Hypothetical Broker Dealer definition

Hypothetical Broker Dealer means a hypothetical broker dealer holding the Reference Asset in an aggregate principal amount equal to the Reference Asset Principal Amount and having the status of "non-resident" for the purposes of the Egyptian exchange control regulations (a "non-resident holder") and subject to the same laws, rules and regulations applying to the Hedging Entity (as defined in General Condition 32.1), as determined by the Calculation Agent.
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Hypothetical Broker Dealer means a hypothetical broker dealer which is (i) subject to the same securities laws and rules and regulations of any securities regulators, exchanges and self- regulating organisations as apply to the Issuer or any affiliate designated by it and (ii) domiciled in the same tax jurisdiction as the Issuer or its such designated affiliates;
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Hypothetical Broker Dealer means a hypothetical broker dealer subject to the same securities laws and rules and regulations of any securities regulators, exchanges and self-regulating organisations as applying to the Hedging Entity.
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Examples of Hypothetical Broker Dealer in a sentence

  • The loss suffered, or costs or expenses reasonably incurred by such Hypothetical Broker Dealer (or any of its agents or affiliates), as a result of an Adjustment Event shall be determined by the Calculation Agent.

  • Claims on the Notes will be limited to payments actually received by a Hypothetical Broker Dealer of an amount determined by the Calculation Agent as equal to the Reference Asset Principal Amount, reduced by any Additional Costs (which includes any taxes) in respect of any relevant period (as determined by the Calculation Agent in accordance with this Pricing Supplement).

  • Initial Hedge Position: means the acquisition by a Hypothetical Broker Dealer of a number of Shares equal, in aggregate, to the Number of Shares that Party A determines that such Hypothetical Broker Dealer, acting in good faith and a commercially reasonable manner, would acquire during the Hedging Period in respect of one or more Increase Notices.

  • Where there is a material change to the taxes and charges that have been, or will be imposed on a Hypothetical Broker Dealer in relation to the receipt and payment of the cash dividend, due to any circumstance, the Dividend Amount applicable to this Transaction may be adjusted accordingly in good faith by Macquarie to take into account the commercial effect of any such change.

  • For the avoidance of doubt, the parties acknowledge and agree that a Hypothetical Broker Dealer may, at its sole discretion, unwind all or any portion of the Applicable Hedge Positions by way of a block sale or book building process.

  • Any liquidation of all or any portion of the Applicable Hedge Positions shall be by a Hypothetical Broker Dealer acting in good faith and in a commercially reasonable manner.

  • Equity Notional Reset: Not Applicable Type of Return: Total Return Initial Price: The price per Share being the volume weighted average of the consideration per Share determined by the Calculation Agent as the price per Share that would be paid by a Hypothetical Broker Dealer in relation to the Initial Hedge Position entered into by a Hypothetical Broker Dealer, acting in good faith and a commercially reasonable manner, during the Hedging Period.

  • Applicable Hedge Positions: means the Initial Hedge Position and any purchase, sale, entry into or maintenance of one or more positions or contracts in the Shares, or securities, options, futures, derivatives or foreign exchange or other instruments or arrangements (howsoever described) that Party A determines a Hypothetical Broker Dealer, acting in its sole discretion, would enter into in order to hedge this Transaction.

  • Claims on the Notes will be limited to payments actually received by a Hypothetical Broker Dealer of an amount determined by the Calculation Agent as equal to the Reference Asset Principal Amount, reduced by any Additional Costs (which includes any taxes) in respect of any relevant period (as determined bythe Calculation Agent in accordance with this Pricing Supplement).

  • Hypothetical Broker Dealer: A hypothetical broker dealer subject to the same securities,tax and other laws, rules and regulations (including those of any securities or other regulators, exchanges and self- regulating organizations) as those to which the Hedging Party is subject.


More Definitions of Hypothetical Broker Dealer

Hypothetical Broker Dealer means a hypothetical broker dealer acting in the capacity of a buyer of the Reference Asset under the terms of the Reference Asset Agreement (a "Reference Asset Buyer") in an aggregate principal amount equal to the Reference Asset Principal Amount, and subject to the same laws, rules and regulations applying to the Hedging Entity (as defined in General Condition 32.1), as determined by the Calculation Agent.
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Hypothetical Broker Dealer means a hypothetical person resident in the same jurisdiction as, and subject to the same securities, tax and other laws and rules and regulations of any financial and securities regulators, exchanges and self-regulating organisations as apply to, the Issuer or any Affiliate(s) of the Issuer designated by it.
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Hypothetical Broker Dealer means a hypothetical broker dealer (or any of its agents or affiliates) holding the Bond in an aggregate principal amount equal to the Bond Principal Amount corresponding to such Bond and having the status of "non-resident" for the purposes of the exchange control regulations in respect of the jurisdiction of the Reference Entity (a "non-resident holder") and subject to the same laws, rules and regulations applying to the Hedging Entity (as defined in General Condition 32.1), as determined by the Calculation Agent.
Sample 1
Hypothetical Broker Dealer means a hypothetical broker dealer subject to the same securities laws and rules and regulations of any securities regulators, exchanges and self- regulating organizations as applicable to the Issuer or any affiliate designated by it; provided, however, that such hypothetical broker dealer is deemed not entitled to any benefits, exemption or reduction in tax pursuant to any double tax treaty or otherwise. For the avoidance of doubt, the definition of "Hypothetical Broker Dealer" in Share Linked Condition 10 shall be deemed to be amended accordingly;
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Related to Hypothetical Broker Dealer

  • Participating Broker-Dealer has the meaning set forth in the Registration Rights Agreement.

