Principal Underwriter definition

Principal Underwriter shall have the meanings given them in the 1940 Act.
Principal Underwriter shall have the meaning given to it in Section 2(a)(29) of the 1940 Act;
Principal Underwriter shall have the meanings given them in the 1940 Act, as modified by or interpreted by any applicable order or orders of the Commission or any rules or regulations adopted or interpretive releases of the Commission thereunder. The term "Commission" shall have the meaning given it in the 1940 Act;

Examples of Principal Underwriter in a sentence

  • The Trustees shall not be responsible or liable in any event for any neglect or wrongdoing of any officer, agent, employee, Manager, adviser, sub-adviser or Principal Underwriter of the Trust.


More Definitions of Principal Underwriter

Principal Underwriter shall have the meaning given that term in the 1940 Act;
Principal Underwriter shall have the meanings given them in the 1940 Act. “Majority Shareholder Vote” shall have the same meaning as the term “vote of a majority of the outstanding voting securities” is given in the 1940 Act;
Principal Underwriter. Interested Person," "Parents," and "Majority of the Outstanding Voting Securities," shall have the meanings set forth in the 1933 Act and the 1940 Act, as applicable, and the rules and regulations promulgated thereunder.
Principal Underwriter shall have the meaning designated in Section 5.2(c) hereof.
Principal Underwriter means a party, other than the Trust, to a contract described in Section 3.1 hereof.
Principal Underwriter shall have the meanings given them in the 1940 Act, as modified by or interpreted by any applicable order or orders of the Commission or any rules or regulations adopted or interpretive releases of the Commission thereunder. "Majority Shareholder Vote" shall have the same meaning as the term "vote of a majority of the outstanding voting securities" is given in the 1940 Act, as modified by or interpreted by any applicable order or orders of the Commission or any rules or regulations adopted or interpretive releases of the Commission thereunder;