RISK OF SECURITIES TRADING. The prices of securities fluctuate, sometimes dramatically. The price of a security may move up or down, and may become valueless. It is as likely that losses will be incurred rather than profit made as a result of buying and selling securities.
RISK OF SECURITIES TRADING. 證券交易的風險 The prices of Securities fluctuate, sometimes dramatically. The price of a Security may move up or down, and may become valueless. It is as likely that losses will be incurred rather than profit made as a result of buying and selling Securities. 證券價格有時可能會非常波動。證券價格可升可跌，甚至變成毫無價值。買賣證券未必一定能夠賺取利潤，反而可能會招致損失。
RISK OF SECURITIES TRADING. The prices of securities fluctuate, sometimes dramatically. The price of a security may move up or down, and may become valueless. It is as likely that losses will be incurred rather than the profit made as a result of buying and selling securities. The customer should understand the risks of investment in stock market before they make investment decisions. The customer shall also assess their abilities and willingness in assuming such risks. The customers are also advised to seek the independent financial advice if they wish.
RISK OF SECURITIES TRADING. You acknowledge that the prices of Securities can and do fluctuate, sometimes dramatically, and that any individual security may experience upward or downward movements, and may under some circumstances even become valueless. You appreciate therefore that there is an inherent risk that losses will be incurred rather than profit made, as a result of buying and selling Securities. This is a risk that you will be prepared to accept.
RISK OF SECURITIES TRADING. I/We acknowledge that the price of securities can and does fluctuate, and any individual security may experience upwards or downwards movements, and may even become valueless. There is an inherent risk that losses may be incurred rather than profit made as a result of buying and selling securities. I/We also acknowledge that there may be risks in leaving securities in your safekeeping. For example, if you are holding my/our securities and you become insolvent, I/we may experience significant delay in recovering the securities. These are risks that I/we am/are prepared to accept.
RISK OF SECURITIES TRADING. The prices of Securities can and do fluctuate, sometimes dramatically. Any individual security may experience upward or downward movements, and may under some circumstances even become valueless. It is likely that losses may be incurred rather than profit made as a result of buying and selling Securities.
RISK OF SECURITIES TRADING. 證券交易的風險 The prices of securities fluctuate, sometimes dramatically. The price of a security may move up or down, and may become valueless. It is as likely that losses will be incurred rather than profit made as a result of buying and selling securities. 證券價格有時可能會非常波動。證券價格可升 可跌，甚至變成毫無價值。買賣證券未必 一定能夠賺取利潤，反而可能會招致損失。 RISK OF TRADING GROWTH ENTERPRISE MARKET STOCKS 買賣創業板股份的風險 Growth Enterprise Market (GEM) stocks involve a high investment risk. In particular, companies may list on GEM with neither a track record of profitability nor any obligation to forecast future profitability. GEM stocks may be very volatile and illiquid. 創業板股份涉及很高的投資風險。尤其是該等公司可在無需具備盈利往績及無需預測 未來盈利的情況下在創業板上市。創業板股份可能非常波動及流通性很低。 You should make the decision to invest only after due and careful consideration. The greater risk profile and other characteristics of GEM mean that it is a market more suited to professional and other sophisticated investors. 你只應在審慎及仔細考慮後，才作出有關的投資 決定。創業板市場的較高風險性質及其 他特點，意味著這個市場較適合專業及其他熟悉投資技巧的投資者。 Current information on GEM stocks may only be found on the Internet website operated by The Stock Exchange of Hong Kong Limited. GEM Companies are usually not required to issue paid announcements in gazetted newspapers. 現時有關創業板股份的資料只可以在香港聯合交易所有 限公司所操作的互聯網網站上找到。創業板上市公司一般毋須在憲報指定的報章刋登付費公告。 You should seek independent professional advice if you are uncertain of or have not understood any aspect of this risk disclosure statement or the nature and risks involved in trading of GEM stocks. 假如你對本風險披露聲明的內容或創業板市場的性質及在創業板買賣的股份所涉風險 有不明白之處，應尋求獨立的專業意見。 RISKS OF CLIENT ASSETS RECEIVED OR HELD OUTSIDE HONG KONG 在香港以外地方收取或持有的客戶資產的風險 Client assets received or held by the licensed or registered person outside Hong Kong are subject to the applicable laws and regulations of the relevant overseas jurisdiction which may be different from the Securities and Futures Ordinance (Cap. 571) and the rules made thereunder. Consequently, such client assets may not enjoy the same protection as that conferred on client assets received or held in Hong Kong. 持牌人或註冊人在香港以外地方收取或持有的客戶資產，是受到有關海外司法管轄區 的適用法律及規例所監管的。這些法律及規例與<證券及期貨條例> <第 571 章>及根 據該條例制訂的規則可能有所不同。因此，有關客戶資產將可能不會享有賦予在香港 收取或持有的客戶資產的相同保障。 RISK OF PROVIDING AN AUTHORITY TO HOLD MAIL OR TO DIRECT MAIL TO THIRD PARTIES 提供代存郵件或將郵件轉交第三方的授權書的風險 If you provide the licensed or registered person with an authority to hold mail or to direct mail to third parties, it is important for you to promptly collect in person all contract notes and statements of your account and re...
RISK OF SECURITIES TRADING. 客戶知悉證券價格有時可能及肯定會非常波動，而任何個別證券的價格皆可能上升或下跌，在某些情況下甚至變成毫無價值，故客戶瞭解在證券買賣中固有之風險，即買賣證券未必一定能夠賺取利潤，反而可能會招致損失。客戶願意承擔此風險。 The client acknowledges that the prices of securities can and does fluctuate, sometimes dramatically, and that any individual security may experience upward or downward movements, and may under some circumstances even become valueless. The Client appreciates therefore that there is an inherent risk that losses will be incurred rather than profit made, as a result of buying and selling Securities. This is a risk that the Client is prepared to accept.
RISK OF SECURITIES TRADING. Before trading in any Security, investors should carefully read the most up-to-date prospectuses/listing documents, financial statements, announcements and other information published either on the issuers’ websites, HKEx corporate (xxxx://xxx.xxxx.xxx.xx) and HKExnews websites (xxxx://xxx.xxxxxxxx.xx) to learn about the product features and risk factors involved. Investors should not trade any Security unless it suits their investment objectives, financial resources and risk tolerance. The price of any Security may go up or down so there is an inherent risk that losses may be incurred as a result of buying and selling Securities. Security prices may also fluctuate due to various market factors, and investors’ exposure to risk may vary according to the type of orders they input (e.g. short selling orders, market orders, at auction orders), the way the transaction is financed (e.g. margin financing) and the nature of the Security product concerned (e,g, whether it is leveraged or issued with a fixed expiry date). Liquidity of Securities may also fluctuate, resulting in situations where an investor may not be able to buy or sell the Security in a timely manner at their preferred price range if the turnover volume were to drop significantly. Some Securities such as structured products and Exchange Traded Funds may carry exposure to counterparty risk of financial intermediaries involved in structuring or managing the products concerned or providing liquidity to support trading of the Securities..
RISK OF SECURITIES TRADING. 證券交易的風險 The prices of securities fluctuate, sometimes 證券價格有時可能會非常波動。證券價格可升可跌，甚至變 dramatically. The price of a securities may move up or 成毫無價值。 down, and may become valueless.
