Foreign Underwriter definition

Foreign Underwriter means each Underwriter which qualifies as an institution or entity referred to in paragraphs (a), (b), (c) or (d) of Article 1(1) of Directive 2014/59/EU establishing a framework for the recovery and resolution of credit institutions and investment firms, as implemented in the Bail-in Legislation.
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Foreign Underwriter means each Underwriter which qualifies as an institution or entity referred to in paragraphs (a), (b), (c) or (d) of Article 1 of Directive 2014/59/EU establishing a framework for the recovery and resolution of credit institutions and investment firms, as implemented in the Bail-in Legislation.
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Foreign Underwriter mean each Underwriter which qualifies as an institution or entity referred to in paragraphs (a), (b), (c) or (d) of Article 1(1) of Directive 2014/59/EU establishing a framework for the recovery and resolution of credit institutions and investment firms, as implemented in the Bail-in Legislation. Where a resolution measure is taken in relation to any BRRD undertaking or any member of the same group as that BRRD undertaking and that BRRD undertaking or any member of the same group as that BRRD undertaking is a party to this Terms Agreement (any such party to this Terms Agreement being an “Affected Party”), each other party to this Terms Agreement agrees that it shall only be entitled to exercise any termination right under this Terms Agreement against the Affected Party to the extent that it would be entitled to do so under the Special Resolution Regime if this Terms Agreement were governed by the laws of any part of the United Kingdom.
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More Definitions of Foreign Underwriter

Foreign Underwriter means an underwriter who is not ordinarily resident in New Zealand and who is not a Commonwealth underwriter:
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Foreign Underwriter mean each Underwriter which qualifies as an institution or entity referred to in paragraphs (a), (b), (c) or (d) of Article 1(1) of Directive 2014/59/EU establishing a framework for the recovery and resolution of credit institutions and investment firms, as implemented in the Bail-in Legislation. Ratings: [Intentionally Omitted] Price to public: 100.000% of the principal amount of the Global Bonds, plus accrued interest, if any, from March 22, 2016. Underwriters’ commission in the form of a discount: 0.250% of the principal amount of the Securities Purchase price to Underwriters: 99.750% of the principal amount of the Global Bonds, plus accrued interest, if any, from March 22, 2016. Manner of payment: Wire transfer to an account designated by the Republic. The Underwriters shall, on behalf of the Republic, pay certain expenses in connection with the offering of the Securities. The Republic will reimburse the Underwriters for certain expenses pursuant to an expense side letter to be dated March 22, 2016. Closing Date, time and location: March 22, 2016, at the offices of Xxxxxxxx & Xxxxxxxx LLP 000 Xxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Securities exchange(s): Application will be made to list the Securities on the official list of the Luxembourg Stock Exchange and to trade them on the Euro MTF Market of the Luxembourg Stock Exchange. Trustee: The Bank of New York Mellon. SCHEDULE II Principal Amount of Global Bonds Banco Bilbao Vizcaya Argentaria, S.A. EUR 450,000,000.00 Xxxxxxx, Xxxxx & Co. EUR 450,000,000.00 X.X. Xxxxxx Securities plc EUR 450,000,000.00 Total EUR 1,350,000,000.00 SCHEDULE III
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Foreign Underwriter means (a) in relation to the Bail-Legislation referred to in paragraph (a) of that definition, each Underwriter which qualifies as an institution or entity referred to in paragraphs (a), (b), (c) or (d) of Article 1 of Directive 2014/59/EU establishing a framework for the recovery and resolution of credit institutions and investment firms, as implemented in the Bail-in Legislation; or (b) in relation to the Bail-Legislation referred to in paragraph (b) of that definition, each Underwriter which qualifies as a BRRD undertaking (as such term is defined under the PRA Rulebook (as amended form time to time) promulgated by the United Kingdom Prudential Regulation Authority) or any person falling within IFPRU 11.6 of the FCA Handbook (as amended from time to time) promulgated by the United Kingdom Financial Conduct Authority, which includes certain credit institutions and investment firms, and certain affiliates of such credit institutions or investment firms.
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Foreign Underwriter mean each Underwriter which qualifies as an institution or entity referred to in paragraphs (a), (b), (c) or (d) of Article 1(1) of Directive 2014/59/EU establishing a framework for the recovery and resolution of credit institutions and investment firms, as implemented in the Bail-in Legislation. Notwithstanding and to the exclusion of any other term of this Terms Agreement or any other agreements, arrangements, or understanding between Xxxxxxx Xxxxx International and Mexico, each party hereto acknowledges and accepts that a UK Bail-in Liability (as defined below) arising under this Terms Agreement may be subject to the exercise of UK Bail-in Powers (as defined below) by the relevant UK resolution authority, and acknowledges, accepts, and agrees to be bound by: (i) the effect of the exercise of UK Bail-in Powers by the relevant UK
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Foreign Underwriter means an underwriter, as hereinafter defined, ordinarily resident in any foreign country :
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Related to Foreign Underwriter

