Annual Certificate of Compliance definition

Annual Certificate of Compliance has the meaning ascribed thereto in clause 8.2(a)(xxxi) hereof and is substantially in the form of Schedule A attached hereto;
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Annual Certificate of Compliance has the meaning ascribed thereto in clause 8.2(a)(xxxi) hereof and is substantially in the form of Schedule A attached hereto; (e) “Associate” has the meaning ascribed thereto in the Securities Act (Ontario), as amended from time to time; (f) “Auditors” means a firm of chartered accountants duly licensed and recognized to practice in the Province of Ontario and appointed from time to time by the Manager pursuant to the provisions of Section 17.3 hereof. The initial Auditors shall be Ernst & Young LLP; (g) “Business Day” means any day on which the NYSE Arca or the TSX are open for trading; (h) “Broker” means a CDS Participant in Canada or a DTC Participant in the United States; (i) “Cash Redemption Notice” means a written request signed by a Unitholder, which must be guaranteed by a Canadian chartered bank, or by a medallion signature guarantee from a member of a recognized Signature Medallion Guarantee Program, in accordance with Section 6.3 hereof substantially in the form of Schedule F attached hereto, or in such other form as the Manager may from time to time in its sole discretion determine; (j) “CBCA” means the Canada Business Corporations Act, R.S.C. 1985, c.C-44, as amended from time to time; (k) “CBCA Corporation” means a corporation incorporated under the CBCA, any of the securities of which (i) are or were part of a distribution to the public, (ii) remain outstanding, and (iii) are held by more than one Person; (l) “CDS” means CDS Clearing and Depository Services Inc.;
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Annual Certificate of Compliance means a duly executed certificate, substantially the same form as Exhibit B attached hereto, of the president, chief financial officer or chief executive officer of Customer certifying as to the matters set forth in such Exhibit B. Exhibit B is by this reference incorporated as a part hereof.
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Examples of Annual Certificate of Compliance in a sentence

  • I am in compliance with the requirements of this Code (including but not limited to the personal investment transactions policies contained in the Code) and have been in compliance since the date of my last Annual Certificate of Compliance, except for any violations which I have reported to the Compliance Department or which the Compliance Department has reported to me.

  • Motion to adopt a resolution approving the Annual Certificate of Compliance with the State of Louisiana Off System Bridge Replacement Program, as recommended by the Public Works Director, copy of the resolution to be sent to LDOTD District 08.

  • The Annual Certificate of Compliance signed by all persons subject to this Code acknowledging receipt of copies of the Code and acknowledging they are subject to it and will comply with its terms.

  • Annual Certificate of Compliance You are required to certify upon commencement of your employment or the effective date of this Code—whichever occurs later—and annually thereafter, that you have read and understand this Code and you recognize that you are subject to this Code.

  • Please sign, date, and return the attached Annual Code of Conduct and Ethics and Insider Trading Policy Annual Certificate of Compliance to the Compliance Department by the specified date.

  • By January 30th of each year, you must complete, sign, date, and submit the Annual Report of Securities Holdings and Annual Certificate of Compliance forms to a Compliance Officer.

  • The Annual Certificate of Compliance signed by all persons subject to the Policy and Code acknowledging receipt of copies of such Policy and Code and acknowledging they are subject to it and will comply with its terms.

  • Please sign, date, and return the attached (i) Annual Code of Conduct and Ethics Compliance Certification and (ii) Insider Trading Policy Annual Certificate of Compliance to the Human Resources Department by the specified date.

  • The Annual Certificate of Compliance, signed by all persons subject to this Code and its policies, acknowledging that such persons have read, understand and agree to comply with this Code and its policies and recognizing that you are subject to this Code and its policies.

  • The Annual Certificate of Compliance signed by all persons subject to this Joint Code of Ethics acknowledging receipt of copies of such Joint Code of Ethics and acknowledging they are subject to it and will comply with its terms.

