Examples of PRA Rulebook in a sentence
The Applicant confirms that it has made the candidate aware of their regulatory responsibilities as set out in the rules of conduct in theFCA’s COCON and/or the PRA Rulebook: Conduct Rules.
The candidate confirms that he or she understands the regulatory responsibilities of the proposed role as set out in the rules of conduct in the FCA’s COCON and/or the PRA Rulebook: Conduct Rules.
Please note that a firm is required to use reasonable steps to obtain an appropriate reference from any current or previous employer of the candidate during the last 6 years (see SYSC 22 and Fitness and Propriety 2 in the PRA Rulebook).
In making this application the Applicant believes on the basis of due and diligent enquiry and, where applicable, by reference to the criteria in FIT in the FCA handbook and/or the Fitness and Propriety sections in the PRA Rulebook that the candidate is a fit and proper person to perform the controlled function(s) listed in section 3.
The key changes include the transferring of the definition of ‘shadow banking entities’ and ‘excluded undertakings to the LE(CRR) part of the PRA Rulebook and creating a new Supervisory Statement (SS) that will transfer the current EBA guidelines on limits on exposure to SBEs with a change to the definition of ‘excluded undertakings’.