SHAREHOLDER DESKTOP WEB PACKAGE Sample Clauses

SHAREHOLDER DESKTOP WEB PACKAGE. Proprietary Secure Web-Based Direct Interface With Transfer Agent Data Supports Five Levels of Access · Fund Administrator · Broker/Dealer · Broker/Dealer Branch · Registered Representative · Shareholder Customizable Look And Feel (Logo And Color Scheme) Account Inquiry · Portfolio Summary · Account Position · Transaction History · General Account Information Online Transactions (Must have this reflected in the prospectus to offer this functionality) · Exchanges · Purchases · Redemptions · Prospectus and SAI Access Account Maintenance · Change of Shareholder Information o Address o Phone Number o Email Address Online Statement Access · Quarterly Statements and Confirms · Electronic Delivery (Should have this reflected in the prospectus and application to offer this functionality) o Statements o Confirms o
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SHAREHOLDER DESKTOP WEB PACKAGE. Proprietary Secure Web-Based Direct Interface With Transfer Agent Data Supports Five Levels of Access · Fund Administrator · Broker/Dealer · Broker/Dealer Branch · Registered Representative · Shareholder
Sample 1Sample 2Sample 3See All (4)
SHAREHOLDER DESKTOP WEB PACKAGE. Proprietary Secure Web-Based Direct Interface With Transfer Agent Data Supports Five Levels of Access Fund Administrator Broker/Dealer Broker/Dealer Branch Registered Representative Shareholder Customizable Look And Feel (Logo And Color Scheme) Account Inquiry Portfolio Summary Account Position Transaction History General Account Information Online Transactions (Must have this reflected in the prospectus to offer this functionality) Exchanges Purchases Redemptions Prospectus and SAI Access Account Maintenance Change of Shareholder Information o Address o Phone Number o Email Address Online Statement Access Quarterly Statements and Confirms Electronic Delivery (Should have this reflected in the prospectus and application to offer this functionality) o Statements o Confirms o Regulatory Mailings
Sample 1Sample 2Sample 3
SHAREHOLDER DESKTOP WEB PACKAGE. Proprietary Secure Web-Based Direct Interface With Transfer Agent Data Supports Five Levels of Access Fund Administrator Broker/Dealer Broker/Dealer Branch Registered Representative Shareholder Customizable Look And Feel (Logo And Color Scheme) Account Inquiry Portfolio Summary Account Position Transaction History General Account Information Online Transactions (Must have this reflected in the prospectus to offer this functionality) Exchanges Purchases Redemptions Prospectus and SAI Access Account Maintenance Change of Shareholder Information o Address o Phone Number o Email Address
Sample 1
SHAREHOLDER DESKTOP WEB PACKAGE. Proprietary Secure Web-Based Direct Interface With Transfer Agent Data Supports Five Levels of Access • Fund Administrator • Broker/Dealer • Broker/Dealer Branch • Registered Representative • Shareholder Customizable Look And Feel (Logo And Color Scheme) Account Inquiry • Portfolio Summary • Account Position • Transaction History • General Account Information Online Transactions (Must have this reflected in the prospectus to offer this functionality) • Exchanges • Purchases • Redemptions • Prospectus and SAI Access Account Maintenance • Change of Shareholder Information • Address • Phone Number • Email Address Online Statement Access • Quarterly Statements and Confirms • Electronic Delivery (Should have this reflected in the prospectus and application to offer this functionality) • Statements • Confirms • Regulatory Mailings SHAREHOLDER DESKTOP ONLINE NEW ACCOUNTS • Allows clients the ability to set up a new account online if they provide valid ACH information and agree to all disclaimers and agreements on site. • E-Signature capability Appendix II | 5 FUND DATA WEB PACKAGE Performance Web Page • Comprehensive performance report hosted by GFS • Fund performance updated nightly • Up to 20 indexes available • Data provided in simple format to be encapsulated into Fund’s own website to provide a custom look and feel • Growth of $10,000 graph available Holdings web page • Fund holding updated periodically to meet fund disclosure rules hosted by GFS • Fund holding updated periodically to meet fund disclosure rules • Top ten report available • Data provided in simple format to be encapsulated into Fund’s own website to provide a custom look and feel Historical NAV web page • Provides historical NAV information for a specified period of time and for a specified fund • Data provided in simple format to be encapsulated into Fund’s own website to provide a custom look and feel Fulfillment web page • Provides an online request form for shareholders who wish to request a hard copy of the fulfillment material mailed to them • Request is automatically routed online to the Shareholder Services Team at GFS for processing • Reporting of Fulfillment requests made online or via phone available via GFS Reporting Services Tool. GFS reporting utilizes the next generation secure web-based report delivery vehicle which allows for direct request or subscription based delivery reports available in multiple formats (PDF, Excel, XML, CSV) EXHIBIT I AUTHORIZED PERSON(S) (Oral and Writ...
Sample 1
SHAREHOLDER DESKTOP WEB PACKAGE. Proprietary Secure Web-Based Direct Interface With Transfer Agent Data Supports Five Levels of Access Fund Administrator Broker/Dealer Broker/Dealer Branch Registered Representative Shareholder Customizable Look And Feel (Logo And Color Scheme) Account Inquiry · Portfolio Summary · Account Position · Transaction History · General Account Information Online Transactions (Must have this reflected in the prospectus to offer this functionality) · Exchanges · Purchases · Redemptions · Prospectus and SAI Access Account Maintenance · Change of Shareholder Information o Address o Phone Number o Email Address Online Statement Access · Quarterly Statements and Confirms · Electronic Delivery (Should have this reflected in the prospectus and application to offer this functionality) o Statements o Confirms o Regulatory Mailings
Sample 1

