Underwriter definition

Underwriter means a securities dealer who purchases any Registrable Securities as principal in an Underwritten Offering and not as part of such dealer’s market-making activities.
Underwriter as used in this Agreement shall include any person substituted under this Section with like effect as if such person had originally been a party to this Agreement with respect to such Shares.
Underwriter means (i) any person that agrees pursuant to a written contract with the Issuer (or with the lead underwriter to form an underwriting syndicate) to participate in the initial sale of the Bonds to the Public, and (ii) any person that agrees pursuant to a written contract directly or indirectly with a person described in clause (i) of this paragraph to participate in the initial sale of the Bonds to the Public (including a member of a selling group or a party to a retail distribution agreement participating in the initial sale of the Bonds to the Public).

Examples of Underwriter in a sentence

  • Notwithstanding the foregoing, the Company does not make any representation or warranty with respect to Underwriter Information.

  • The indemnification obligations under this Section 7(a) are not exclusive and will be in addition to any liability, which the Underwriters might otherwise have and shall not limit any rights or remedies which may otherwise be available at law or in equity to each Underwriter Indemnified Party.

  • The foregoing sentence does not apply to statements in or omissions from any Issuer Free Writing Prospectus based upon and in conformity with the Underwriter Information.

  • Online payments via BDO Online Banking or BDO Mobile BankingDecember 5, 2022, no later than 1:00 p.m.Tentative Listing and tradingDecember 15, 2022 The Company and the Underwriter reserve the right to extend or terminate the Offer Period for LSIs with the approval of the SEC and the PSE.

  • Stock Transfer Service, Inc.Receiving Agent .................Stock Transfer Service, Inc.Escrow Agent......................China Banking Corporation – Trust and Asset Management GroupCounsel for the Sole Issue Manager, Underwriter and Bookrunner ........................


More Definitions of Underwriter

Underwriter includes any person substituted for an Underwriter under this Section. Nothing herein will relieve a defaulting Underwriter from liability for its default.
Underwriter shall have the meaning set forth in Section 3(e) hereof.
Underwriter as used in this Agreement shall include any party substituted under this Section 6 with like effect as if it had originally been a party to this Agreement with respect to such Securities.
Underwriter means an underwriter of the IPO from time to time and any successor underwriter.
Underwriter means any underwriter of Securities in connection with an offering thereof under a Shelf Registration Statement.
Underwriter means each Person named as an underwriter in Schedule I to the Underwriting Agreement who purchases Common Units pursuant thereto.
Underwriter includes any person substituted for a defaulting Underwriter. Any action taken under this Section 9 shall not relieve any defaulting Underwriter from liability in respect of any default of such Underwriter under this Agreement.