Registered Representative Sample Clauses

Registered Representative. Purchaser acknowledges that if he is a Registered Representative of a National Association of Securities Dealers, Inc. ("NASD") member firm, he must give such firm the notice required by the NASD Conduct Rules, or any applicable successor rules of the NASD receipt of which must be acknowledged by such firm on the signature page hereof.
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Registered Representative. A licensed representative of VALIC Financial Advisors, Inc., the Broker/Dealer offering the Mutual Funds under this Agreement.
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Registered Representative. An individual who, as a result of passing the appropriate examinations of the National Association of Securities Dealers (NASD) or other appropriate self-regulatory organizations (SRO), and also appropriately licensed and appointed to sell insurance products, may sell the insurance products described herein;
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Registered Representative. An individual who is a registered representative of the Broker/Dealer in accordance with the rules of the National Association of Securities Dealers (NASD) and has passed the appropriate examinations and is appropriately licensed and appointed to sell the Contracts.
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Registered Representative. Registered Representatives of AAGS may provide advice and recommendations to persons who have' established a customer relationship with AAGS ("AAGS Customers") in accordance with AAGS's procedures and each AAGS Customer's suitability profile and investment goals.
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Registered Representative. Because I desire to Associate as a Registered Representative of the Company, regardless of whether I am currently a trainee, I agree to be bound by the Company Policies, Supervisory and Compliance Procedures, and the Company Policies, Supervisory and Compliance Procedures and Procedures and the Bylaws of the NASD and accordingly I hereby agree as follows: initial __________
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Registered Representative. Because I desire to qualify as a Registered Representative of the Company, pursuant to the Bylaws of the National Association of securities Dealers Regulation, Inc. (“NASD”), I hereby agree as follows:
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Registered Representative. Lender acknowledges that if he is a Registered Representative of a National Association of Securities Dealers, Inc. ("NASD") member firm, he must give such firm the notice required by the NASD Conduct Rules, or any applicable successor rules of the NASD receipt of which must be acknowledged by such firm on the signature page hereof.
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Related to Registered Representative

  • Designated Representative A. Contractor designates as contract agent with primary responsibility for the performance of this contract. In case this contract agent is replaced by another for any reason, the Contractor will designate another contract agent within seven (7) calendar days of the time the first terminates his or her employment or responsibility using the procedure set for in Section O, Notices.

  • Authorized Representatives No amendment of this Agreement shall be effective unless by written instrument duly executed by the Parties’ authorized representatives. For the purposes of this section, an authorized person refers to individuals designated as such by Parties in their respective corporate by-laws.

  • Owner’s Designated Representative Prior to the start of construction, Owner will identify the Owner’s Designated Representative (ODR), who has the express authority to act and bind the Owner to the extent and for the purposes described in the Contract, including responsibilities for general administration of the Contract.

  • Authorised Representative The Issuer will notify the Dealers immediately in writing if any of the persons named in the list referred to in paragraph 3 of Part 1 of the Initial Documentation List ceases to be authorised to take action on its behalf or if any additional person becomes so authorised together, in the case of an additional authorised person, with evidence satisfactory to the Dealers that such person has been so authorised.

  • Designated Representatives The designated representative for the LEA for this Agreement is: Name: Xxxx Xxxxxx Title: Director of Technology and Network Engineering Contact Information: xxxx.xxxxxx@xxxxxx.xxx 000-000-0000 Garbanzo The designated representative for the Provider for this Agreement is: Name: Xxxxxxxx Xxxxxxxx Title: Director of Operations Contact Information: xxxx@xxxxxxxx.xx

  • Authorised Representatives Each of the Parties shall by notice in writing designate their respective authorised representatives through whom only all communications shall be made. A Party hereto shall be entitled to remove and/or substitute or make fresh appointment of such authorised representative by similar notice.

  • Authorized Representative Sourcewell's Authorized Representative is its Chief Procurement Officer. Supplier’s Authorized Representative is the person named in the Supplier’s Proposal. If Supplier’s Authorized Representative changes at any time during this Contract, Supplier must promptly notify Sourcewell in writing.

  • Representative The employee, supervisor, or School Board may be represented during any step of the procedure by any person or agent designated by such party to act in his/her behalf.

  • Tenant’s Authorized Representative Tenant designates Xxxxx Xxxxxx and Xxxxxxxx Xxxxxx (either such individual acting alone, “Tenant’s Representative”) as the only persons authorized to act for Tenant pursuant to this Work Letter. Landlord shall not be obligated to respond to or act upon any request, approval, inquiry or other communication (“Communication”) from or on behalf of Tenant in connection with this Work Letter unless such Communication is in writing from Tenant’s Representative. Tenant may change either Tenant’s Representative at any time upon not less than 5 business days advance written notice to Landlord. Neither Tenant nor Tenant’s Representative shall be authorized to direct Landlord’s contractors in the performance of Landlord’s Work (as hereinafter defined).

  • Partnership Representative If the Issuer is classified as a partnership for U.S. federal income tax purposes, the Majority Equity Holder will (i) prepare and sign, on behalf of the Issuer, the tax returns of the Issuer and (ii) be designated as the partnership representative of the Issuer under Section 6223(a) of the Code to the extent allowed under the law.

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