Investment Adviser Public Disclosure website. Client further agrees that annual Privacy Notices may be delivered to Client by email. Dispute Resolution If any dispute arises in connection with this Agreement, North Berkeley and Client agree that if they are unable to resolve the matter directly with one another that it shall be submitted to mediation as provided in the rules of mediation of the American Arbitration Association (“AAA”). If the dispute is not resolved after mediation, the dispute shall be submitted to arbitration before a single arbitrator in accordance with the rules of the AAA. The award of the arbitrator shall be final, and a judgment on the award may be entered in any court having jurisdiction. The arbitrator shall award costs and reasonable attorney’s fees to the party that he or she determines is the prevailing party. The mediation and arbitration shall be held in San Francisco, California.
Order Aggregation. The aggregation or blocking of client transactions allows an adviser to execute transactions in a more timely, equitable, and efficient manner and seeks to reduce overall commission charges and market impact to clients. The firm’s policy is to aggregate client transactions where possible. In these instances clients participating in any aggregated transactions will receive the same average share price and transaction costs will be shared equally on a pro-rata basis. Clients that require Xxxxxxxx to direct trades to particular brokers may pay different prices and commissions than the Unrestricted Equity Block. If more than one price is paid for securities in an aggregated transaction, each client in the aggregated transaction will typically receive the average price paid for the securities in the same aggregate transaction on that day. If Xxxxxxxx is unable to fill an aggregated transaction completely, but receives a partial fill of the aggregated transaction, Xxxxxxxx will normally allocate the partially filled transaction to clients pro rata. Some clients may not be able to participate in aggregated transactions for some trades due to their restrictions and may be given their own place in the Trade Rotation if Xxxxxxxx determines that including such a client in aggregated transactions or in the normal trade rotation could adversely impact the execution of trades for other clients. In such cases, Xxxxxxxx will notify the client of the reasons preventing them from regularly participating in aggregated transactions. Such clients may regularly receive different prices than the Unrestricted Equity Block. In the event transactions for the adviser, its employees or principals (“Track Record Accounts”) are aggregated with client transactions, p ot en t i a l conflicts arise and special policies and procedures must be adopted to disclose and address these conflicts. See Track Record & Related Accounts Policy. The Adviser will endeavor to make all investment allocations in a manner it considers to be the most equitable to all accounts.
