Examples of Shareholder Information in a sentence
Pursuant to the terms of the Shareholder Information Agreement, if Price Services, or its agent, determines that the Fund’s policy has been violated, Price Services, or its agents, shall instruct the Intermediary to restrict or prohibit future purchases of Fund shares by Indirect Account holders (or warn these Indirect Account holders when appropriate) identified by Price Services or its agent as having violated the policy.
Price Services, or its agent, shall monitor the omnibus accounts for certain trading activity in accordance with the Fund’s excessive trading procedures and when certain activity is identified, pursuant to the Shareholder Information Agreement, Price Services, or its agent, shall request from the Intermediary Indirect Account personal and transaction data.
Shareholder Information requests must be directed to the Intermediary's representatives as identified in Appendix A to this Agreement.
The Fund agrees not to use the Shareholder Information received for any purpose (i) other than as necessary to comply with the provisions of Rule 22c-2, nor (ii) for any purpose not permitted under the privacy provisions of Title V of the Xxxxx-Xxxxx-Xxxxxx Act and comparable state laws, including, but not limited to marketing or any other similar purpose without the prior written consent of Intermediary.
General Shareholder Information is given in Report on Corporate Governance forming part of the Annual Report.