Financial Services Provider definition

Financial Services Provider means any Lender and any other provider of financial services or products;

Financial Services Provider means any person, other than a representative, who as a regular feature of the business of such person -

Financial Services Provider means any person, other than a representative, who as a regular feature of the business of such person - (i) furnishes advice; or (ii) furnishes advice and renders an intermediary service; or (iii) renders an intermediary service.

Examples of Financial Services Provider in a sentence

• Where the shell company is introduced to the Financial Services Provider by a professional intermediary acting on its behalf, Financial Services Providers should follow the procedures for introduced business outlined in these Guidance Notes.

• The person who is being introduced is the Applicant for Business of the Financial Services Provider.

• Where the staff member of the Financial Services Provider has been unable to satisfy himself that any cash transaction is reasonable activity, and therefore he considers it suspicious, he should make a disclosure as appropriate.

• If a Financial Services Provider appears not to be doing so the Monetary Authority will seek an explanation and may conclude that the Financial Services Provider is carrying on business in a manner that may give rise to sanctions under the applicable legislation.

• Nevertheless, each Financial Services Provider should give due priority to establishing and maintaining an effective compliance culture.

More Definitions of Financial Services Provider

Financial Services Provider means any Lender (as that term is defined in the Project Agreement Documents) and any other provider of financial services or products;

Financial Services Provider means any person, other than a representative, who as a regular feature of the business -

Financial Services Provider means the entities specified in the Schedule and their agents or third parties acting on behalf of those entities and includes their agents and any other third party to which the financial services provider has transferred one or more of its services, or parts thereof;

Financial Services Provider means any person, other than a representative, who as a regular feature of the business of such person –

Financial Services Provider means any provider of payment and/or financial services (excluding, for the avoidance of doubt, Sberbank and any of its Affiliates), **

Financial Services Provider means any person, other than a representative, who as a regular feature of the business -• furnishes advice; or • furnishes advice and renders any intermediary service; or• renders an intermediary service.

Financial Services Provider means an authorised Financial Services Provider as defined in FAIS;