Securities Dealing Services definition

Securities Dealing Services means services provided by CLSA in connection with purchasing, investing in, selling, exchanging or otherwise disposing of and generally dealing in and with any and all kinds of Securities other than in respect of the Thailand Market where such term shall have the meaning set out in the “Securities Dealing Services: Thailand Market Annex”.
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Securities Dealing Services means services provided by CLSA in connection with purchasing, investing in, selling, exchanging or otherwise disposing of and generally dealing in and with any and all kinds of Securities.
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Securities Dealing Services means services provided by Sheng Yuan Securities in connection with purchasing, executing, investing in, selling, exchanging, clearing for sale and purchase, or otherwise disposing of and generally dealing in and with any and all kinds of Securities;
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Examples of Securities Dealing Services in a sentence

  • The Services offered by CLSA include Securities Dealing Services and Futures/Options Trading Services, whether or not including Direct Market Access Services and /or Custody Services.

  • The terms and conditions set out in this Annex shall amend and be supplemental to the Securities Dealing Services: Hong Kong Market Annex provided by us to you in addition to, and supplemental to, the terms and conditions set out in the Terms of Business and in any applicable Market Annex(es).

  • This Securities Dealing Services: Hong Kong Market Annex is referred to herein as “this Annex”.

  • In relation to all Market Transactions, we may enter into any Market Transaction on your behalf where we are also acting as principal on the other side of the transaction and by using the Securities Dealing Services or the Direct Market Access Services you consent to us doing so and authorise us to charge you brokerage, commission or any other fees in the amount disclosed to you from time to time in respect of such transactions.

  • In addition to Securities Dealing Services, we may also provide you with other services in connection with Securities, the terms of which will be notified to you in writing from time to time and where necessary we may require you to agree to such terms in writing.

  • The terms and conditions set out in this Annex shall apply to all Securities Dealing Services in the Taiwan Market provided by us to you in addition to, and supplemental to, the terms and conditions set out in the Terms of Business and in the Securities Dealing Services Annex.

  • This Annex shall apply to you if (a) you requested in your Application Form that we provide you with Securities Dealing Services and requested that such Securities Dealing Services be provided in respect of the Singapore Market; (b) we currently provide you with Securities Dealing Services in respect of the Singapore Market; (c) or your account is opened with CLSA Singapore Pte.

  • This Securities Dealing Services: Singapore Market Annex is referred to herein as “this Annex”.

  • Without limitation to your obligations under the Terms of Business and the Securities Dealing Services Annex, for every transaction in Securities in the Hong Kong Market, or through an account opened with CLSA Limited, you will inform us if that trade is a short selling order prior to or at time of the order.

  • Without limitation to your obligations under the Terms of Business and the Securities Dealing Services Annex, for every transaction in Securities in the Taiwan Market, you will inform us if that trade is a short selling order prior to or at time of the order.

Related to Securities Dealing Services

  • securities dealer means a person or entity that is authorized under provincial legislation to engage in the business of dealing in securities or any other financial instruments or to provide portfolio management or investment advising services.

  • Portal Market means The Portal Market operated by the National Association of Securities Dealers, Inc. or any successor thereto.

  • Information Services means the Municipal Securities Rulemaking Board’s Electronic Municipal Market Access System; or, such other services providing information with respect to called municipal obligations as the District may specify in writing to the Paying Agent or as the Paying Agent may select.

  • Commercial Services means any waste management service, relating or connected to accumulating, collecting, managing, recycling, sorting, storing, treating, transporting, disposing, buying or selling of waste or any other manner of handling waste excluding services rendered by the municipality;

  • Financial Services Provider means any Lender and any other provider of financial services or products;

  • Financial Services means those activities described in Annex VI. The Stabilisation and Association Council may extend or modify the scope of that Annex.

  • BPO Services means Provider’s business process outsourcing services described in the applicable Solution Exhibit, whereby Provider assumes responsibility for Customers’ business processes.

  • Data Services The Customer will receive a discount equal to 25% for the following Data Services: Access: Standard VBS2 Guide local loop charges for DS-1 Access and DS-3 Access Service.