  • Participating Broker-Dealers shall have the meaning set forth in Section 4(a) hereof.

  • Restricted Broker-Dealer Any Broker-Dealer which holds Broker-Dealer Transfer Restricted Securities.

  • Broker-Dealer Any broker or dealer registered under the Exchange Act.

  • Broker-Dealer Agreement means this Agreement and any substantially similar agreement between the Auction Agent and a Broker-Dealer.

  • Broker-Dealer Subsidiary means any Subsidiary that is registered as a broker-dealer under the Exchange Act or any other applicable law requiring similar registration.

  • Broker Dealer of Record means GWM Limited or any successor or replacement thereto or any other entity appointed as broker dealer of record in accordance with the terms of the Broker Dealer of Record Agreement.

  • Participating Dealer means any licensed broker or dealer and who has entered into a Participation Agreement in form and substance acceptable to the Manager and the Trustee.

  • Designated Holder means the Holder of Note A-1.

  • Participating Holder means any Holder of Registrable Securities that has returned a completed and signed Notice and Questionnaire to the Company in accordance with Section 2(b) hereof.

  • Regular Dealer means a DBE firm that owns, operates, or maintains a store, warehouse, or other establishment in which the materials supplies, articles, or equipment of the general character described by the specifications and required under the contract are bought, kept in stock, and regularly sold or leased to the public in the usual course of business.

  • Hypothetical Investor means a hypothetical or actual investor (as determined by the Calculation Agent in the context of the relevant situation) in Fund Interests which is deemed to have the benefits and obligations, as provided in the relevant Fund Documents, of an investor holding Fund Interests at the relevant time. The Hypothetical Investor may be deemed by the Calculation Agent to be resident or organised in any jurisdiction, and to be, without limitation, the Issuer, the Calculation Agent or any of their affiliates (as determined by the Calculation Agent in the context of the relevant situation).

  • Exchanging Dealer means any Holder (which may include any Initial Purchaser) that is a Broker-Dealer and elects to exchange for New Securities any Securities that it acquired for its own account as a result of market-making activities or other trading activities (but not directly from the Company or any Affiliate of the Company).

  • Participating Underwriter means any of the original underwriters of the Bonds required to comply with the Rule in connection with offering of the Bonds.

  • Selling Holder means a Holder who is selling Registrable Securities pursuant to a Registration Statement.

  • inter-dealer bond broker means a person or company that is approved by the Investment Industry Regulatory Organization of Canada under its Rule No. 36 Inter-Dealer Bond Brokerage Systems, as amended, and is subject to its Rule No. 36 and its Rule 2100 Inter-Dealer Bond Brokerage Systems, as amended from time to time;

  • Registrable Amount means an amount of Registrable Securities having an aggregate value of at least $200,000,000 (based on the anticipated offering price (as determined in good faith by the Requesting Shareholders)).

  • Designated Broker means the financial services firm or other agent designated by the Company to maintain ESPP Share Accounts on behalf of Participants who have purchased shares of Common Stock under the Plan.

  • Effective FTR Holder means:

  • Participating Holders means all Holders of Registrable Securities which are proposed to be included in any offering of Registrable Securities pursuant to Section 2.1 or Section 2.2.

  • Participating Interest is defined in Section 1.2(d) hereof.

  • Participating Dentist means any Dentist who, at the time of rendering a Covered Dental Service to the Member, has a written agreement with CareFirst BlueChoice or the Dental Plan for the rendering of such service.

  • Ineligible Holder is defined in Section 4.8(c).

  • Non-Participating Certified Registered Nurse Anesthetist means a Certified Registered Nurse Anesthetist who does not have a written agreement with the Claim Administrator or another Blue Cross and/or Blue Shield Plan to provide services to you at the time services are rendered.

  • Participating Stockholder means a “Participating Stockholder” under the HBB Stockholders’ Agreement, HY Stockholders’ Agreement and NACCO Stockholders’ Agreement, to the extent the Partnership owns HBB Class B Shares, HY Class B Shares or NACCO Class B Shares. A Partner shall cease to be a Participating Stockholder under this Agreement and shall be deemed to be a Former Partner immediately prior to any event or lapse of time that causes such Partner to no longer be a “Participating Stockholder” under such applicable stockholders’ agreements.

  • FTR Holder means the PJM Member that has acquired and possesses an FTR.