Reg W Affiliate definition

Reg W Affiliate means an “affiliate” as such term is set forth in Section 23A(b)(1) of the Federal Reserve Act (12 USC 371c).
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Reg W Affiliate means (i) an Affiliate of the Administrative Agent or any Lender or (ii) a fund advised by the Administrative Agent, any Lender or any Affiliate thereof, as such fund’s investment advisor.
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Reg W Affiliate means an “affiliate” as such term is set forth in Section 23A(b)(1) of the Federal Reserve Act (12 USC 371c) and 12 C.F.R. 223.2. As of the Closing Date, Reg W Affiliates of the Bank include Xxxxxx, Xxxxxxxx & Company, Incorporated; 1919 Investment Counsel, LLC; Stifel Independent Advisors, LLC (fka Century Securities Associates, Inc.); EquityCompass Investment Management, LLC; Xxxxx, Xxxxxxxx & Xxxxx, Inc. (KBW); Xxxxxx Xxxxxx Partners, LLC; Washington Crossing Advisors, LLC; Stifel Bank & Trust; Stifel Trust Company, N.A.; Stifel Trust Company Delaware, N.A.; North Atlantic Capital Management, LLC; InTyce, LLC (Wealth Tracker), and such other affiliates identified in writing by Bank to Parent Borrower. “Reserve Cash” means (a) at all times when the aggregate balance of cash and Cash Equivalents maintained by Parent Borrower and its Subsidiaries is equal to or exceeds Thirty Million Dollars, an amount equal to the lesser of (i) Ten Million Dollars ($10,000,000) and (ii) twenty-five percent (25%) of the aggregate balance of cash and Cash Equivalents maintained by Parent Borrower and its Subsidiaries at any time, (b) at all times when the aggregate balance of cash and Cash Equivalents maintained by Parent Borrower and its Subsidiaries is less than Thirty Million Dollars, an amount equal to the lesser of (i) Five Million Dollars ($5,000,000) and (ii) twenty-five percent (25%) of the aggregate balance of cash and Cash Equivalents maintained by Parent Borrower and its Subsidiaries at any time and (c) at any time the Parent Borrower is exercising the Cure Right in accordance with Section 6.10(c), an amount equal to the lesser of (i) Two Hundred Fifty Thousand Dollars ($250,000) and (ii) twenty-five percent (25%) of the aggregate balance of cash and Cash Equivalents maintained by Parent Borrower and its Subsidiaries at any time. “Responsible Officer” means each of the Chief Executive Officer, the Chief Financial Officer, the General Counsel and the Controller of Borrower. “Restricted Payment” is defined in Section 7.6. “Revolving Facility” means the facility under which Parent Borrower may request Bank to issue Advances, as specified in Section 2.1(a). “Revolving Line” means the commitment of Bank hereunder to make Advances and provide Ancillary Services in an aggregate principal amount of up to Ten Million Dollars ($10,000,000) until June 28, 2024 and, thereafter, Twenty Million Dollars ($20,000,000), as the same may be changed from time to time in accordance w...
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More Definitions of Reg W Affiliate

Reg W Affiliate means an “affiliate” as such term is set forth in Section 23A(b)(1) of the Federal Reserve Act (12 USC 371c) and 12 C.F.R.223.2.
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Related to Reg W Affiliate

  • BHC Affiliate has the meaning assigned to the term “affiliate” in, and shall be interpreted in accordance with, 12 U.S.C. §1841(k).

  • Affiliated Party means, with respect to any Purchaser, any person or entity which, directly or indirectly, controls, is controlled by or is under common control with such Purchaser, including, without limitation, any general partner, officer or director of such Purchaser and any venture capital fund now or hereafter existing which is controlled by one or more general partners of, or shares the same management company as, such Purchaser.

  • Affiliate means any Person that, directly or indirectly through one or more intermediaries, controls or is controlled by or is under common control with a Person, as such terms are used in and construed under Rule 405 under the Securities Act.

  • Excluded Affiliate means any Affiliate of any Agent that is engaged as a principal primarily in private equity, mezzanine financing or venture capital.

