Designated Broker definition

Designated Broker means the financial services firm or other agent designated by the Company to maintain ESPP Share Accounts on behalf of Participants who have purchased shares of Common Stock under the Plan.
Designated Broker means the natural person who is licensed as
Designated Broker means a registered dealer that has entered into a designated broker agreement with Purpose, on behalf of a fund, pursuant to which the designated broker agrees to perform certain duties in relation to the ETF Shares or ETF Units, as the case may be, of the fund.

Examples of Designated Broker in a sentence

  • A designated broker can delegate duties to a managing broker in writing, but the Designated broker remains responsible.

  • The Designated broker of a firm can delegate certain responsibilities to managing brokers.


More Definitions of Designated Broker

Designated Broker means a licensee designated by a real estate brokerage agency to act for the agency in conducting real estate brokerage services.
Designated Broker means the natural person who is licensed as a broker under this chapter and who is either:
Designated Broker means the broker or broker associate designated as the person in charge of and responsible for supervision of a main office or branch office as defined in Iowa Code section 543B.5(11). “Dual agent” means a licensee who, with the written informed consent of all the parties to
Designated Broker means a licensee designated by a real estate brokerage firm to act on behalf of the brokerage firm.