Related to Annual Certificate of Compliance

  • Certificate of Compliance means the certificate referred to in Section 3.03 of the Servicing Agreement and substantially in the form of Exhibit E to the Servicing Agreement.

  • Certificate of Completion means the certificate of completion given by the Engineer-in-charge pursuant to clause 40 of these conditions;

  • Certificate of Continuing Program Compliance means the Certificate to be filed by the Owner with the Administrator, on behalf of the Issuer, and the Trustee pursuant to Section 4(f) hereof, which shall be substantially in the form attached as Exhibit C hereto or in such other comparable form as may be provided by the Issuer to the Owner, or as otherwise approved by the Issuer.

  • certificate of competency means a certificate issued by the Washington state board of boiler rules to a person who has passed the tests as set forth in WAC 296-104-050.

  • Certificate of Conformance means a document issued by the NCWM based on testing by a participating laboratory that constitutes evidence of conformance of a type.

  • Certificate of noncompliance means a document known as a certificate of noncompliance which is provided by the centralized collection unit of the department of revenue certifying that the named applicant or licensee has an outstanding liability placed with the unit and has not entered into an approved payment plan to pay the liability.

  • Annual Statement of Compliance As defined in Section 3.13.

  • Statement of Compliance means the statement forming part of a Tender indicating the Bidders compliance with the Specification.

  • Initial Certification As defined in Section 2.02(a) hereof.

  • medical certificate of fitness means a certificate valid for one year issued by an occupational health practitioner, issued in terms of these regulations, whom shall be registered with the Health Professions Council of South Africa;

  • Assessment of Compliance As defined in Section 3.21.

  • Covenant Compliance Certificate means a properly completed and executed Covenant Compliance Certificate substantially in the form of Exhibit X hereto.

  • Tax Compliance Certificate as defined in Section 5.9.2(b)(iii).

  • Initial Certificate Transfer Opinion means an opinion rendered by nationally recognized tax counsel (i) upon the initial transfer by the Depositor of a Certificate that results in the Issuer being treated as a partnership for United States federal income tax purposes and (ii) while any Note retained by the Issuer or a Person that is considered the same Person as the Issuer for United States federal income tax purposes is outstanding that (x) such Note will be debt for United States federal income tax purposes or (y) the transfer by the Depositor of such Certificate will not cause the Issuer to be treated as an association or publicly traded partnership taxable as a corporation.

  • Notice of compliance means a statement confirming that a governmental entity

  • Schedule of compliance means a schedule of remedial measures included in a permit, including an enforceable sequence of interim requirements (for example, actions, operations, or milestone events) leading to compliance with the Act, the CWA and regulations.

  • certificate of fitness means a certificate issued by the Department to a contract bus carrier.

  • Final Certificate in relation to the work shall mean the certificate regarding the satisfactory compliance, performance and fulfillment of all Contractual Obligations as issued by the Head of SBU & PC – Rock Phosphate.

  • Certificate of Final Completion means the certificate issued by A/E that documents, to the best of A/E’s knowledge and understanding, Contractor’s completion of all Contractor’s Punchlist items and pre-final Punchlist items, final cleanup and Contractor’s provision of Record Documents, operations and maintenance manuals, and all other closeout documents required by the Contract Documents.

  • Certificate of Conformity means Executive Order certifying vehicles for sale in California.

  • Final Certification As defined in Section 2.02(a) hereof.

  • medical certificate means a certificate signed by a medical practitioner.

  • U.S. Tax Compliance Certificate has the meaning specified in Section 3.01(e)(ii)(B)(III).

  • Officer’s Compliance Certificate means a certificate of the chief financial officer or the treasurer of the Borrower substantially in the form attached as Exhibit F.

  • Engineers' Certificate means a certificate of the Consulting Engineers or of such other engineer or firm of engineers having a favorable repute for skill and experience in the engineering matters with respect to which such certification is required by this Master Indenture.

  • United States Tax Compliance Certificate has the meaning specified in Section 3.01.