Registered Representative Sample Clauses
The Registered Representative clause designates a specific individual or entity authorized to act on behalf of a party in official or legal matters related to the agreement. This representative may be responsible for receiving notices, handling communications, or executing documents as required under the contract. By clearly identifying who is empowered to represent a party, the clause ensures that all formal interactions are directed appropriately, reducing confusion and ensuring that obligations and rights are properly managed.
Registered Representative. Purchaser acknowledges that if he is a Registered Representative of a National Association of Securities Dealers, Inc. ("NASD") member firm, he must give such firm the notice required by the NASD Conduct Rules, or any applicable successor rules of the NASD receipt of which must be acknowledged by such firm on the signature page hereof.
Registered Representative. A licensed representative of VALIC Financial Advisors, Inc., the Broker/Dealer offering the Mutual Funds under this Agreement.
Registered Representative. An individual who, as a result of passing the appropriate examinations of the National Association of Securities Dealers (NASD) or other appropriate self-regulatory organizations (SRO), and also appropriately licensed and appointed to sell insurance products, may sell the insurance products described herein;
Registered Representative. A licensed representative of the authorized Broker/Dealer offering the Mutual Funds to You under this Agreement.
Registered Representative. Because I desire to Associate as a Registered Representative of the Company, regardless of whether I am currently a trainee, I agree to be bound by the Company Policies, Supervisory and Compliance Procedures, and the Company Policies, Supervisory and Compliance Procedures and Procedures and the Bylaws of the NASD and accordingly I hereby agree as follows: initial __________
Registered Representative. An individual who is a registered representative of the Broker/Dealer in accordance with the rules of the National Association of Securities Dealers (NASD) and has passed the appropriate examinations and is appropriately licensed and appointed to sell the Contracts.
Registered Representative. Because I desire to qualify as a Registered Representative of the Company, pursuant to the Bylaws of the National Association of securities Dealers Regulation, Inc. (“NASD”), I hereby agree as follows:
Registered Representative. Registered Representatives of AAGS may provide advice and recommendations to persons who have' established a customer relationship with AAGS ("AAGS Customers") in accordance with AAGS's procedures and each AAGS Customer's suitability profile and investment goals.