Participating Broker-Dealers shall have the meaning set forth in Section 4(a) hereof.

Participating Broker-Dealers shall have the meaning set forth in Section 2 hereof.

Participating Broker-Dealers. The term Participating Broker Dealers means broker dealer member firms of the NASD and any related persons which enter into selling agreements with the Partnership.

Examples of Participating Broker-Dealers in a sentence

Holders of Registrable Notes and Participating Broker-Dealers are intended third-party beneficiaries of this Agreement, and this Agreement may be enforced by such Persons.
Holders of Registrable Securities and Participating Broker-Dealers are intended third-party beneficiaries of this Agreement, and this Agreement may be enforced by such Persons.
This Agreement shall inure to the benefit of and be binding upon the successors and assigns of each of the parties hereto, the Holders and the Participating Broker-Dealers; provided, however, that nothing herein shall be deemed to permit any assignment, transfer or other disposition of Registrable Notes in violation of the terms of the Purchase Agreement or the Indenture.
This Agreement shall inure to the benefit of and be binding upon the successors and assigns of each of the parties hereto, the Holders and the Participating Broker-Dealers; provided, however, that this Agreement shall not inure to the benefit of or be binding upon a successor or assign of a Holder unless and to the extent such successor or assign holds Registrable Notes.
This Agreement shall inure to the benefit of and be binding upon the successors and assigns of each of the parties hereto, the Holders and the Participating Broker-Dealers; provided, however, that nothing herein shall be deemed to permit any assignment, transfer or other disposition of Registrable Securities in violation of the terms of the Purchase Agreement or the Indenture.

More Definitions of Participating Broker-Dealers

Participating Broker-Dealers means the Dealer Managers and any other broker-dealer which makes a market in the New Newmont Notes and exchanges Registrable Securities in the Exchange Offer for Exchange Securities.

Participating Broker-Dealers means those broker-dealers that are members of FINRA, registered investment advisors and other entities exempt from broker-dealer registration, that, in each case, enter into participating broker or other selling agreements with the Managing Dealer or Placement Agent, as applicable, to sell Shares.

Participating Broker-Dealers shall have the meaning set forth in Section 4.1 hereof.

Participating Broker-Dealers means the Initial Purchasers and any other broker-dealer which makes a market in the Notes and exchanges Registrable Securities in the Exchange Offer for Exchange Securities.

Participating Broker-Dealers means one or more broker-dealer(s) registered with the SEC under the Securities Exchange Act of 1934 with whom Altruist has made arrangement to participate in the Platform and chosen by Altruist, with or without the instruction of the Advisor, to provide custody and execution services to Platform Accounts. One Participating Broker-Dealer, Altruist Financial, LLC, an affiliate of Altruist, shall act as an introducing broker for Platform Accounts.

Participating Broker-Dealers shall have the meaning set forth in Section 3.3(a) hereof.

Participating Broker-Dealers shall have the meaning set forth in Section 4(a) hereof. “Participating Holder” shall mean any Holder of Registrable Securities that has returned a completed and signed Notice and Questionnaire to the Operating Partnership in accordance with Section 2(b) hereof. “Person” shall mean an individual, partnership, limited liability company, corporation, trust or unincorporated organization, or a government or agency or political subdivision thereof.