Investment Advisory Agreements definition

Investment Advisory Agreements means the MCC Investment Management Agreement and the SIC Investment Advisory Agreement.
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Investment Advisory Agreements means any one or more of the investment advisory agreements referred to in the Supplements;
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Investment Advisory Agreements means any investment advisor or investment advisors appointed by the Manager or any successor thereto duly appointed in accordance with the requirements of the Central Bank as specified in the Supplement in respect of each Fund as the investment advisor for that relevant Fund;
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Examples of Investment Advisory Agreements in a sentence

  • Consequently, the Subadvisers are deemed to be within the definition of an “investment adviser” and, therefore, the Subadvisory Agreements are each subject to Section 15(a) of the 1940 Act to the same extent as the Investment Advisory Agreements.

  • Applicants are not seeking an exemption from the provisions of the 1940 Act with respect to the Investment Advisory Agreements.

  • The terms of the Investment Advisory Agreements comply or will comply with Section 15(a) of the 1940 Act.

  • The Board dedicates substantial time to review contract matters, including matters relating to Investment Advisory Agreements and Subadvisory Agreements.

  • Moreover, the relevant Board will consider the Investment Advisory Agreements and Subadvisory Agreements in connection with its annual contract renewal process under Section 15(c) of the 1940 Act, and the standards of Section 36(b) of the 1940 Act will be applied to the fees paid to each Subadviser.

  • Pursuant to its authority under the Investment Advisory Agreements, the Adviser has entered or will enter into Subadvisory Agreements as described below under “The Subadvisers and the Subadvised Fund.” If the name of any Subadvised Fund contains the name of a subadviser, the name of the Adviser that serves as the primary adviser to the Subadvised Fund, or a trademark or trade name that is owned by or publicly used to identify that Adviser, will precede the name of the subadviser.

  • The board unanimously approved a motion by Frank DiCristofaro, duly seconded by Sarah Roka to ratify the Consent to Deemed Assignment of Investment Advisory Agreement(s) with PFM Asset Management LLC.

  • The Investment Advisory Agreements for the Retirement Strategies current term extends until October 1, 2015, and the Adviser contemplates that the Funds will not make their final liquidating distributions until November 20, 2015.

  • The Subadvised Fund discloses in its statutory prospectus that a discussion regarding the basis for the Board’s approval and renewal of the Investment Advisory Agreements and any applicable Subadvisory Agreements is available in the Subadvised Fund’s annual or semi-annual report to shareholders for the relevant period in accordance with Item 10(a)(1)(iii) of Form N-1A.

  • Whenever required by Section 15(c) of the 1940 Act, the Board will request and the Adviser and each Subadviser will furnish such information as may be reasonably necessary for the Board to evaluate the terms of the Investment Advisory Agreements and the Subadvisory Agreements.


More Definitions of Investment Advisory Agreements

Investment Advisory Agreements means the Contracts set forth in Schedule 1.1(c) and any other contract or agreement whereby the Company or any Subsidiary thereof has agreed to act as an investment adviser or sub-adviser or to manage any investment or trading of another Person and includes investment advisory agreements entered into by the Company or any Subsidiary thereof prior to the Closing Date.
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Investment Advisory Agreements means the Investment Advisory Agreements, dated as of March 28, 2003, between the Funds and the Advisor, as amended or modified from time to time.
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Investment Advisory Agreements means the investment advisory agreements identified on Annex B, as amended, modified or supplemented from time to time, by and between the Current Investment Advisor and each of the Master Funds for the provision of investment advisory or investment management services relating to the Funds.
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Related to Investment Advisory Agreements

  • Investment Advisory Agreement means the investment advisory agreement entered into between the Adviser and the Fund, as from time to time in effect.

  • Advisory Agreement means the agreement between the General Partner, the Advisor and the other parties named therein pursuant to which the Advisor will direct or perform the day-to-day business affairs of the General Partner.

  • Investment Advisor means, in relation to a Portfolio, the investment manager or investment advisor of the Portfolio.

  • Investment Advisory Services means (a) advice with respect to the desirability of investing in, purchasing or selling securities or other property, including the power to determine what securities or other property shall be purchased or sold, but not including furnishing only statistical and other factual information (such as economic factors and trends); and (b) the provision of financial, economic or investment management services, but only if ancillary and related to the advice referred to in clause (a) above.

  • Investment Adviser or "Adviser" means a party furnishing services to the Trust pursuant to any contract described in Article IV, Section 7(a) hereof;

  • Investment Agreements or “Flow-Through Agreements” means written agreements pursuant to which the Partnership will subscribe for Flow-Through Shares (including Flow-Through Shares issued as part of a unit) or agreements by the Partnership to otherwise invest in or purchase securities of a Resource Issuer, and in respect of Flow-Through Shares comprised of units, the Resource Issuer will covenant and agree:

  • Investment Management Agreement means the Investment Management Agreement, dated as of the date hereof, by and between the Investment Manager and the Borrower.

  • Investment Agreement shall have the meaning set forth in the Recitals hereto.

  • Investment Advisers Act means the Investment Advisers Act of 1940, as amended.

  • Investment adviser representative means an individual employed by or associated with an investment adviser or federal covered investment adviser and who makes any recommendations or otherwise gives investment advice regarding securities, manages accounts or portfolios of clients, determines which recommendation or advice regarding securities should be given, provides investment advice or holds herself or himself out as providing investment advice, receives compensation to solicit, offer, or negotiate for the sale of or for selling investment advice, or supervises employees who perform any of the foregoing. The term does not include an individual who:

  • investment advice means the provision of personal recommendations to a client, either upon its request or at the initiative of the investment firm, in respect of one or more transactions relating to financial instruments;

  • Acquisition Agreements means the Nexstar Acquisition Agreement and the Mission Acquisition Agreement, and “Acquisition Agreement” means the applicable agreement in the context used.

  • Investment Letter shall have the meaning specified in subsection 9.07(a).

  • Reinvestment Agreement means a guaranteed reinvestment agreement from a bank, insurance company or other corporation or entity, in each case, at the date of such acquisition having a credit rating of at least A-1 from S&P and at least P-1 from Moody’s; provided that such agreement provides that it is terminable by the purchaser, without penalty, if the rating assigned to such agreement by either S&P or Xxxxx’x is at any time lower than such ratings.

  • Fee Agreement means this Fee in Lieu of Tax Agreement.