Related to SHAREHOLDER DESKTOP WEB PACKAGE

  • Shareholder Internet Services The Transfer Agent shall provide internet access to the Fund’s shareholders through a designated web site (“Shareholder Internet Services”), which will be accessed by the Fund’s shareholders via a link on the Fund’s web site. The Shareholder Internet Services will be provided pursuant to established procedures and will allow shareholders to view their account information and perform certain on-line transaction request capabilities. The Shareholder Internet Services shall be provided at no additional charge, other than the transaction fees currently being charged for the different transactions as described on the Fee Schedule. The Transfer Agent reserves the right to charge a fee for this service in the future.

  • Lost Shareholder Due Diligence Searches and Servicing The Trust hereby acknowledges that USBFS has an arrangement with an outside vendor to conduct lost shareholder searches required by Rule 17Ad-17 under the Securities Exchange Act of 1934, as amended. Costs associated with such searches will be passed through to the Trust as an out-of-pocket expense in accordance with the fee schedule set forth in Exhibit C hereto. If a shareholder remains lost and the shareholder’s account unresolved after completion of the mandatory Rule 17Ad-17 search, the Trust hereby authorizes vendor to enter, at its discretion, into fee sharing arrangements with the lost shareholder (or such lost shareholder’s representative or executor) to conduct a more in-depth search in order to locate the lost shareholder before the shareholder’s assets escheat to the applicable state. The Trust hereby acknowledges that USBFS is not a party to these arrangements and does not receive any revenue sharing or other fees relating to these arrangements. Furthermore, the Trust hereby acknowledges that vendor may receive up to 35% of the lost shareholder’s assets as compensation for its efforts in locating the lost shareholder.

  • Shareholder Information Services (i) Make information available to shareholder servicing unit and other remote access units regarding trade date, share price, current holdings, yields, and dividend information.

  • Shareholder Reports All expenses of preparing, setting in type, printing and distributing reports and other communications to shareholders.

  • Shareholder Communications Election SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian “no”, the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund’s protection, the Rule prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO [X] The Custodian is not authorized to release the Fund’s name, address, and share positions.

