Participating Dealer definition

Participating Dealer means a dealer other than the principal distributor that distributes securities of a mutual fund;
Participating Dealer means a broker or dealer who is (or who has appointed an agent or delegate who is) a Participant and who has entered into a Participation Agreement in form and substance acceptable to the Manager and Trustee, and any reference in this Prospectus to “Participating Dealer” shall include a reference to any agent or delegate so appointed by the Participating Dealer.

Examples of Participating Dealer in a sentence

  • You may not be ableto submit creation or redemption requests through all the Participating Dealers but at any one time, there will be at least one Participating Dealer through whom you may submit creation or redemption requests.

  • Any Participating Dealer may at any time after such a suspension has been declared and before termination of such suspension withdraw any redemption request or any application for the issue of Shares by notice in writing to the Company.

  • Pursuant to the prospectus, the Sub-Funds receive transaction handling fee per creation and redemption orders from the Participating Dealer on behalf of the Trustee.


More Definitions of Participating Dealer

Participating Dealer means any eligible dealer who has entered into a Participation Agreement.
Participating Dealer means any participant who is a broker or dealer or such other person as may be approved by the Manager and the Trustee and who has entered into a Participant Agreement in form and substance acceptable to the Manager and the Trustee;
Participating Dealer means a broker or dealer (licensed for Type 1 regulated activity under the Securities and Futures Ordinance) which has entered into a Participation Agreement, and any reference in this Prospectus to “Participating Dealer” shall, where the context requires, include a reference to any PD agent so appointed by the Participating Dealer.
Participating Dealer means any participant of CCASS who has entered into a Participation Agreement.
Participating Dealer means Citigroup Global Markets Singapore Securities Pte Ltd, CIMB Securities (Singapore) Pte. Ltd., Goldman Sachs Futures Pte Ltd, DBS Vickers Securities (Singapore) Pte Ltd, Flow Traders Asia Pte Ltd, Commerzbank AG, or any broker or dealer which has entered into a Participation Agreement in form and substance acceptable to the Manager and the Trustee.
Participating Dealer means the participating dealer identified on the signature page of this Agreement.