Regulated Entities definition

Regulated Entities. (REs) means

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Regulated Entities means those entities with whom a Dealer Member may deal on a value for value basis, with mark to market imposed on outstanding transactions. The entities are participating institutions in the Canadian Investor Protection Fund or members of recognized exchanges and associations. For the purposes of this definition recognized exchanges and associations mean those entities that meet the following criteria:

Regulated Entities means any legal person to which BRRD, as implemented in the Kingdom of Spain (including but not limited to, Law 11/2015, Royal Decree 1012/2015 and any other implementing regulations) as amended or superseded from time to time), the SRM Regulation, or any other Spanish law relating to Bail-in Power, applies, which includes, certain credit entities, investment firms, and certain parent or holding companies.

Examples of Regulated Entities in a sentence

• The Regulated Entities shall vote to decide whether to agree such variations, such vote to be concluded no less than 28 days prior to the fifth anniversary of the Effective Date.

• For the avoidance of doubt and subject to clause 6.3, any such variation to this Agreement shall apply to all Scheme Membership Agreements, irrespective of whether the Regulated Entities agree to the variation.

• Regulations: the regulations set out in the schedule hereto (as amended from time to time pursuant to clause 7.1) governing the regulation of Regulated Entities.

• The Pledged Limited Liability Company Interests described on Schedule 3-C attached hereto constitute all of the Limited Liability Company Interests other than in, of or with respect to Regulated Entities of each Grantor and such Grantor's percentage interest in each such Pledged Entity is as set forth on Schedule 3-C attached hereto.

• Except as set forth in Schedule 1-C, the Pledged Limited Liability Company Interests described on Schedule 1-C attached hereto constitute all of the Limited Liability Company Interests other than in, of or with respect to Regulated Entities of each Grantor and such Grantor's percentage interest in each such Pledged Entity is as set forth on Schedule 1-C attached hereto.

More Definitions of Regulated Entities

Regulated Entities means any individual person, organization or corporation that is subject to the regulatory jurisdiction of Rhode Island.

Regulated Entities means those that are Members covered by the Canadian Investor Protection Fund or Members of recognized exchanges and associations. For the purposes of this definition, recognized exchanges and associations are those that are identified as a "regulated entity" by the Investment Industry Regulatory Organization of Canada.

Regulated Entities means persons who are subject to regulation under the des- ignated enactments and designated statutory instruments (including financial service providers whose business is subject to regulation by an Authority that performs functions in an EEA country that are comparable to the functions performed by the Bank under a designated enactment or designated statutory instrument) and also includes former regulated entities who were regulated for part of the levy period and “regulated entity” shall be construed accordingly;

Regulated Entities means, collectively, (a) APA ACO, Inc. and (b) any Subsidiary with a health care service plan license issued by the California Department of Managed Health Care for the provision of, or the arranging, payment, or reimbursement for the provision of, health care services to subscribers or enrollees of another full service or specialized health care service plan under a contract or other arrangement whereby the person assumes both professional and institutional risk but does not directly market, solicit, or sell health care service plan contracts.

Regulated Entities means (i) Reserve Bank of India Regulated Scheduled Banks (including Cooperative Banks) (ii) Non Banking Financial Institutions duly registered with RBI (iii) National Housing Bank (NHB) regulated Housing Finance Companies (iv) National Minority Development Finance Corporation(NMDFC) and its State Channelizing Agencies (v) Small Finance Banks regulated by RBI vi) Mutually aided Cooperative Societies formed and registered under the applicable State Act concerning such Societies vii) Microfinance companies registered under section 8 of the Companies Act 2013 (viii) any other entity which IRDAI may notify from time to time.

Regulated Entities means those Dealer Members that are covered by the IPF or Members of recognized exchanges and associations. For the purposes of this definition, recognized exchanges and associations are those that are identified as a "regulated entity" under the Investment Dealer and Partially Consolidated Rules.

Regulated Entities means Authorised Firms, Authorised Market Institutions and Registered Auditors.