  • IPO Underwriter means each Person named as an underwriter in Schedule I to the Underwriting Agreement who purchases Common Units pursuant thereto.

  • Credit Underwriter means the independent contractor under contract with the Corporation having the responsibility for providing Credit Underwriting services.

  • Company Underwriter has the meaning set forth in Section 4(a).

  • Approved Underwriter has the meaning set forth in Section 3(f) of this Agreement.

  • Participating Underwriter means any of the original underwriters of the Bonds required to comply with the Rule in connection with offering of the Bonds.

  • Underwriter means a securities dealer who purchases any Registrable Securities as principal in an Underwritten Offering and not as part of such dealer’s market-making activities.

  • Qualified Independent Underwriter means a “qualified independent underwriter” within the meaning of FINRA Rule 5121.

  • ERISA-Qualifying Underwriting A best efforts or firm commitment underwriting or private placement that meets the requirements of an Underwriter’s Exemption.

  • Marketed Underwritten Offering means any Underwritten Offering (including a Marketed Underwritten Shelf Take-Down, but, for the avoidance of doubt, not including any Shelf Take-Down that is not a Marketed Underwritten Shelf Take-Down) that involves a customary “road show” (including an “electronic road show”) or other substantial marketing effort by the Company and the underwriters over a period of at least 48 hours.

  • Marketed Underwritten Shelf Take-Down has the meaning set forth in Section 2.02(e).

  • Shelf Underwritten Offering shall have the meaning given in subsection 2.1.3.

  • Managing Underwriter means, with respect to any Underwritten Offering, the book running lead manager of such Underwritten Offering.

  • Lead Underwriter means, in respect of a syndicate of underwriters,

  • Foreign Securities include: securities issued and sold primarily outside the United States by a foreign government, a national of any foreign country or a corporation or other organization incorporated or organized under the laws of any foreign country and securities issued or guaranteed by the government of the United States or by any state or any political subdivision thereof or by any agency thereof or by any entity organized under the laws of the United States or of any state thereof which have been issued and sold primarily outside the United States.

  • Underwriter’s Exemption Prohibited Transaction Exemption 2002-41, 67 Fed. Reg. 54487 (2002), as amended (or any successor thereto), or any substantially similar administrative exemption granted by the U.S. Department of Labor.

  • Loan processor or underwriter means an individual who

  • Foreign Issuer means “foreign issuer” as that term is defined in Rule 902(e) of Regulation S;

  • foreign investor means a natural person of a third country or an undertaking of a third country, intending to make or having made a foreign direct investment;

  • Principal Underwriter shall have the meanings given them in the 1940 Act.

  • Managing Underwriters means the investment banker or investment bankers and manager or managers that shall administer an underwritten offering under a Shelf Registration Statement.

  • Pending Underwritten Offering means, with respect to any Holder forfeiting its rights pursuant to this Section 4.5(l), any underwritten offering of Registrable Securities in which such Holder has advised the Company of its intent to register its Registrable Securities either pursuant to Section 4.5(a)(ii) or 4.5(a)(iv) prior to the date of such Holder’s forfeiture.

  • foreign firm means a business entity owned or controlled by one or more foreign nationals or a business entity in which more than 50 percent of the stock is owned or controlled by one or more foreign nationals.

  • Exempt commercial purchaser means any person purchasing commercial insurance that, at the time of placement, meets the following requirements:

  • Underwritten Shelf Takedown shall have the meaning given in subsection 2.3.3.

  • Underwritten Offering means a Registration in which securities of the Company are sold to an Underwriter in a firm commitment underwriting for distribution to the public.