RISK DISCLOSURE STATEMENTS. 37.1 General risk disclosure statement applicable to all Securities The prices of securities fluctuate, sometimes dramatically. The price of a Security may move up or down, and may become valueless. It is as likely that losses will be incurred rather than profit made as a result of buying and selling Securities.
RISK DISCLOSURE STATEMENTS. 22.1 The Client acknowledges that the relevant risk disclosure statements specified in Part 3A hereof form part of this Agreement. If the Client is allowed to use Electronic Trading Services provided by GNS, the Client shall further acknowledge the relevant risk disclosure statements set out in Part 3B hereof.
RISK DISCLOSURE STATEMENTS. 15.1 Risk of margin trading The risk of loss in financing a transaction by deposit of Collateral is significant. The Client may sustain losses in excess of the Collateral. Market conditions may make it impossible to execute contingent orders, such as “stop-loss” or “stop-limit” orders. The Client may be called upon on short notice to make additional margin deposits or interest payments. If the required margin deposits or interest payments are not made within the prescribed time, the Client’s Collateral may be liquidated without the Client’s consent. Moreover, the Client will remain liable for any resulting deficit in the Margin Account and interest charged thereon. The Client should therefore carefully consider whether such a financing arrangement is suitable in light of the Client’s own financial position and investment objectives or to obtain advice from a licensed independent financial advisor.
RISK DISCLOSURE STATEMENTS. 16.1 The Client acknowledges that the prices of securities fluctuate, sometimes dramatically. The price of a security may move up or down, and may become valueless. It is as likely that losses will be incurred rather than profit made as a result of buying and selling securities. This is a risk that the Client is prepared to accept.
RISK DISCLOSURE STATEMENTS. These Risk Disclosure Statements do not disclose all the risks and other significant aspects of any transactions or Services provided. You should therefore carefully consider whether the transactions entered into directly by you are suitable for you in light of your investment objectives, financial circumstances, your tolerance to risks and your investment experience. In considering whether to trade or invest, you should inform yourself and be aware of the risks generally, and in particular should note the following:
RISK DISCLOSURE STATEMENTS. (1) General risk disclosure statement applicable to all Securities The prices of securities fluctuate, sometimes dramatically. The price of a Security may move up or down, and may become valueless. It is as likely that losses will be incurred rather than profit made as a result of buying and selling Securities.
RISK DISCLOSURE STATEMENTS. 24.1 The following statements are furnished to the Client in accordance with the Code of Conduct for Persons Licensed By or Registered With the Securities and Derivatives Commission. Risk of Trading Futures and Options The risk of loss in trading futures contracts or options is substantial. In some circumstances, the Client may sustain losses in excess of the Client’s initial margin funds. Placing contingent orders, such as "stop-loss" or "stop-limit" orders, will not necessarily avoid loss. Market conditions may make it impossible to execute such orders. The Client may be called upon at short notice to deposit additional margin funds. If the required funds are not provided within the prescribed time, the Client’s position may be liquidated. The Client will remain liable for any resulting deficit in the Client’s account. The Client should therefore study and understand futures contracts and options before the Client trades and carefully consider whether such trading is suitable in the light of the Client’s own financial position and investment objectives. If the Client trades options, GTJAF should inform the Client of exercise and expiration procedures and the Client’s rights and obligations upon exercise or expiry. Risk of Client Assets Received or Held Outside Hong Kong Client assets received or held by the licensed or registered person outside Hong Kong are subject to the applicable laws and regulations of the relevant overseas jurisdiction which may be different from the SFO and the rules made thereunder. Consequently, such client assets may not enjoy the same protection as that conferred on client assets received or held in Hong Kong. Risk of providing authority to hold mail or to direct mail to third parties. If the Client provides GTJAF with an authority to hold mail or to direct mail to third parties, it is important for the Client to promptly collect in person all contract notes and statements of my/our Account and review them in detail to ensure that any anomalies or mistakes can be detected in a timely fashion.
RISK DISCLOSURE STATEMENTS. 風險披露聲明 Section D hereto issued in accordance with the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission in Hong Kong constitutes an integral part of this Agreement. 本協議書之 D 部份所發佈乃依照香港證券及期貨事務監察委員會持牌人或註冊人操守準則制定其主要部份。 SECTION C PERSONAL DATA (PRIVACY) ORDINANCE NOTICE 《個人資料（私隱）條例》通知
RISK DISCLOSURE STATEMENTS. You acknowledge that due to the volatile nature of commodities markets, the purchase and writing of options over commodities involves a high degree of risk. Warning to Option Holders Some options may only be exercised on their expiry day (European-style Exercise) and other options may be exercised at any time before expiration (American-style Exercise). You understand that upon exercise, some options require delivery and receipt of the underlying commodities and that other options require a cash payment. An option is a wasting asset and there is a possibility that, as an option holder, you may suffer the loss of the total premium paid for the option. You acknowledge that, as an option holder, in order to realize a profit it will be necessary to either exercise the option or close the long option position in the market. Under some circumstances it may be difficult to trade the option due to lack of liquidity in the market. You acknowledge that we have no obligation either to exercise a valuable option in the absence of your instruction or to give to you prior notice of the expiration date of the option. Warning to Option Writers As a writer of an option you may be required to pay additional margin at any time. You acknowledge that as an option writer, unlike an option holder, you may be liable for unlimited losses based on the rise or fall of the price of the underlying commodities and your gains are limited to the option premium. Additionally, writers of American-style call (put) options may be required at any time before expiry to deliver (pay for) the underlying securities to the full value of the strike price multiplied by the number of underlying commodities. You recognize that this obligation may be wholly disproportionate to the value of premium received at the time the options were written and may be required at short notice.
RISK DISCLOSURE STATEMENTS. The Customer acknowledges and agrees that he has read, fully understands and agrees to the following risk disclosure statements.