  • Registration Data Directory Services Until ICANN requires a different protocol, Registry Operator will operate a WHOIS service available via port 43 in accordance with XXX 0000, and a web-­‐based Directory Service at <whois.nic.TLD> providing free public query-­‐based access to at least the following elements in the following format. ICANN reserves the right to specify alternative formats and protocols, and upon such specification, the Registry Operator will implement such alternative specification as soon as reasonably practicable. Registry Operator shall implement a new standard supporting access to domain name registration data (SAC 051) no later than one hundred thirty-­‐five (135) days after it is requested by ICANN if: 1) the IETF produces a standard (i.e., it is published, at least, as a Proposed Standard RFC as specified in RFC 2026); and 2) its implementation is commercially reasonable in the context of the overall operation of the registry.

  • Information for Unit Holders For the purpose of permitting Unit holders to satisfy any reporting requirements of applicable federal or state tax law, First Trust Advisors L.P., acting in its capacity as Evaluator, shall make available to the Trustee and the Trustee shall transmit to any Unit holder upon request any determinations made by it pursuant to Section 4.01.

  • Membership Information A. The District shall take all reasonable steps to safeguard the privacy of CSEA members' personal information, including but not limited to members Social Security Numbers, personal addresses, personal phone number, personal cellular phone number, and status as a union member.

  • Certificate of Selling Shareholders At Closing Time, the Representatives shall have received a certificate of an Attorney-in-Fact on behalf of each Selling Shareholder, dated as of Closing Time, to the effect that (i) the representations and warranties of each Selling Shareholder contained in Section 1(b) hereof are true and correct in all respects with the same force and effect as though expressly made at and as of Closing Time and (ii) each Selling Shareholder has complied in all material respects with all agreements and all conditions on its part to be performed under this Agreement at or prior to Closing Time.

  • Company Shareholders Meeting (a) Subject to Section 9.01, as promptly as practicable, but in any event, no later than ten (10) calendar days, after the SEC confirms that it has no further comments on the Schedule 13E-3 and Proxy Statement, the Company shall take all lawful action to call, give notice of, and convene the Company Shareholders’ Meeting for the purpose of obtaining the Company Shareholder Approval. As soon as reasonably practicable, but no later than the thirtieth calendar day after the date on which the notice of the Company Shareholders’ Meeting is issued, the Company shall hold such Company Shareholders’ Meeting in accordance with its memorandum and articles of association; provided, however, for the avoidance of doubt, the Company may postpone or adjourn the Company Shareholders’ Meeting for up to thirty (30) calendar days (but in any event no later than five (5) Business Days prior to the End Date), (i) with the prior written consent of Parent (which consent shall not be unreasonably withheld, conditioned or delayed); (ii) if at the time the Company Shareholders’ Meeting proceeds to business there are insufficient Shares represented (either in person or by proxy) to constitute a quorum necessary to conduct business at the Company Shareholders’ Meeting; or (iii) to allow reasonable time for the filing and mailing of any supplemental or amended disclosure which the Company Board has determined in good faith after consultation with outside counsel is necessary or advisable under applicable Law and for such supplemental or amended disclosure to be disseminated and reviewed by the Company’s shareholders prior to the Company Shareholders’ Meeting. Parent may request once that the Company adjourn or postpone the Company Shareholders’ Meeting for up to thirty (30) calendar days (but in any event no later than five (5) Business Days prior to the End Date), (x) if as of the time for which the Company Shareholders’ Meeting is originally scheduled (as set forth in the Proxy Statement) there are insufficient Shares represented (either in person or by proxy) (A) to constitute a quorum necessary to conduct the business of the Company Shareholders’ Meeting or (B) voting in favor of approval of this Agreement and the Transactions to obtain the Company Shareholder Approval or (y) in order to allow reasonable additional time for (1) the filing and mailing of, at the reasonable request of Parent, any supplemental or amended disclosure and (2) such supplemental or amended disclosure to be disseminated and reviewed by the Company’s shareholders prior to the Company Shareholders’ Meeting, in which event the Company shall, in each case, cause the Company Shareholders’ Meeting to be postponed or adjourned in accordance with Parent’s request.

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