Financial Conduct Authority definition

Financial Conduct Authority means the registering authority for societies registered under the Co-operative and Community Benefit Societies Act 2014 and the Credit Unions Act 1979 set up in terms of the Financial Services Act 2012 or its successor body.

Financial Conduct Authority means the UK Financial Conduct Authority of 00 Xxx Xxxxx Xxxxxxxxx, Xxxxxx Xxxxx, Xxxxxx E14 5HS and with company registered number 01920623 or such other regulatory body which may succeed or replace it from time to time;

Financial Conduct Authority means the body corporate referred to in section 1A of the 2000 Act as amended by section 6 of the 2012 Act;

Examples of Financial Conduct Authority in a sentence

• Your OnePay Account is an electronic money product regulated by the Financial Conduct Authority.

• The Rocklands Community Shop Limited is a Community Benefit Society (CBS), registered with the Financial Conduct Authority under the Co-operative and Community Benefit Societies Act 2014 Registered office: 00 Xxx Xxxxxx, Xxxxxxxx Xxx Xxxxxx, Xxxxxxxxxxxx, Xxxxxxx XX00 0XX Company Number: IP032162.

• It is subject to regulation by the Financial Conduct Authority and limited regulation by the Prudential Regulation Authority.

• Regulator – the Financial Conduct Authority, located at 00 Xxxxxxxxx Xxxxxx, Xxxxxx, X00 0XX or any authority, body or person having, or who has had, responsibility for the supervision or regulation of any regulated activities or other financial services in the United Kingdom.

• Restrictions on marketing and sales to retail investors – Pursuant to the United Kingdom ("UK") Financial Conduct Authority (the "FCA") Conduct of Business Sourcebook (the "COBS") the Securities are not intended to be offered, sold or otherwise made available and should not be offered, sold or otherwise made available to retail clients (as defined in the COBS 3.4) in the UK.

More Definitions of Financial Conduct Authority

Financial Conduct Authority means the body corporate known by that name with the functions conferred on it by or under the Financial Services and Markets Act 2000;

Financial Conduct Authority or “FCA” means the Financial Conduct Authority and any successor or replacement organisation responsible for the time being for the regulation of the financial services and/or insurance industry in the United Kingdom.

Financial Conduct Authority means the registering authority for societies registered under the Industrial and Provident Societies Act 1965 (IPSA65) and the Credit Unions Act 1979 set up in terms of the Financial Services Act 2012 or its successor body.

Financial Conduct Authority or "FCA" means the Financial Conduct Authority of the United Kingdom, including any replacement or substitute thereof, and any regulatory body or person succeeding, in whole or in part, to the functions thereof;

Financial Conduct Authority means Financial Conduct Authority in its capacity as competent authority under the FSMA;

Financial Conduct Authority means the Financial Conduct Authority or any successor regulator which regulates our investment business.

Financial Conduct Authority or “FCA” means the Financial Conduct Authority of the United Kingdom