FCA Handbook definition

FCA Handbook means the FCA Handbook of Rules and Guidance as amended from time to time.
FCA Handbook means the FCA’s handbook of rules and guidance,
FCA Handbook means the handbook of rules, regulations and guidance issue by the FCA;

Examples of FCA Handbook in a sentence

  • To the extent that MSIP pays Remuneration to you and/or any of your affiliates, you represent and warrant that such Remuneration does not relate to and/or is not calculated in respect of an advised sale made to a retail client (as defined in the FCA Handbook) based in the United Kingdom (whether or not through agents acting on your or their behalf such as platforms, financial advisers and/or portfolio managers) or where you are undertaking portfolio management.

  • At all times you or your nominated agent may request sight or a copy of entries in the Plan Manager’s records relating to your Securities in accordance with the rules of the FCA Handbook.

  • The Plan Manager will give you the right to cancel your Plan within 14 days of the Plan Manager’s acceptance of your Application Form in accordance with the requirements of the FCA Handbook.

  • The Plan Manager shall not be liable for the negligence or misconduct of any such agent or delegate, except where it has been negligent in its choice of such agent or delegate, not excluding or restricting any liability towards you to which, by virtue of the Regulations, the Financial Services and Markets Act 2000, or the FCA Handbook, the Plan Manager may be subject.

  • At all times you or your nominated agent may request sight or a copy of entries in the Plan Manager’s records relating to your Investments in accordance with the rules of the FCA Handbook.


More Definitions of FCA Handbook

FCA Handbook means the FCA’s handbook of rules and guidance, as amended, supplemented or replaced from time to time;
FCA Handbook the FCA’s Handbook of rules and guidance as amended from time to time;
FCA Handbook means the Financial Conduct Authority's Handbook of rules and guidance as amended from time to time;
FCA Handbook means the FCA’s Handbook of Rules and Guidance as amended
FCA Handbook means the handbook of rules and guidance issued by the FCA from time to time;
FCA Handbook means the handbook of rules and guidance of the Financial Conduct Authority, as amended from time to time;
FCA Handbook means the rules and guidance contained in the FCA Handbook of Rules and Guidance;