  • Controlled Affiliate means any corporation, limited liability company, partnership, joint venture, trust or other entity or enterprise, whether or not for profit, that is directly or indirectly controlled by the Company. For purposes of this definition, “control” means the possession, directly or indirectly, of the power to direct or cause the direction of the management or policies of an entity or enterprise, whether through the ownership of voting securities, through other voting rights, by contract or otherwise; provided that direct or indirect beneficial ownership of capital stock or other interests in an entity or enterprise entitling the holder to cast 15% or more of the total number of votes generally entitled to be cast in the election of directors (or persons performing comparable functions) of such entity or enterprise shall be deemed to constitute control for purposes of this definition.

  • affiliated person promoter" and "principal underwriter" as used in the preceding sentence shall have the meanings assigned to each such term in the Investment Company Act of 1940, as amended.

  • Affiliated Entity means any entity controlling, controlled by, or under common control with an Insured.

  • U.S. Affiliate means an Agent’s duly registered broker-deal affiliate in the United States;

  • Controlling Affiliate means an Affiliate that directly or indirectly Controls the Hotel and/or Controls the entity that Controls the Hotel.

  • Downstream Affiliate means an entity whose outstanding Voting Shares were, at the date of issuance of the Qualifying Guarantee, more than 50 per cent. owned, directly or indirectly, by the Reference Entity.

  • Screened Affiliate means any Affiliate of a Holder (i) that makes investment decisions independently from such Holder and any other Affiliate of such Holder that is not a Screened Affiliate, (ii) that has in place customary information screens between it and such Holder and any other Affiliate of such Holder that is not a Screened Affiliate and such screens prohibit the sharing of information with respect to the Company or its Subsidiaries, (iii) whose investment policies are not directed by such Holder or any other Affiliate of such Holder that is acting in concert with such Holder in connection with its investment in the Notes, and (iv) whose investment decisions are not influenced by the investment decisions of such Holder or any other Affiliate of such Holder that is acting in concert with such Holders in connection with its investment in the Notes.

  • Designated Affiliate means the affiliates of the Corporation designated by the Committee for purposes of the Plan from time to time;

  • Affiliated business entity relationship means a relationship, other than a parent- subsidiary relationship, that exists when

  • Management Company Employee means an individual employed by a Person providing management services to the Company which are required for the ongoing successful operation of the business enterprise of the Company, but excluding a Person engaged in Investor Relations Activities;

  • BHC Act Affiliate has the meaning assigned to the term “affiliate” in, and shall be interpreted in accordance with, 12 U.S.C. § 1841(k).

  • Specified Affiliate is any Person (a) more than ten percent (10.0%) of whose aggregate issued and outstanding equity or ownership securities or interests, voting, non-voting or both, are owned or held directly or indirectly, beneficially or of record, by Borrower, and/or (b) whose equity or ownership securities or interests representing more than ten percent (10.0%) of such Person’s total outstanding combined voting power are owned or held directly or indirectly, beneficially or of record, by Borrower.

  • Controlled Affiliates means with respect to any Person, any other Person that directly or indirectly through one or more intermediaries is Controlled by such Person.

  • Borrower Party Affiliate means, with respect to the Mortgage Loan Borrower, a manager of the Mortgaged Property or an Accelerated Mezzanine Loan Lender, (a) any other Person controlling or controlled by or under common control with such Mortgage Loan Borrower, manager or Accelerated Mezzanine Loan Lender, as applicable, or (b) any other Person owning, directly or indirectly, 25% or more of the beneficial interests in such Mortgage Loan Borrower, manager or Accelerated Mezzanine Loan Lender, as applicable. For the purposes of this definition, “control” when used with respect to any specified Person means the power to direct the management and policies of such Person, directly or indirectly, whether through the ownership of voting securities, by contract or otherwise and the terms “controlling” and “controlled” have meanings correlative to the foregoing.

  • Affiliated Group means any affiliated group within the meaning of Section 1504(a) of the Code or any similar group defined under a similar provision of state, local or foreign law.