  • Beta Services means Xxxxxx services or functionality that may be made available to Customer to try at its option at no additional charge which is clearly designated as beta, pilot, limited release, developer preview, non-production, evaluation, or by a similar description.

  • Extra Services means those services set forth in Schedule “B” that are requested by the Municipality for itself or on behalf of its citizens and provided by the Company in accordance with paragraph 7 of this Agreement;

  • Pricing Services shall have the meaning set forth in Paragraph 7 of this Agreement.

  • Special Services means all forms of services pertaining

  • Pharmacist services means products, goods, and services, or any combination of products, goods, and services, provided as a part of the practice of pharmacy.

  • link services means all new services necessary to connect the internal services to the bulk services; and

  • Direct Marketing ’ means to approach a data subject, either in person or by mail or electronic communication, for the direct or indirect purpose of—

  • Individual market means the market for health insurance coverage offered to individuals other than

  • Portal has the meaning set forth in Section 3.6(b)(iii).

  • Core Services means the services described in the Main Agreement that BNYM is obligated to perform for Company (for clarification: excluding the products and services provided pursuant to this Schedule C).

  • Pink OTC Markets means the OTC Markets Group Inc. electronic inter-dealer quotation system, including OTCQX, OTCQB and OTC Pink.

  • Conferencing Services In lieu of any other rates and discounts, the Customer will receive a discount equal to 30% for the following Conferencing Services: US Dial Out International Audio Conferencing. The current standard rates in the Guide (which includes both transport and bridging) for domestically bridged International Dial-Out Audio Conferencing, International Audio Conferencing (dial out from a US bridge).

  • Hosting Services means the provision, administration, and maintenance of servers and related equipment, the provision of bandwidth at the hosting facility, and the operation of the Application for access by Customer Users to be provided by the relevant hosting service provider.

  • Financial Markets means international financial markets in which currency and other financial assets exchange rates are determined in multi-party trade.

  • Financial Services Business for purposes of this Unit Agreement shall mean the business of banking, including deposit, credit, trust and investment services, mortgage banking, asset management, and brokerage and investment banking services. (C) The term "Managerial Responsibilities" for purposes of this Unit Agreement shall mean managerial and supervisory responsibilities and duties that are substantially the same as that Grantee is performing for SunTrust or a SunTrust Affiliate on the date of this Unit Agreement. (D) The term "SunTrust Affiliate" for purposes of this Unit Agreement shall mean any corporation which is a subsidiary corporation (within the meaning of §424(f) of the Code) of SunTrust except a corporation which has subsidiary corporation status under §424(f) of the Code exclusively as a result of SunTrust or a SunTrust Affiliate holding stock in such corporation as a fiduciary with respect to any trust, estate, conservatorship, guardianship or agency. (E) The term "Territory" for purposes of this Unit Agreement shall mean the states of Alabama, Florida, Georgia, Maryland, North Carolina, South Carolina, Tennessee, Virginia, and the District of Columbia, which are the states and Territories in which SunTrust has significant operations on the date of this Unit Agreement. (F) "Trade Secret" for purposes of Unit Agreement shall mean information, including, but not limited to, technical or nontechnical data, a formula, a pattern, a compilation, a program, a device, a method, a technique, a drawing, a process, financial data, financial plans, product plans, or a list of actual or potential customers or suppliers that: (i) derives economic value, actual or potential, from not being generally known to, and not being readily ascertainable by proper means by, other persons who can obtain economic value from it is disclosure or use, and (ii) is the subject of reasonable efforts by SunTrust or a SunTrust Affiliate to maintain its secrecy.

  • Hospice services means palliative and supportive care and other services provided by an interdisciplinary team under the direction of an identifiable hospice administration to terminally ill hospice patients and their families to meet the physical, nutritional, emotional, social, spiritual, and special needs experienced during the final stages of illness, dying, and bereavement, as defined in Minnesota Statutes, § 144A.75, subd. 8, and includes the set of services as determined by the Medicare program under §1861(dd) of the Social Security Act and defined in 42 CFR § 418.3.

  • NYSE American means the NYSE American LLC;

  • Quotation means the Bidder’s response made on the Quotation form set out on Part E of this RFQ with all appendices or addenda submitted by the Bidder in response to the RFQ;